Audience
Companies looking for a compliance management, workflow and monitoring of FCA firms platform
About Compliance Star
Compliance Star is an on-demand compliance software, the right tools for effective monitoring and risk management. Compliance Star offers effective and efficient remote management of FCA Authorised Firms and its operating Units/Agents via real-time data collection and reporting. Compliance Star is a technology-enabled compliance platform that facilitates compliance management, workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA). Compliance Star is underpinned by a ‘fail-safe’, calendar-based task management system. This allows for both automatic and manual setting of tasks, notifies actions, populates deadlines into a calendar, issues reminders and monitors for completion. The platform reduces compliance burden significantly and is currently being used by leading regulatory networks. Enables complete tracking of internal regulatory processes. It provides up-to-date single point data access combined with the ability to produce FCA required reports.
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Pricing
Starting Price:
£60 per month
Pricing Details:
12 month contract
Integrations
Company Information
Thistle Initiatives
Founded: 2012
United Kingdom
compliancestar.co.uk
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Product Details
Platforms Supported
Cloud
Training
Documentation
Live Online
In Person
Support
Phone Support
Online
Compliance Star Frequently Asked Questions
Compliance Star Product Features
Audit
Alerts / Notifications
Supported
Audit Planning
Supported
Compliance Management
Supported
Dashboard
Supported
Forms Management
Supported
Mobile Access
Supported
Risk Assessment
Supported
Workflow Management
Supported
Exceptions Management
Not Supported
Issue Management
Not Supported
Multi-Year Planning
Not Supported
Complaint Management
Case Management
Supported
Complaint Classification
Supported
Corrective Actions (CAPA)
Supported
Customer Complaint Tracking
Supported
Feedback Management
Supported
Forms Management
Supported
Issue Tracking
Supported
Quality Assurance Management
Supported
Routing
Not Supported
Self Service Portal
Not Supported
Social Media Monitoring
Not Supported
Survey Management
Not Supported
Compliance
Archiving & Retention
Supported
Audit Management
Supported
Compliance Tracking
Supported
Risk Management
Supported
Version Control
Supported
Workflow / Process Automation
Supported
Artificial Intelligence (AI)
Not Supported
Controls Testing
Not Supported
Environmental Compliance
Not Supported
FDA Compliance
Not Supported
HIPAA Compliance
Not Supported
ISO Compliance
Not Supported
Incident Management
Not Supported
OSHA Compliance
Not Supported
Sarbanes-Oxley Compliance
Not Supported
Surveys & Feedback
Not Supported
Task Management
Mobile Access
Supported
Recurring Tasks
Supported
Reporting/Analytics
Supported
Spreadsheet View
Supported
Task Board View
Supported
To-Do List View
Supported
Collaboration
Not Supported
Create Subtasks
Not Supported
Gamification
Not Supported
Gantt Charts
Not Supported
Percent-Complete Tracking
Not Supported
Progress Tracking
Not Supported
Task Planning
Not Supported
Task Scheduling
Not Supported
Task Tracking
Not Supported
Time Tracking
Not Supported
Workflow Management
Access Controls/Permissions
Supported
Business Process Automation
Supported
Calendar Management
Supported
Compliance Tracking
Supported
Document Management
Supported
Forms Management
Supported
Mobile Access
Supported
Task Management
Supported
Workflow Configuration
Supported
Approval Process Control
Not Supported
Configurable Workflow
Not Supported
Customizable Dashboard
Not Supported
Graphical Workflow Editor
Not Supported
No-Code
Not Supported
Third Party Integrations
Not Supported
