Alternatives to Logwise
Compare Logwise alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to Logwise in 2026. Compare features, ratings, user reviews, pricing, and more from Logwise competitors and alternatives in order to make an informed decision for your business.
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Process Street
Process Street
Process Street is an AI-powered compliance operations platform that automates complex workflows, enforces standards, and tracks audit data in real time. Teams use it to create structured SOPs, assign tasks, collect data, and monitor execution with intelligent oversight. From onboarding and audits to vendor management and document control, Process Street ensures every step is followed and every action is logged. Built for regulated industries like financial services, healthcare, and manufacturing, it supports frameworks such as ISO, SOC 2, SOX, and HIPAA. With role-based permissions, audit logs, and powerful integrations, Process Street replaces static documents, spreadsheets, and manual processes with a single automated system of record. Use AI to streamline approvals, catch risks early, and generate audit-ready evidence. Trusted by teams at Cargill, DoorDash, Farmers Insurance, and Hartford Healthcare. -
2
Skillcast
Skillcast
The Skillcast Compliance Portal is a solution that enables organisations to deliver, track, and evidence compliance learning and related activities in a single platform. Designed for compliance, risk, and HR teams, it simplifies the management of e-learning, policies, disclosures, registers, and events while ensuring auditability and regulatory compliance. Available in Standard, Enhanced and Premium tiers, the portal connects learning and compliance workflows, providing visibility, efficiency and control across all programmes. Key features include an LMS for delivering and reporting on training with a built-in content editor, a Policy Hub for policy distribution and attestation tracking, Training 360 for complete records and CPD, Event Management for sessions and attendance, automated Declarations, configurable Registers for gifts, hospitality and conflicts, Compliance Surveys for employee insights and SMCR Registers to support Senior Managers and Certification Regime compliance. -
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IntelligenceBank
IntelligenceBank
IntelligenceBank is a marketing operations platform that helps enterprise teams streamline digital asset management, marketing workflows, brand governance, and compliance. With features like a secure DAM, customizable approvals, online brand guidelines, dynamic forms, and audit trails, IntelligenceBank enables faster time-to-market while ensuring brand consistency and regulatory compliance. Used by leading organizations in financial services, healthcare, franchising, and government, IntelligenceBank integrates with creative, CMS, and enterprise tools to centralize content, automate processes, and reduce risk across marketing operations.Starting Price: $567/month -
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ProcEdge RIMS
Sarjen Systems Pvt Ltd
ProcEdge RIMS is a centralized regulatory information management system designed to streamline global product registration and post-registration activities. It replaces error-prone manual methods like Excel with a unified platform that offers real-time access to product data across departments. The system tracks submissions, renewals, and regulatory correspondence with configurable workflows and automated reminders to ensure compliance with varying international regulations. It supports industry standards such as IDMP and meets GxP, GDPR, and 21 CFR Part 11 compliance requirements. By consolidating regulatory data and workflows, ProcEdge RIMS helps companies reduce operational costs and speed up time to market. Its robust query management and audit trail features improve submission quality and regulatory responsiveness.Starting Price: $300 -
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Waymark
Waymark
Use Waymark's cutting edge technology to provide you with the regulatory insights, oversight, and collaboration tools needed to satisfy regulators. Elimination of manual work combined with improved workflow and collaboration across all lines of defence saves hours each week, and hundreds of hours a year, freeing valuable time for higher-impact activities. Automatic identification of relevant news and obligation changes means key developments aren’t overlooked, and work is tracked to completion. Change management audit trails and reports provide management and directors with the evidence, insights and confidence that they need to meet their obligations. Waymark’s AI tools automatically identify, sort and classify an unmatched range of sources: Regulatory changes and news, legal insights, enforcement actions and other updates. -
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Nimonik
Nimonik
Nimonik offers access to standards from 40 + standards development organizations such as ISO, IEC, API, IPC, ACI, IEEE, ASTM and many others. Nimonik also offers access to laws and regulations from 40+ countries and 500 states and provinces around the world. This data is integrated into Nimonik's workflow tools and enables companies to properly manage their compliance and issue management reports. Global Standards and Regulatory Compliance Software. Software that helps organizations identify, extract, and organize requirements from regulatory documents, industry standards, contracts, and permits. Compliance Management System and Audit Software. A centralized platform for managing compliance obligations, conducting audits, and ensuring adherence to regulations and standards. Regulatory Updates Newsletter & Library. A service providing updates on regulatory changes and trends, helping businesses stay informed and compliant with the latest regulations.Starting Price: $500/year -
