Alternatives to Logwise
Compare Logwise alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to Logwise in 2026. Compare features, ratings, user reviews, pricing, and more from Logwise competitors and alternatives in order to make an informed decision for your business.
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Process Street
Process Street
Process Street is an AI-powered compliance operations platform that automates complex workflows, enforces standards, and tracks audit data in real time. Teams use it to create structured SOPs, assign tasks, collect data, and monitor execution with intelligent oversight. From onboarding and audits to vendor management and document control, Process Street ensures every step is followed and every action is logged. Built for regulated industries like financial services, healthcare, and manufacturing, it supports frameworks such as ISO, SOC 2, SOX, and HIPAA. With role-based permissions, audit logs, and powerful integrations, Process Street replaces static documents, spreadsheets, and manual processes with a single automated system of record. Use AI to streamline approvals, catch risks early, and generate audit-ready evidence. Trusted by teams at Cargill, DoorDash, Farmers Insurance, and Hartford Healthcare. -
2
Skillcast
Skillcast
The Skillcast Compliance Portal is a solution that enables organisations to deliver, track, and evidence compliance learning and related activities in a single platform. Designed for compliance, risk, and HR teams, it simplifies the management of e-learning, policies, disclosures, registers, and events while ensuring auditability and regulatory compliance. Available in Standard, Enhanced and Premium tiers, the portal connects learning and compliance workflows, providing visibility, efficiency and control across all programmes. Key features include an LMS for delivering and reporting on training with a built-in content editor, a Policy Hub for policy distribution and attestation tracking, Training 360 for complete records and CPD, Event Management for sessions and attendance, automated Declarations, configurable Registers for gifts, hospitality and conflicts, Compliance Surveys for employee insights and SMCR Registers to support Senior Managers and Certification Regime compliance. -
3
IntelligenceBank
IntelligenceBank
IntelligenceBank is a marketing operations platform that helps enterprise teams streamline digital asset management, marketing workflows, brand governance, and compliance. With features like a secure DAM, customizable approvals, online brand guidelines, dynamic forms, and audit trails, IntelligenceBank enables faster time-to-market while ensuring brand consistency and regulatory compliance. Used by leading organizations in financial services, healthcare, franchising, and government, IntelligenceBank integrates with creative, CMS, and enterprise tools to centralize content, automate processes, and reduce risk across marketing operations.Starting Price: $567/month -
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Siguru AI
Siguru AI
Siguru AI is an AI-driven compliance and Medical, Legal & Regulatory (MLR) process optimization platform built for pharmaceutical and life-sciences teams to improve how commercial and medical content is reviewed, approved, and monitored across digital channels. It uses advanced artificial intelligence to accelerate MLR reviews, reduce errors, and flag compliance risks in marketing and digital materials, helping internal teams deliver review-ready, code-compliant content faster and cut down approval cycles by detecting issues before they escalate. It integrates into existing workflows and content management systems, supports automation of compliance checks in content creation, and provides real-time insights that align with global regulatory codes and standards, aimed at reducing complaints and oversights tied to digital promotional content. -
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LEXCOMPLY
RSJ Lexsys
Lexcomply is a modern compliance OS that helps companies automate compliance workflows, track regulatory obligations, manage audits, handle policies & contracts, and receive multilingual global legal updates—all inside one intuitive dashboard. -
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ZYNO Audit
Elite Mindz
ZYNO Audit is an AI-powered audit and compliance management platform designed to streamline expense auditing and regulatory oversight. It automates expense tracking, anomaly detection, and policy compliance checks to reduce manual effort and minimize risk. The system uses machine learning algorithms to detect fraud, flag irregular transactions, and generate detailed audit trails. With built-in compliance tools, organizations can access regulatory templates, automated reporting, and risk assessment modules from a centralized dashboard. ZYNO Audit also provides intelligent expense categorization, budget forecasting, and approval workflow automation to maintain cost transparency. Enterprise-grade security features such as encryption, role-based access control, and automated backups protect sensitive audit data. By combining automation with compliance intelligence, ZYNO Audit helps businesses improve efficiency, reduce operational costs, and strengthen governance frameworks.Starting Price: $7950/year -
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Waymark
