Audience
Businesses wanting a solution to ensure employee compliance with firm and regulatory requirements
About Intapp Employee Compliance
Intapp Employee Compliance makes it easier for your firm to monitor employees’ financial interests and outside activities, adhere to internal code of ethics policies, and track required documentation. Help your professionals follow firm and regulatory requirements and make it simpler for your compliance team to review and manage everyone’s activities. Give employees the tools they need to easily comply with firm policies. Verify information with normalized data and flagged discrepancies. Automatically notify employees when actions are required and track progress. Support timely action and approvals with workflows and notifications. Provide comprehensive histories for firm management and regulators. Create a hub for staff to track and receive approval for regulated activity. Combine employee compliance with your existing HR and trading systems. Provide role-based, centralized data views and dynamic reporting tools.
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Integrations
API:
Yes, Intapp Employee Compliance offers API access
No integrations listed.
Company Information
Intapp
Founded: 2000
United States
www.intapp.com/employee-compliance/
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