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TZTS Trade Surveillance
eflow Global
eflow’s TZTS Market Abuse & Trade Surveillance software is a dynamic, machine learning and behavioral analytics–powered compliance system designed to help financial firms identify and monitor market manipulation, insider dealing, and other abusive trading typologies across major global regulators, including FCA/MAR, SEC, CFTC, and MAS. It supports all major asset classes, automates market abuse detection and compliance checks, and provides evidence-ready alerts for regulatory reporting. TZTS offers a highly flexible system with customizable implementation, dynamic parameter testing, workflow automation, and an intuitive user experience that adapts to changing regulatory and market conditions. It improves data accuracy, increases reporting efficiency with preset and custom reports, enriches trade data automatically, generates comprehensive audit trails, and aligns regulatory and commercial goals through configurable parameters and alerts. -
8
Lawrbit
Lawrbit Global Compliance Network
Regulatory Risks are amongst the Top 3 Business Risks globally as there are multiple Laws (Central, State & Municipal level) applicable to each business. Laws are frequently changing, are complex, and involves multiple stakeholders (internal/external) to manage. The Board needs to have oversight of their compliance and regulatory risks across the enterprise, which means understanding which Regulatory obligations map to which business processes, policies & controls. Offered as SaaS, GCMS helps businesses create a centralized framework to proactively monitor Regulatory Risks across an extensive range of Compliance obligations from all applicable Laws; enabling the Board to efficiently manage control across geography, functional, and industry mandates. Build on Twin Software Architecture, GCMS integrates Tech with Regulatory Intelligence & Updates for 1,000s of Laws, Regulations from 70+ Countries. GCMS simplifies understanding and adhering to all Compliance obligations. -
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Capnovum
Capnovum
Capnovum’s cognitive compliance management platform provides an up-to-date repository of regulations, obligations and regulatory news; that lets regulated entities manage compliance and resource utilisation across jurisdictions. Artificial intelligence (AI) is leveraged to understand and identify synergies between regulations, assess the footprint of business models and impact of regulatory updates. Capnovum eliminates manual work and external spend that traditionally go into producing and disseminating static reports. Reducing cost, improving timeliness and quality. By combining automation and AI, critical information and insights are available on demand and flow seamlessly to all key stakeholders within your organisation. We recognise that distraction and pressure on our time has become the new normal and cutting through that noise to provide you with the information you need, quickly and concisely is what matters. -
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Mitratech Compliance Manager (CMO)
Mitratech
Intuitive obligations, audit, and incident management for compliance and risk management teams focused on improving operations and results. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks. Today, understanding compliance obligations and the potential impact of regulations is essential to mitigating business risk. The operational concerns of corporations, along with audit requirements and regulatory changes, are forcing compliance teams to manage complex, overlapping obligations. Staying passive – or worse, reactive – isn’t an option: the risks and costs, in opportunities unrealized and negative impacts on profitability, can be too damaging. Mitratech Compliance Manager (CMO) gives your compliance team a centralized, holistic overview of your organization’s compliance obligations and business risks. -
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trail
trail
Trail ML is an AI governance copilot platform that helps organizations build trustworthy, compliant, and transparent AI systems by automating manual governance and documentation tasks. It centralizes AI registry, policy creation, risk management, automated documentation, development tracking, audit trails, and compliance workflows under one system, enabling teams to classify and manage all AI use cases, trace decisions from data and model to outcomes, and reduce the overhead of manual documentation and governance processes. It integrates governance frameworks and templates, supports creation of custom AI policies, and guides teams through identifying and mitigating risks, preparing for audits and standards like ISO 42001 and regulation such as the EU AI Act. Trail uses curated knowledge, risk libraries, and AI-powered automation to orchestrate governance tasks, translate regulatory requirements into actionable to-dos, and streamline collaboration between stakeholders. -
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Kaizen
Kaizen
Transform how you meet your compliance and regulatory reporting obligations. We are a team of regulatory experts, technology developers, and data engineers focused on improving data quality and creating new solutions to the complex challenges of regulation. Our award-winning products help clients from across the financial services industry, from boutique asset management firms to tier-one banks, meet the demands of regulators. Get accurate, complete, and timely regulatory reporting. Search, share, and manage regulation on one digital platform. Automated shareholding disclosure monitoring and reporting. A holistic approach for managing market abuse and misconduct. Reduce regulatory risk with automated research management. Accredited training for a wide range of regulatory reporting regimes. We are regulatory and data specialists on a mission to revolutionize the way people work with compliance and regulation. -