Waymark
Use Waymark's cutting edge technology to provide you with the regulatory insights, oversight, and collaboration tools needed to satisfy regulators. Elimination of manual work combined with improved workflow and collaboration across all lines of defence saves hours each week, and hundreds of hours a year, freeing valuable time for higher-impact activities. Automatic identification of relevant news and obligation changes means key developments aren’t overlooked, and work is tracked to completion. Change management audit trails and reports provide management and directors with the evidence, insights and confidence that they need to meet their obligations. Waymark’s AI tools automatically identify, sort and classify an unmatched range of sources: Regulatory changes and news, legal insights, enforcement actions and other updates. -
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Nimonik
Nimonik
Nimonik offers access to standards from 40 + standards development organizations such as ISO, IEC, API, IPC, ACI, IEEE, ASTM and many others. Nimonik also offers access to laws and regulations from 40+ countries and 500 states and provinces around the world. This data is integrated into Nimonik's workflow tools and enables companies to properly manage their compliance and issue management reports. Global Standards and Regulatory Compliance Software. Software that helps organizations identify, extract, and organize requirements from regulatory documents, industry standards, contracts, and permits. Compliance Management System and Audit Software. A centralized platform for managing compliance obligations, conducting audits, and ensuring adherence to regulations and standards. Regulatory Updates Newsletter & Library. A service providing updates on regulatory changes and trends, helping businesses stay informed and compliant with the latest regulations.Starting Price: $500/year -
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TZTS Trade Surveillance
eflow
eflow’s TZTS Market Abuse & Trade Surveillance software is a dynamic, machine learning and behavioral analytics–powered compliance system designed to help financial firms identify and monitor market manipulation, insider dealing, and other abusive trading typologies across major global regulators, including FCA/MAR, SEC, CFTC, and MAS. It supports all major asset classes, automates market abuse detection and compliance checks, and provides evidence-ready alerts for regulatory reporting. TZTS offers a highly flexible system with customizable implementation, dynamic parameter testing, workflow automation, and an intuitive user experience that adapts to changing regulatory and market conditions. It improves data accuracy, increases reporting efficiency with preset and custom reports, enriches trade data automatically, generates comprehensive audit trails, and aligns regulatory and commercial goals through configurable parameters and alerts. -
10
Lawrbit
Lawrbit Global Compliance Network
Regulatory Risks are amongst the Top 3 Business Risks globally as there are multiple Laws (Central, State & Municipal level) applicable to each business. Laws are frequently changing, are complex, and involves multiple stakeholders (internal/external) to manage. The Board needs to have oversight of their compliance and regulatory risks across the enterprise, which means understanding which Regulatory obligations map to which business processes, policies & controls. Offered as SaaS, GCMS helps businesses create a centralized framework to proactively monitor Regulatory Risks across an extensive range of Compliance obligations from all applicable Laws; enabling the Board to efficiently manage control across geography, functional, and industry mandates. Build on Twin Software Architecture, GCMS integrates Tech with Regulatory Intelligence & Updates for 1,000s of Laws, Regulations from 70+ Countries. GCMS simplifies understanding and adhering to all Compliance obligations. -
11
ProcEdge RIMS
Sarjen Systems Pvt Ltd
ProcEdge RIMS is a centralized regulatory information management system designed to streamline global product registration and post-registration activities. It replaces error-prone manual methods like Excel with a unified platform that offers real-time access to product data across departments. The system tracks submissions, renewals, and regulatory correspondence with configurable workflows and automated reminders to ensure compliance with varying international regulations. It supports industry standards such as IDMP and meets GxP, GDPR, and 21 CFR Part 11 compliance requirements. By consolidating regulatory data and workflows, ProcEdge RIMS helps companies reduce operational costs and speed up time to market. Its robust query management and audit trail features improve submission quality and regulatory responsiveness.Starting Price: $300 -
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Capnovum
Capnovum
