Related Products
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About
COMPLY is a modern compliance management platform built specifically for financial services firms. It centralizes regulatory requirements, automates manual workflows, and helps firms stay ahead of evolving regulations. By uniting data, solutions, services, and education, COMPLY empowers compliance teams to scale operations efficiently while reducing regulatory risk. The platform supports a range of functions—from regulatory filings and policy reviews to managed services—acting as an extension of your team. Designed for private funds, broker-dealers, wealth managers, investment banks, and more, COMPLY ensures firms operate in the best interest of investors and clients. With its easy-to-use interface and expert support, COMPLY delivers confidence, clarity, and control over compliance programs.
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About
Logwise is a compliance management tool that simplifies and automates regulatory workflows, helping organizations streamline key compliance processes like insider list management, market soundings, personal account dealing, restricted lists, conflict of interest tracking, PDMR obligations and policy management in line with UK and EU financial market regulations. It combines legal expertise with smart technology to reduce manual work and oversight risk by providing structured workflows, automated reminders, full audit trails, role-based access control and customizable modules that adapt to regulatory changes. Logwise centralizes documentation and compliance records, ensuring they are complete, easily accessible and review-ready for both internal teams and regulators. Designed for teams of all sizes, it supports cross-functional collaboration with secure, automated tools and helps organisations maintain transparent, and auditable processes across departments and stakeholders.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Financial services firms—including RIAs, broker-dealers, private funds, and investment banks—seeking a scalable, technology-driven compliance management solution with integrated expert support
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Audience
Compliance teams and regulated financial firms that need a centralized tool to automate and manage regulatory compliance workflows with clarity and efficiency
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationCOMPLY
United States
www.comply.com
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Company InformationLogwise
Founded: 2017
Sweden
www.logwise.com
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Alternatives |
Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
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Integrations
Microsoft Azure
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