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Cyfeon
Cyfeon
Cyfeon’s suite of industry‑focused products helps financial services, communications, and energy companies automate critical business functions and accelerate profitability. The Commission and Revenue Share Management system automates and executes contract terms, fees, taxes, and payments on schedule and with precision, based on rules you establish, tracking workflows and auditing approvals to ensure accurate disbursement to internal and external stakeholders and timely collection of franchise fees; the Control Room solution streamlines regulatory compliance by automating watch‑list management, research workflows, outside‑trading monitoring, FINRA submissions, ad hoc reporting, audit trails, and corporate action‑item tracking within an integrated Compliance Dashboard. -
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Auditry
Auditry
Auditry is the only developer-first, system-level compliance solution built with regulatory requirements in mind. Turn every AI workflow into a verifiable audit trail. 👉 Drop in one SDK to automatically log models, datasets, API calls, and decisions. 👉 Export regulator-ready evidence packages with one click. 👉 Ensure compliance by design — no extra work for your developers, no scrambling for your compliance team. -
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TheComplianceMap
TheComplianceMap
Complete overview of your company’s product compliance and supply chain. Unparalleled all-in-one Environmental Compliance Platform to drive all your regulatory obligations from Product Compliance, Extended Producer Responsibility to Supply Audit Management, Conflict Minerals and more. We help you manage and automate your due diligence obligations arising from Global RoHS, REACH, Conflict Minerals, EPR (Packaging/WEEE/Batteries), CLP, Prop65, ELV and much more. Fast Implementation Time Our Implementation Managers will know your company’s requirements inside-out. On-going Custommer Suport Permanent Project Manager will always be there to guide and assist you on your journey with us. Responsive Participate in Customer Advisory Board meetings and take part in shaping our future products. Tap into a wealth of additional resources including Industry Updates, Events, On-Demand Webinars, White Papers, and Case Studies. -
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RoundSys
RoundSys
RoundSys is an all-in-one digital care management system designed to help care organizations centralize and automate core workflows so staff and managers can focus more on delivering quality support and less on paperwork. It lets providers digitize care planning, daily tasks, notes and logs, medication records, assessments, alerts, and outcome tracking into one secure, cloud-hosted interface accessible via browser or mobile app, enabling real-time updates from the field and offline support when needed. It offers secure service user record keeping with audit trails, role-based access control, customizable care templates and assessments, notifications for incidents or missed tasks, and reporting tools that support oversight, consistency, and regulatory adherence. With a user-friendly design and mobile accessibility, RoundSys reduces manual processes and paperwork, gives care teams instant visibility into activities and compliance.Starting Price: Free -
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GoVal
AdventSys Technologies
GoVal is a paperless validation lifecycle platform for regulated industries like pharma and biotech. It supports IQ/OQ/PQ protocols, full document control, audit-ready trails, and compliance with FDA 21 CFR Part 11 and EU Annex 11. Role-based workflows and e-signatures streamline approvals. Dedicated risk assessment tools help evaluate change impacts and ensure regulatory alignment. Integration-ready via APIs, GoVal connects with ERP/LIMS systems securely. Real-time dashboards, alerts, and GoVal AI enhance efficiency by automating risk analysis, test case creation, and document drafting—unlocking intelligent automation with tangible impact. GoVal lowers manual validation overhead, speeds up audit preparation, and shortens product validation cycles—helping organizations realize ROI quickly. -
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AGILE
VERMEG
VERMEG’s AGILE is an award-winning, modular regulatory reporting platform designed for agility and scalability. It provides both on-premise and SaaS deployment options, enabling flexible access to global regulatory compliance. AGILE supports automated workflows, robust risk calculations (capital adequacy, credit risk, market risk, liquidity), and a granular data model for all financial institutions. The platform offers comprehensive reporting, including prudential, statistical, and disclosure reports, and keeps businesses aligned with the latest regulatory updates. AGILE also features role-based access, proactive alerts, audit trails, and instant dashboards for transparency. Its fully-managed SaaS option, accredited with SOC2 Type II, minimizes costs and ensures data security, making it an efficient and adaptable solution for regulatory reporting. -
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Penneo
Penneo A/S
Penneo is a digital signature and digital transaction management software that helps companies in multiple industries and departments digitize and automate their document-based processes. Our digital signatures meet the eIDAS requirements for advanced electronic signatures. Therefore, they are just as legally binding and valid as handwritten signatures. Penneo is particularly suitable for companies in heavily regulated industries due to its compliance with the GDPR, eIDAS, and Anti-Money Laundering regulations. By using Penneo, businesses can easily meet their regulatory compliance obligations.Starting Price: €129 / month -