Capnovum’s cognitive compliance management platform provides an up-to-date repository of regulations, obligations and regulatory news; that lets regulated entities manage compliance and resource utilisation across jurisdictions. Artificial intelligence (AI) is leveraged to understand and identify synergies between regulations, assess the footprint of business models and impact of regulatory updates. Capnovum eliminates manual work and external spend that traditionally go into producing and disseminating static reports. Reducing cost, improving timeliness and quality. By combining automation and AI, critical information and insights are available on demand and flow seamlessly to all key stakeholders within your organisation. We recognise that distraction and pressure on our time has become the new normal and cutting through that noise to provide you with the information you need, quickly and concisely is what matters. -
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Mitratech Compliance Manager (CMO)
Mitratech
Intuitive obligations, audit, and incident management for compliance and risk management teams focused on improving operations and results. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks. Today, understanding compliance obligations and the potential impact of regulations is essential to mitigating business risk. The operational concerns of corporations, along with audit requirements and regulatory changes, are forcing compliance teams to manage complex, overlapping obligations. Staying passive – or worse, reactive – isn’t an option: the risks and costs, in opportunities unrealized and negative impacts on profitability, can be too damaging. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks. -
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ActReady
ActReady
ActReady is an EU AI Act compliance platform built for SMBs, startups, and SaaS companies. It helps businesses classify their AI systems by risk level, generate all required compliance documents, and track regulatory obligations — before the August 2, 2026 enforcement deadline. Key features: - Free AI risk classifier (no account required) — get your risk tier in 60 seconds - AI-generated compliance documents: Annex IV technical documentation, risk management plans, human oversight plans, transparency notices, data governance docs, and post-market monitoring plans - Obligation tracker to manage compliance tasks across all your AI systems - Audit pack export — download all documents as a zip for regulators - GDPR & ISO 27001 overlap mapping - Disclosure snippets for Article 50 transparency requirements Plans start free. Paid plans from €29/month. No legal background required.Starting Price: €29/month -
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SAR Portal
SAR Portal
SAR Portal is an AI-driven GDPR compliance platform that helps businesses respond to data subject access requests and other GDPR rights (access, erasure, rectification, restriction, portability, and objection) through structured workflows and automated tools designed to ensure all deadlines and regulatory requirements are met. It provides a secure, branded public intake portal with OTP identity verification for request submission, centralizes case management with automatic 30-day deadline tracking and reminders, and uses AI to detect and redact personal data across multiple file types, including PDF, Word, Excel, and images, reducing manual effort and compliance risk. It generates complete audit trails and exportable evidence packs that document every action taken, giving teams regulator-ready records of their DSAR handling.Starting Price: €59 per month -
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trail
trail
Trail ML is an AI governance copilot platform that helps organizations build trustworthy, compliant, and transparent AI systems by automating manual governance and documentation tasks. It centralizes AI registry, policy creation, risk management, automated documentation, development tracking, audit trails, and compliance workflows under one system, enabling teams to classify and manage all AI use cases, trace decisions from data and model to outcomes, and reduce the overhead of manual documentation and governance processes. It integrates governance frameworks and templates, supports creation of custom AI policies, and guides teams through identifying and mitigating risks, preparing for audits and standards like ISO 42001 and regulation such as the EU AI Act. Trail uses curated knowledge, risk libraries, and AI-powered automation to orchestrate governance tasks, translate regulatory requirements into actionable to-dos, and streamline collaboration between stakeholders. -
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Kaizen
Kaizen
Transform how you meet your compliance and regulatory reporting obligations. We are a team of regulatory experts, technology developers, and data engineers focused on improving data quality and creating new solutions to the complex challenges of regulation. Our award-winning products help clients from across the financial services industry, from boutique asset management firms to tier-one banks, meet the demands of regulators. Get accurate, complete, and timely regulatory reporting. Search, share, and manage regulation on one digital platform. Automated shareholding disclosure monitoring and reporting. A holistic approach for managing market abuse and misconduct. Reduce regulatory risk with automated research management. Accredited training for a wide range of regulatory reporting regimes. We are regulatory and data specialists on a mission to revolutionize the way people work with compliance and regulation. -
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VoiCase
Hance Consulting
