Audience

Financial services firms interested in a powerful compliance management platform

About RegEd

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms.

The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

Integrations

No integrations listed.

Ratings/Reviews

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Company Information

RegEd
Founded: 1994
United States
www.reged.com

Videos and Screen Captures

RegEd Screenshot 1
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Product Details

Platforms Supported
Cloud
Training
Documentation
Support
Online

RegEd Frequently Asked Questions

Q: What kinds of users and organization types does RegEd work with?
Q: What languages does RegEd support in their product?
Q: What type of training does RegEd provide?

RegEd Product Features

Complaint Management

Complaint Classification Not Supported
Survey Management Not Supported
Self Service Portal Not Supported
Customer Complaint Tracking Not Supported
Case Management Not Supported
Corrective Actions (CAPA) Not Supported
Issue Tracking Not Supported
Feedback Management Not Supported
Routing Not Supported
Quality Assurance Management Not Supported
Social Media Monitoring Not Supported
Forms Management Not Supported

Compliance

Audit Management Not Supported
Risk Management Not Supported
Controls Testing Not Supported
HIPAA Compliance Not Supported
Archiving & Retention Not Supported
FDA Compliance Not Supported
Sarbanes-Oxley Compliance Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Environmental Compliance Not Supported
Version Control Not Supported
Compliance Tracking Not Supported
Incident Management Not Supported
Workflow / Process Automation Not Supported
Surveys & Feedback Not Supported
Artificial Intelligence (AI) Not Supported

Compliance Training

Progress Tracking Not Supported
Interactive Quizzes Not Supported
Customizable Branding Not Supported
Federal / State Regulation Compliance Not Supported
Certification Management Not Supported
Text / Email Reminders Not Supported
Role-Specific Versions Not Supported
Industry-Specific Courses Not Supported
Multiple Locations / Departments Not Supported
Gamification Not Supported
Reporting / Analytics Not Supported
Content Builder Not Supported
Online / Self-Paced Not Supported
Instructor-Led Training Not Supported
Harassment / Discrimination Training Not Supported
Customer Service Standards Not Supported
Workplace Safety Not Supported
Diversity Training Not Supported
Conflicts of Interest Training Not Supported
Fair Disclosure Not Supported
Anti-Bribery Training Not Supported
Security / Privacy Training Not Supported