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rePurpose
rePurpose
rePurpose Global is a packaging sustainability and compliance platform that helps consumer brands measure, reduce, recover, and communicate the plastic footprint of their products by combining verified plastic recovery with automated regulatory reporting and credible sustainability claims. It enables companies to build plastic recovery claims that differentiate their products in the market with traceable impact stories backed by rigorous data, and it provides packaging compliance tools that streamline Extended Producer Responsibility (EPR) reporting obligations across 45+ regulations from a single interface. It centralizes plastic footprint data, impact project details, and compliance workflows so teams can generate authentic marketing assets, manage complex regulatory requirements with confidence, and avoid penalties or manual burden. -
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Vixio
Vixio
Vixio is a regulatory-intelligence platform that gives compliance and legal teams real-time clarity and control over changing rules across more than 200 jurisdictions and 1,400 regulatory authorities. It combines expert human analysis with AI-driven tools, including horizon scanning, a regulatory library, a global data hub, market assessments, and a custom report builder, to monitor legislative and regulatory developments, compare requirements across regions, and surface governance risks. In 2025, Vixio expanded with Vixio Workspace, a workflow and compliance-management add-on that links regulatory change intelligence to actionable tasks; compliance teams can create checklists, assign tasks, collaborate internally, track progress in dashboards, manage attestation records, upload evidence, and maintain a full audit trail, eliminating reliance on scattered spreadsheets, emails, or disjointed tools. -
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Ochresoft Intelliworks
Landmark Information Group Ltd
Ochresoft’s core product, Intelliworks, is a market-leading legal case management and workflow solution designed by lawyers for lawyers that helps law firms streamline and automate complex legal work such as conveyancing, private client services, probate, wills, LPAs, and general legal matters while reducing risk and administrative burden. It combines intelligent automation with tailored workflows, complete matter tracking from client onboarding to resolution, and a rich legal content library that is automatically updated to reflect changes in law, regulation, and best practice, ensuring compliance and consistency in service delivery. Intelliworks integrates case management, document management, audit trails, and task reminders within a single platform to improve efficiency, reduce errors, and free legal teams from routine tasks. It also supports seamless integration with external systems and desktop tools to reduce data re-entry and enhance productivity. -
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Totum Compliance
Totum Compliance
No matter what business you’re in, companies, governments and communities around the world are grappling with an evolving regulatory landscape, whether it’s cross-border data privacy concerns or balancing economic growth against the global shift to a low-carbon future. With that comes regulatory change and increased governmental and public scrutiny of how companies are conducting their activities and meeting regulatory compliance requirements. Totum specialises in cloud-based compliance management software. Originally developed for the highly-regulated oil and gas industry, Totum Compliance provides a holistic and automated approach to managing global and local compliance requirements, by delivering timely and relevant information to operational teams. We create a single source of truth, enabling companies to efficiently manage the vast and complex range of obligations they must meet to maintain their legal and social license to operate, anywhere in the world. -
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Segistics Orbit
Segistics Orbit
Orbit by Segistics is an innovative warehouse management solution that uses RFID technology combined with advanced camera systems to deliver real-time visibility into products, personnel, and assets throughout the facility. It enables accurate inventory tracking and location, streamlines order picking, fulfillment, and returns processing, and strengthens safety and security by monitoring movement and restricted zones. It supports warehouse optimization by analyzing product movement patterns, guiding layout planning, and improving workflow efficiency with data-driven insights, and it enhances asset management with precise equipment tracking, audit support, and compliance tools. For facilities handling regulated materials, Orbit also offers specialized hazardous material management, including real-time monitoring, audit readiness, restricted access controls, and visual documentation to ensure safety and regulatory compliance. -
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Identify, collect and preserve data for eDiscovery, investigations and regulatory requests. OpenText™ EnCase™ Information Assurance is a comprehensive and scalable solution for defensibly managing electronically stored information (ESI) for litigation, compliance and regulatory requests. Search and collect data from new sources and collaboration tools, including Microsoft Teams and Slack. Capture conversations and preserve data in a forensically sound and legally admissible format. Streamline the experience and improve workflows with an enhanced web application that allows template creation and automated workflows so teams can do more with less resources. Identify sensitive and regulated data across networks to make informed, quick decisions and respond efficiently to internal investigations, regulatory and eDiscovery requests.