VoiCase is a secure whistleblowing and case management platform designed to help organizations receive, manage, and investigate reports of misconduct, compliance violations, and workplace concerns. The platform allows employees, partners, and external stakeholders to submit reports anonymously or with their identity while ensuring confidentiality and protection for reporters. Organizations can manage investigations through a centralized case management system, track actions, store evidence, and maintain complete audit trails. VoiCase helps companies strengthen ethics, compliance, and internal governance while supporting modern regulatory and corporate integrity standards. Key features include secure reporting channels, anonymous reporter communication, case workflow management, evidence and document storage, investigation tracking, and role-based access controls. Voicase is designed for enterprises, HR leaders, compliance officers, legal teams, and internal investigation. -
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Cyfeon
Cyfeon
Cyfeon’s suite of industry‑focused products helps financial services, communications, and energy companies automate critical business functions and accelerate profitability. The Commission and Revenue Share Management system automates and executes contract terms, fees, taxes, and payments on schedule and with precision, based on rules you establish, tracking workflows and auditing approvals to ensure accurate disbursement to internal and external stakeholders and timely collection of franchise fees; the Control Room solution streamlines regulatory compliance by automating watch‑list management, research workflows, outside‑trading monitoring, FINRA submissions, ad hoc reporting, audit trails, and corporate action‑item tracking within an integrated Compliance Dashboard. -
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Regly
Regly
Regly is an AI-powered compliance management and financial crime prevention platform built to simplify and centralize regulatory compliance workflows, risk detection, and policy control across teams and processes by combining advanced automation with expert-designed tools rooted in real-world regulatory experience. It helps organizations manage compliance tasks with centralized workflows for policies, forms, approvals, and documentation so teams can collaborate, track version history, and maintain audit trails in one place rather than using manual spreadsheets or siloed tools. Regly’s automation flags risks proactively, supports vendor oversight, and identifies financial crime indicators by applying customizable rules and alerts, helping reduce repetitive manual work and accelerate investigative focus on real threats. -
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ERM Libryo
ERM
Libryo is a regulatory compliance management platform designed to help organizations understand and track the laws that apply to their operations. It automatically builds and maintains legal registers tailored to each company’s locations, activities, and jurisdictions. The platform continuously monitors regulatory changes across global environmental, health, and safety (EHS) legislation. When relevant laws change, Libryo alerts teams so they can respond quickly and remain compliant. The system also provides simplified summaries, translations, and structured workflows to make complex regulations easier to understand and manage. Organizations can assign compliance tasks, track actions, and store supporting documentation for audits and reporting. By combining regulatory intelligence with automated compliance tools, Libryo helps companies manage legal requirements with greater accuracy and efficiency.Starting Price: From $2,000 per year -
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LabRelations
LabRelations
LabRelations is a modern, configurable laboratory platform built to centralize and streamline scientific and test workflows by combining core modules, including LIMS (Laboratory Information Management System), ELN (Electronic Lab Notebook), CTMS (Clinical Trial Management System) and EDC (Electronic Data Capture), into a single system that supports everything from sample tracking and experiment documentation to study management and regulatory-grade reporting while reducing manual work, errors and data silos; it lets labs store all data in one place, define rule-based workflows and automations, connect instruments and external systems, enforce full audit trails and compliance (such as GxP, 21 CFR and versioned controls), and configure objects, forms, views and permissions to fit specific lab needs, while enabling cross-functional collaboration and real-time visibility from discovery and quality control to clinical research and complex regulated environments. -
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TheComplianceMap
TheComplianceMap
Complete overview of your company’s product compliance and supply chain. Unparalleled all-in-one Environmental Compliance Platform to drive all your regulatory obligations from Product Compliance, Extended Producer Responsibility to Supply Audit Management, Conflict Minerals and more. We help you manage and automate your due diligence obligations arising from Global RoHS, REACH, Conflict Minerals, EPR (Packaging/WEEE/Batteries), CLP, Prop65, ELV and much more. Fast Implementation Time Our Implementation Managers will know your company’s requirements inside-out. On-going Custommer Suport Permanent Project Manager will always be there to guide and assist you on your journey with us. Responsive Participate in Customer Advisory Board meetings and take part in shaping our future products. Tap into a wealth of additional resources including Industry Updates, Events, On-Demand Webinars, White Papers, and Case Studies. -
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Auditry
Auditry
Auditry is the only developer-first, system-level compliance solution built with regulatory requirements in mind. Turn every AI workflow into a verifiable audit trail. 👉 Drop in one SDK to automatically log models, datasets, API calls, and decisions. 👉 Export regulator-ready evidence packages with one click. 👉 Ensure compliance by design — no extra work for your developers, no scrambling for your compliance team. -
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Hark
Hark
Hark is a decision intelligence system designed to transform AI outputs into production-ready decisions by adding governance, oversight, and accountability to existing AI workflows. It acts as a layer between AI models and real business processes, enabling organizations to apply company policies, regulatory requirements, and business rules before any AI-driven decision is executed. It allows teams to integrate human expertise directly into the decision loop by routing outputs to the appropriate stakeholders for review, approval, or override, ensuring that critical decisions remain controlled and auditable. It captures full accountability by recording who approved each decision, when it occurred, and the reasoning behind it, while also generating clear, human-readable explanations that can be used for internal audits or regulatory compliance. Hark is built specifically for regulated environments such as financial services, insurance, and healthcare. -
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AGILE
VERMEG
VERMEG’s AGILE is an award-winning, modular regulatory reporting platform designed for agility and scalability. It provides both on-premise and SaaS deployment options, enabling flexible access to global regulatory compliance. AGILE supports automated workflows, robust risk calculations (capital adequacy, credit risk, market risk, liquidity), and a granular data model for all financial institutions. The platform offers comprehensive reporting, including prudential, statistical, and disclosure reports, and keeps businesses aligned with the latest regulatory updates. AGILE also features role-based access, proactive alerts, audit trails, and instant dashboards for transparency. Its fully-managed SaaS option, accredited with SOC2 Type II, minimizes costs and ensures data security, making it an efficient and adaptable solution for regulatory reporting. -
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RoundSys
RoundSys
RoundSys is an all-in-one digital care management system designed to help care organizations centralize and automate core workflows so staff and managers can focus more on delivering quality support and less on paperwork. It lets providers digitize care planning, daily tasks, notes and logs, medication records, assessments, alerts, and outcome tracking into one secure, cloud-hosted interface accessible via browser or mobile app, enabling real-time updates from the field and offline support when needed. It offers secure service user record keeping with audit trails, role-based access control, customizable care templates and assessments, notifications for incidents or missed tasks, and reporting tools that support oversight, consistency, and regulatory adherence. With a user-friendly design and mobile accessibility, RoundSys reduces manual processes and paperwork, gives care teams instant visibility into activities and compliance.Starting Price: Free -
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GoVal
AdventSys Technologies
GoVal is a paperless validation lifecycle platform for regulated industries like pharma and biotech. It supports IQ/OQ/PQ protocols, full document control, audit-ready trails, and compliance with FDA 21 CFR Part 11 and EU Annex 11. Role-based workflows and e-signatures streamline approvals. Dedicated risk assessment tools help evaluate change impacts and ensure regulatory alignment. Integration-ready via APIs, GoVal connects with ERP/LIMS systems securely. Real-time dashboards, alerts, and GoVal AI enhance efficiency by automating risk analysis, test case creation, and document drafting—unlocking intelligent automation with tangible impact. GoVal lowers manual validation overhead, speeds up audit preparation, and shortens product validation cycles—helping organizations realize ROI quickly. -
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rePurpose
rePurpose
rePurpose Global is a packaging sustainability and compliance platform that helps consumer brands measure, reduce, recover, and communicate the plastic footprint of their products by combining verified plastic recovery with automated regulatory reporting and credible sustainability claims. It enables companies to build plastic recovery claims that differentiate their products in the market with traceable impact stories backed by rigorous data, and it provides packaging compliance tools that streamline Extended Producer Responsibility (EPR) reporting obligations across 45+ regulations from a single interface. It centralizes plastic footprint data, impact project details, and compliance workflows so teams can generate authentic marketing assets, manage complex regulatory requirements with confidence, and avoid penalties or manual burden. -