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SACT (Self-Assessment Compliance Toolkit) by SwiftSafe is a comprehensive tool designed to help organizations stay compliant with major cybersecurity regulations like GDPR, HIPAA, PCI DSS, and ISO 27001. The platform simplifies compliance management by offering hassle-free assessments, real-time reporting, and automated updates on regulatory changes. SACT helps businesses generate instant audit reports, track security improvements, and maintain compliance without the need for costly consultations. With its user-friendly interface and 24/7 support, SACT streamlines the process, making it easy for businesses to meet their compliance obligations efficiently.Starting Price: $150
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Contract Corridor
Contract Corridor
Contract Corridor is a Contract Lifecycle Management (CLM) platform designed to help organisations create, negotiate, approve, store, and manage contracts across their full lifecycle. It streamlines pre-signature activities such as request and intake, template-based drafting, clause standardisation, negotiation, version comparison, approvals, and signature and manages post-signature obligations through automated alerts and reminders for key milestones, metadata extraction, configurable workflow routing and audit trails, and reporting. Its secure repository provides a single source of truth across all entities, regions and contract types. Fully integrated with Microsoft 365, including Word, SharePoint, Teams, and Outlook, it enables seamless collaboration without duplication or workflow disruption. Contract Corridor enhances visibility, protects revenue, reduces risk, improves compliance, and empowers organisations to make faster, data-driven decisions.Starting Price: $350 -
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CERRIX
CERRIX
CERRIX is an integrated GRC software platform that helps organizations manage governance, risk, compliance, and internal audit in one cloud-based solution. With over 10 years of experience, CERRIX supports more than 100 clients across 20+ countries, including banks, insurers, pension funds, audit companies. Key capabilities include: Risk assessment workflows and dynamic risk scoring, Regulatory compliance management (e.g. DORA, ISQM, GDPR), Audit management and real-time dashboards, Third-party and incident risk tracking. CERRIX empowers teams to improve control, automate tasks, and stay compliant with evolving EU regulations.Starting Price: €1000/month -
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RegEd
RegEd
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. -
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FORM OpX
FORM.com
Compliance software that drives operations. Improve safety and increase accuracy with the top mobile audit and inspection platform for teams trusted by Walmart, Wendy’s, and Fannie Mae. Upgrade your paper, Excel, and digital processes to the #1 field management platform for teams. FORM OpX combines advanced data collection and configurable workflows with powerful operational insights to boost compliance in real-time. Configure audits, inspections, and workflows to ensure teams consistently follow procedures and meet regulatory obligations. Capture data instantly with digital forms that guide teams to the right action. Configure automated alerts and escalations to trigger corrective action as soon as issues arise. Save time and money with customizable workflows that improve processes and increase compliance — everywhere. -
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Xceptor
Xceptor
Xceptor is a highly configurable, enterprise-grade data and process automation platform tailored for financial services. It automates the end-to-end journey from data ingestion, across structured, semi-structured, and unstructured formats like PDFs, emails, faxes, and forms, through intelligent AI-powered extraction, transformation, normalization, validation, enrichment, reconciliation, and workflow orchestration. It supports solutions for pre- and post-trade processing, confirmations, reconciliations, tax document tagging, client onboarding, and regulatory reporting, while maintaining governance with audit trails, exception management, real-time dashboards, role-based access, and confidence scoring. Xceptor’s low‑code engine and AI modules allow business users to configure data transformations and workflows without extensive technical expertise, enabling fast adaptation to new regulations, seamless integration with existing systems. -
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Responsiv
Responsiv
Responsiv is an AI-driven regulatory analysis and compliance platform that helps organizations understand, track, and act on regulatory changes in real time so legal and compliance teams can stay ahead of evolving obligations without heavy manual research. It delivers precise regulatory and legal answers in natural language backed by direct references to primary and secondary sources, enabling users to assess compliance issues quickly and with confidence. It performs gap analysis to pinpoint where policies, controls, or documents fall short of current requirements, suggests tailored updates, and supports centralized document management so teams can harmonize policies across business units and jurisdictions. Responsiv’s platform includes a secure, centralized repository for regulatory obligations and compliance documents, helps streamline workflows by reducing routine manual tasks, and protects sensitive data. -