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Vixio
Vixio
Vixio is a regulatory-intelligence platform that gives compliance and legal teams real-time clarity and control over changing rules across more than 200 jurisdictions and 1,400 regulatory authorities. It combines expert human analysis with AI-driven tools, including horizon scanning, a regulatory library, a global data hub, market assessments, and a custom report builder, to monitor legislative and regulatory developments, compare requirements across regions, and surface governance risks. In 2025, Vixio expanded with Vixio Workspace, a workflow and compliance-management add-on that links regulatory change intelligence to actionable tasks; compliance teams can create checklists, assign tasks, collaborate internally, track progress in dashboards, manage attestation records, upload evidence, and maintain a full audit trail, eliminating reliance on scattered spreadsheets, emails, or disjointed tools. -
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Compliatric
Compliatric
Compliatric is a cloud-based Healthcare Administration Operating System (HAOS) that provides holistic compliance management technology designed to simplify, centralize, and automate regulatory, accreditation, and risk workflows for healthcare organizations, replacing spreadsheets and disconnected systems with one integrated platform that supports evidence-linked compliance tracking, audit readiness, and operational excellence; it includes more than 20 customizable modules covering core functions like policy and document management with automated notifications and version control, exclusion and sanction monitoring against federal and state databases, audit and monitoring tools with templates and evidence trails, comprehensive incident reporting with flexible capture and investigation workflows, learning management and training automation, credentialing and privileging tracking, equipment and vendor management, project and task oversight, and reporting dashboards. -
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Totum Compliance
Totum Compliance
No matter what business you’re in, companies, governments and communities around the world are grappling with an evolving regulatory landscape, whether it’s cross-border data privacy concerns or balancing economic growth against the global shift to a low-carbon future. With that comes regulatory change and increased governmental and public scrutiny of how companies are conducting their activities and meeting regulatory compliance requirements. Totum specialises in cloud-based compliance management software. Originally developed for the highly-regulated oil and gas industry, Totum Compliance provides a holistic and automated approach to managing global and local compliance requirements, by delivering timely and relevant information to operational teams. We create a single source of truth, enabling companies to efficiently manage the vast and complex range of obligations they must meet to maintain their legal and social license to operate, anywhere in the world. -
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Segistics Orbit
Segistics Orbit
Orbit by Segistics is an innovative warehouse management solution that uses RFID technology combined with advanced camera systems to deliver real-time visibility into products, personnel, and assets throughout the facility. It enables accurate inventory tracking and location, streamlines order picking, fulfillment, and returns processing, and strengthens safety and security by monitoring movement and restricted zones. It supports warehouse optimization by analyzing product movement patterns, guiding layout planning, and improving workflow efficiency with data-driven insights, and it enhances asset management with precise equipment tracking, audit support, and compliance tools. For facilities handling regulated materials, Orbit also offers specialized hazardous material management, including real-time monitoring, audit readiness, restricted access controls, and visual documentation to ensure safety and regulatory compliance. -
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Identify, collect and preserve data for eDiscovery, investigations and regulatory requests. OpenText™ EnCase™ Information Assurance is a comprehensive and scalable solution for defensibly managing electronically stored information (ESI) for litigation, compliance and regulatory requests. Search and collect data from new sources and collaboration tools, including Microsoft Teams and Slack. Capture conversations and preserve data in a forensically sound and legally admissible format. Streamline the experience and improve workflows with an enhanced web application that allows template creation and automated workflows so teams can do more with less resources. Identify sensitive and regulated data across networks to make informed, quick decisions and respond efficiently to internal investigations, regulatory and eDiscovery requests.
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SACT (Self-Assessment Compliance Toolkit) by SwiftSafe is a comprehensive tool designed to help organizations stay compliant with major cybersecurity regulations like GDPR, HIPAA, PCI DSS, and ISO 27001. The platform simplifies compliance management by offering hassle-free assessments, real-time reporting, and automated updates on regulatory changes. SACT helps businesses generate instant audit reports, track security improvements, and maintain compliance without the need for costly consultations. With its user-friendly interface and 24/7 support, SACT streamlines the process, making it easy for businesses to meet their compliance obligations efficiently.Starting Price: $150
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Penneo
Penneo A/S
Penneo is a certified digital trust platform designed for audit firms, law firms, and financial institutions that need efficient, compliant document signing workflows. It delivers legally binding electronic signatures compliant with eIDAS regulations, supporting national eID schemes across Scandinavia and the EU. Key capabilities include bulk signing for handling high volumes of documents, customizable signing flows with sequential or parallel routing, automated reminders, and complete audit trails that satisfy regulatory documentation requirements. Penneo integrates with CRM and ERP systems through its REST API, fitting into existing workflows. The platform is especially popular among Nordic accounting and auditing firms looking to digitize annual report and financial statement signing cycles, though it serves regulated businesses across Europe.Starting Price: €88 / month -
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RegEd
RegEd
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. -
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CERRIX
CERRIX
CERRIX is an integrated GRC software platform that helps organizations manage governance, risk, compliance, and internal audit in one cloud-based solution. With over 10 years of experience, CERRIX supports more than 100 clients across 20+ countries, including banks, insurers, pension funds, audit companies. Key capabilities include: Risk assessment workflows and dynamic risk scoring, Regulatory compliance management (e.g. DORA, ISQM, GDPR), Audit management and real-time dashboards, Third-party and incident risk tracking. CERRIX empowers teams to improve control, automate tasks, and stay compliant with evolving EU regulations.Starting Price: €1000/month -
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Responsiv
Responsiv
Responsiv is an AI-driven regulatory analysis and compliance platform that helps organizations understand, track, and act on regulatory changes in real time so legal and compliance teams can stay ahead of evolving obligations without heavy manual research. It delivers precise regulatory and legal answers in natural language backed by direct references to primary and secondary sources, enabling users to assess compliance issues quickly and with confidence. It performs gap analysis to pinpoint where policies, controls, or documents fall short of current requirements, suggests tailored updates, and supports centralized document management so teams can harmonize policies across business units and jurisdictions. Responsiv’s platform includes a secure, centralized repository for regulatory obligations and compliance documents, helps streamline workflows by reducing routine manual tasks, and protects sensitive data. -
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FORM OpX
FORM.com
Compliance software that drives operations. Improve safety and increase accuracy with the top mobile audit and inspection platform for teams trusted by Walmart, Wendy’s, and Fannie Mae. Upgrade your paper, Excel, and digital processes to the #1 field management platform for teams. FORM OpX combines advanced data collection and configurable workflows with powerful operational insights to boost compliance in real-time. Configure audits, inspections, and workflows to ensure teams consistently follow procedures and meet regulatory obligations. Capture data instantly with digital forms that guide teams to the right action. Configure automated alerts and escalations to trigger corrective action as soon as issues arise. Save time and money with customizable workflows that improve processes and increase compliance — everywhere. -
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Ethixbase360
Ethixbase360
Onboard your third parties' information from their demographics to digitising your existing internal onboarding documentation & risk scoring. Achieve a consistent, automated process completed with a fully accessible audit trail. All your third parties’ information and documentation is in one place. As third-party ecosystems become increasingly complex and geographically diverse, organisations are exposed to increased regulatory and reputational risk. It is understandable that many compliance, legal and procurement professionals like yourself, may feel overwhelmed at the prospect of managing each and every third-party relationship within your global third-party ecosystems. No two businesses’ risks are the same, nor is the way that they are managed. Our third-party compliance platform ethiXbase 360 is built on a dynamic system architecture with this concept as its core premise. -
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Radar Compliance
RadarFirst
Operationalize cyber, compliance, and risk notification obligations for consistent, documented, and collaborative event management. Radar Compliance is a configurable rules and assessment engine that lets you define your own notification triggers and obligations, including internal stakeholders, regulators, and third-party obligations. The result is consistent, documented, and collaborative event management organization-wide. Eliminate subjectivity in incident assessment and make ad hoc notifications a thing of the past. Provide a transparent, audit-friendly process to internal and external stakeholders. Create streamlined incident management processes across departments. A completely automated assessment that considers all relevant risk factors and incident data involved in a specific incident and programmatically analyzes the “material risk” based on rules most important to your company. -
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iCompliance
iCompliance.online