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AUPTC
DMA
Automate your unclaimed property management workflow with an award-winning unclaimed property software solution. Abandoned & Unclaimed Property Total Compliance (AUPTC) addresses the management of unclaimed property and ensures compliance with unclaimed property regulations in the United States and Canada. Mishandling of unclaimed property greatly increases a company’s likelihood of costly audits. Advanced workflow solution managing the flow and audit trail of property through due diligence, payment, and escheatment. System logic driven by state regulations, ensuring unclaimed property total compliance. Customizable dashboards that report on records in need of formal due diligence, check reissuance, and state reporting. -
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AirMed
AirMed
AirMed is Canada’s premiere access to cannabis for medicinal purposes regulations compliant software platform for managing production, sale and delivery of cannabis. At every step, processes with compliance implications are streamlined into easy repeatable workflows. Best practices, training and certification support each stage. AirMed tracks and logs every employee and client action to ensure audit-readiness, easing compliance for producers and regulatory bodies with reports and analytics. Electronic signatures and full audit trails allow the finished product to be tracked back through the entire production and sale cycle. AirMed regularly passes Health Canada inspections with no observations. AirMed offers the control, visibility and insight to not only meet compliance but to take your business to the next level. AirMed unifies operations across departments, processes and data in a single system. -
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Jadian
Jadian
Jadian’s Compliance Management Software helps organizations efficiently manage regulatory and operational compliance through a centralized, configurable platform. The software enables users to plan, conduct, and track audits and inspections; manage licenses, certificates, permits, and renewals; and automate work orders and corrective actions. It supports real-time data capture through mobile-friendly workflows, ensuring accurate field reporting and improved visibility. Built-in reporting and dashboards provide insights into compliance status, risks, and performance. The system also supports compliance enforcement, document management, and audit trails, helping organizations reduce risk, maintain accountability, and meet regulatory requirements across industries.Starting Price: $1 -
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iCompliance
iCompliance.online
iCompliance is a comprehensive digital platform designed to streamline Quality, Health, Safety, and Environment (QHSE) management, Environmental, Social, and Governance (ESG) initiatives, and Governance, Risk, and Compliance (GRC) processes for organizations across various industries. Our software offers tools for incident reporting, risk assessments, audit management, corrective actions, and more to ensure compliance with regulations and standards, promote safety and environmental responsibility, track ESG performance, engage stakeholders, and manage regulatory requirements, internal controls, and risk mitigation strategies. With customizable workflows, real-time analytics, integration options, mobile accessibility, and multilingual support, iCompliance empowers organizations to achieve operational excellence, mitigate risks, and drive sustainable growth.Starting Price: $1160/month/user -
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Ethixbase360
Ethixbase360
Onboard your third parties' information from their demographics to digitising your existing internal onboarding documentation & risk scoring. Achieve a consistent, automated process completed with a fully accessible audit trail. All your third parties’ information and documentation is in one place. As third-party ecosystems become increasingly complex and geographically diverse, organisations are exposed to increased regulatory and reputational risk. It is understandable that many compliance, legal and procurement professionals like yourself, may feel overwhelmed at the prospect of managing each and every third-party relationship within your global third-party ecosystems. No two businesses’ risks are the same, nor is the way that they are managed. Our third-party compliance platform ethiXbase 360 is built on a dynamic system architecture with this concept as its core premise. -
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Tandem
Tandem
Tandem is a comprehensive information security GRC (Governance, Risk, and Compliance) software designed to help organizations manage regulatory compliance and strengthen their cybersecurity posture. Built by experts, it provides tools for audit management, risk assessment, business continuity planning, vendor management, and policy creation. Tandem simplifies compliance by keeping programs current with evolving regulations while automating document generation, tracking, and reporting. Its platform enables organizations to streamline security processes, prepare for audits, and maintain readiness year-round. Trusted by over 1,600 customers and 41,000 users, Tandem supports banks, credit unions, and other regulated industries in managing complex compliance programs efficiently. With over 17 years of industry experience, Tandem helps teams enter audits with confidence and clarity. -
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Diligent Workflow
Diligent
Diligent Workflow is a market-leading workflow solution designed to streamline secure management, approval, compliance and storage of sensitive or regulatory documents. By automating document and media creation, Diligent Workflow improves efficiencies in project management, approval, distribution, archiving and audit trail of all your policy documents, contracts, RFPs and external-facing content and announcements. See how Diligent Workflow’s features can automate your approval processes to improve efficiency & transparency in document and content creation. -
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Radar Compliance
RadarFirst
Operationalize cyber, compliance, and risk notification obligations for consistent, documented, and collaborative event management. Radar Compliance is a configurable rules and assessment engine that lets you define your own notification triggers and obligations, including internal stakeholders, regulators, and third-party obligations. The result is consistent, documented, and collaborative event management organization-wide. Eliminate subjectivity in incident assessment and make ad hoc notifications a thing of the past. Provide a transparent, audit-friendly process to internal and external stakeholders. Create streamlined incident management processes across departments. A completely automated assessment that considers all relevant risk factors and incident data involved in a specific incident and programmatically analyzes the “material risk” based on rules most important to your company. -
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Flinn
Flinn
Flinn is an AI-driven platform built to automate and streamline regulatory and quality-management processes within the medical-device (MedTech) industry. It enables manufacturers to integrate AI into repetitive and complex workflows such as post-market surveillance, literature evaluation, complaint-handling, and safety-database monitoring, reducing manual effort and ensuring compliance with standards like the EU Medical Device Regulation (MDR). It aggregates data across sources, applies machine-learning algorithms to detect patterns and risks, generates regulatory-compliant reports automatically, and supports rapid launch and operation of high-quality products at scale. As a result, organizations can achieve up to a tenfold acceleration in process efficiency while maintaining auditability, transparency, and traceability of their compliance workflows. -
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crlHorizon
crlHorizon
Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.Starting Price: $10 per month -
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Intapp Employee Compliance
Intapp
Intapp Employee Compliance makes it easier for your firm to monitor employees’ financial interests and outside activities, adhere to internal code of ethics policies, and track required documentation. Help your professionals follow firm and regulatory requirements and make it simpler for your compliance team to review and manage everyone’s activities. Give employees the tools they need to easily comply with firm policies. Verify information with normalized data and flagged discrepancies. Automatically notify employees when actions are required and track progress. Support timely action and approvals with workflows and notifications. Provide comprehensive histories for firm management and regulators. Create a hub for staff to track and receive approval for regulated activity. Combine employee compliance with your existing HR and trading systems. Provide role-based, centralized data views and dynamic reporting tools. -
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COMPLY
COMPLY
COMPLY is a modern compliance management platform built specifically for financial services firms. It centralizes regulatory requirements, automates manual workflows, and helps firms stay ahead of evolving regulations. By uniting data, solutions, services, and education, COMPLY empowers compliance teams to scale operations efficiently while reducing regulatory risk. The platform supports a range of functions—from regulatory filings and policy reviews to managed services—acting as an extension of your team. Designed for private funds, broker-dealers, wealth managers, investment banks, and more, COMPLY ensures firms operate in the best interest of investors and clients. With its easy-to-use interface and expert support, COMPLY delivers confidence, clarity, and control over compliance programs. -
45
Ruleguard
Ruleguard