iCompliance is a comprehensive digital platform designed to streamline Quality, Health, Safety, and Environment (QHSE) management, Environmental, Social, and Governance (ESG) initiatives, and Governance, Risk, and Compliance (GRC) processes for organizations across various industries. Our software offers tools for incident reporting, risk assessments, audit management, corrective actions, and more to ensure compliance with regulations and standards, promote safety and environmental responsibility, track ESG performance, engage stakeholders, and manage regulatory requirements, internal controls, and risk mitigation strategies. With customizable workflows, real-time analytics, integration options, mobile accessibility, and multilingual support, iCompliance empowers organizations to achieve operational excellence, mitigate risks, and drive sustainable growth.Starting Price: $1160/month/user -
44
Tandem
Tandem
Tandem is a comprehensive information security GRC (Governance, Risk, and Compliance) software designed to help organizations manage regulatory compliance and strengthen their cybersecurity posture. Built by experts, it provides tools for audit management, risk assessment, business continuity planning, vendor management, and policy creation. Tandem simplifies compliance by keeping programs current with evolving regulations while automating document generation, tracking, and reporting. Its platform enables organizations to streamline security processes, prepare for audits, and maintain readiness year-round. Trusted by over 1,600 customers and 41,000 users, Tandem supports banks, credit unions, and other regulated industries in managing complex compliance programs efficiently. With over 17 years of industry experience, Tandem helps teams enter audits with confidence and clarity. -
45
AUPTC
DMA
Automate your unclaimed property management workflow with an award-winning unclaimed property software solution. Abandoned & Unclaimed Property Total Compliance (AUPTC) addresses the management of unclaimed property and ensures compliance with unclaimed property regulations in the United States and Canada. Mishandling of unclaimed property greatly increases a company’s likelihood of costly audits. Advanced workflow solution managing the flow and audit trail of property through due diligence, payment, and escheatment. System logic driven by state regulations, ensuring unclaimed property total compliance. Customizable dashboards that report on records in need of formal due diligence, check reissuance, and state reporting. -
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AirMed
AirMed
AirMed is Canada’s premiere access to cannabis for medicinal purposes regulations compliant software platform for managing production, sale and delivery of cannabis. At every step, processes with compliance implications are streamlined into easy repeatable workflows. Best practices, training and certification support each stage. AirMed tracks and logs every employee and client action to ensure audit-readiness, easing compliance for producers and regulatory bodies with reports and analytics. Electronic signatures and full audit trails allow the finished product to be tracked back through the entire production and sale cycle. AirMed regularly passes Health Canada inspections with no observations. AirMed offers the control, visibility and insight to not only meet compliance but to take your business to the next level. AirMed unifies operations across departments, processes and data in a single system. -
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crlHorizon
crlHorizon
Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.Starting Price: $10 per month -
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Xceptor
Xceptor
Xceptor is a highly configurable, enterprise-grade data and process automation platform tailored for financial services. It automates the end-to-end journey from data ingestion, across structured, semi-structured, and unstructured formats like PDFs, emails, faxes, and forms, through intelligent AI-powered extraction, transformation, normalization, validation, enrichment, reconciliation, and workflow orchestration. It supports solutions for pre- and post-trade processing, confirmations, reconciliations, tax document tagging, client onboarding, and regulatory reporting, while maintaining governance with audit trails, exception management, real-time dashboards, role-based access, and confidence scoring. Xceptor’s low‑code engine and AI modules allow business users to configure data transformations and workflows without extensive technical expertise, enabling fast adaptation to new regulations, seamless integration with existing systems. -
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Jadian
Jadian
Jadian’s Compliance Management Software helps organizations efficiently manage regulatory and operational compliance through a centralized, configurable platform. The software enables users to plan, conduct, and track audits and inspections; manage licenses, certificates, permits, and renewals; and automate work orders and corrective actions. It supports real-time data capture through mobile-friendly workflows, ensuring accurate field reporting and improved visibility. Built-in reporting and dashboards provide insights into compliance status, risks, and performance. The system also supports compliance enforcement, document management, and audit trails, helping organizations reduce risk, maintain accountability, and meet regulatory requirements across industries.Starting Price: $1 -
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Flinn
Flinn
Flinn is an AI-driven platform built to automate and streamline regulatory and quality-management processes within the medical-device (MedTech) industry. It enables manufacturers to integrate AI into repetitive and complex workflows such as post-market surveillance, literature evaluation, complaint-handling, and safety-database monitoring, reducing manual effort and ensuring compliance with standards like the EU Medical Device Regulation (MDR). It aggregates data across sources, applies machine-learning algorithms to detect patterns and risks, generates regulatory-compliant reports automatically, and supports rapid launch and operation of high-quality products at scale. As a result, organizations can achieve up to a tenfold acceleration in process efficiency while maintaining auditability, transparency, and traceability of their compliance workflows.