Ruleguard is a leading RegTech platform that empowers financial services firms to streamline their risk and compliance processes. By combining advanced technology with deep regulatory expertise, Ruleguard helps firms effectively manage their obligations under complex frameworks such as CASS, SM&CR, financial crime rules, and broader risk and compliance mandates. Designed for adaptability and scalability, Ruleguard offers out-of-the-box solutions that reduce operational inefficiencies, minimise risk leakage, and align seamlessly with ever-evolving regulatory changes. The platform's intuitive interface allows firms to centralise compliance workflows, automate key processes, and generate actionable insights, ultimately saving time and resources during audits and regulatory reporting. -
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Gail
Gail
Gail is a specialized AI platform built exclusively for financial services firms, including insurance agencies, banks, credit unions, and lenders, that handles customer-facing support, sales, marketing, and internal intelligence tasks. Available 24/7 via voice, chat, text, email, and WhatsApp, Gail acts like a brand-voiced digital agent that books appointments, qualifies leads, answers instant policy or claims questions, automates follow-ups on renewals and upsells, and routes complex cases to human staff. Behind the scenes, GailGPT gives internal teams AI-powered access to on-demand expertise by summarizing documents, surfacing insights, identifying churn risk, extracting contract terms, and delivering audit-ready responses. Trained on thousands of industry-specific workflows, regulations, and documents, Gail maintains full compliance with built-in guardrails, role-based access controls, audit trails, and private-workspace data isolation.Starting Price: $40 per month -
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webSMaRT
webSMaRT
webSMaRT technology helps smart people manage, organize, and automate their highly regulated processes in a compliance-driven organization. The state of being in accordance with relevant authorities and adherence to their regulations, standards, and other official requirements. WebSMART automates the application of your matrix allowing millions of complex compliance relationships to be viewed, tracked, and audited with point and click simplicity. Given the current regulatory landscape, the need to plan, measure, and control the operational risks while also managing disruptions is a daily battle. Add in a flexible workforce, where assigned tasks may change on a daily basis, and you have a dynamic situation that can only be managed with technology. WebSmart’s compliance-specific design keeps track of changes automatically. It alerts employees, supervisors, managers, and other stakeholders of upcoming requirements allowing the organization to minimize impacts on production. -
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Simplifies data regulation needs, enhances visibility and streamlines monitoring IBM® Guardium® Data Compliance helps organizations to move through regulatory compliance and audit requirements more quickly and easily, safeguarding regulated data wherever it resides. Available in IBM® Guardium® Data Security Center, IBM Guardium Data Compliance can reduce audit prep time for data compliance regulations, provide continuous visibility of data security controls, and solve data compliance and data activity monitoring challenges.
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Auditrunner
Auditrunner
The Secure Audit, Risk, Compliance & Quality Software. With On-Premise and Cloud-based deployment options. Auditrunner offers granular encryption and role-based access control for audit files and documents at-rest. All data transfers are protected. We have automated 3000+ business processes for enterprises around the world. Our GRC platform modules are just a few of them. Cloud-based or On-Premise, deploy and start using. Hassle-free integration process enables you to enjoy the benefits of the platform within weeks of kickoff . The low-code platform we are built upon is fully customizable and allows for compliance with any standard or regulation. Operate in a responsive manner in today’s fast-moving, ever-changing regulatory environment and comply with multitude of different legislation instantly without the need for assistance. The ease of use we offer is unmatched.Starting Price: $850/month -
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Agility System Compliance Management
BusinessPort
The Agility System’s compliance management navigator provides regulators, auditors and employees with the highest level of transparency that all statutory requirements are being addressed. The compliance navigator enables documents and processes to be linked to individual requirements of each standard or regulation regardless of industry vertical. Provide greater visibility of regulatory compliance requirements and simplifies ongoing management of obligation. Easily demonstrate the maturity of your compliance to regulators and certifying bodies by adopting a structured and sustainable approach to the management of all compliance demands. Help prevent reputational damage and financial penalties due to non-compliance.
