Alternatives to COMPLY
Compare COMPLY alternatives for your business or organization using the curated list below. SourceForge ranks the best alternatives to COMPLY in 2026. Compare features, ratings, user reviews, pricing, and more from COMPLY competitors and alternatives in order to make an informed decision for your business.
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ComplyAdvantage
ComplyAdvantage
ComplyAdvantage offers AI-driven solutions for fraud detection and anti-money laundering (AML) risk management. Their platform helps financial institutions automate and streamline AML compliance by providing real-time risk monitoring, transaction screening, and customer due diligence. Using advanced machine learning, ComplyAdvantage reduces false positives and shortens onboarding processes while enabling businesses to detect suspicious activity before it escalates. The platform’s features include continuous monitoring of clients, automated screening against global watchlists, and detailed reporting tools to ensure compliance with regulatory requirements. -
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StarCompliance
StarCompliance
StarCompliance (Star) is the global leader in employee and firm compliance technology. For more than 25 years, millions of users in 114 countries have relied on Star to reduce risk, manage conflicts of interest, and navigate complex regulations. The StarCompliance Enterprise platform delivers full coverage, including monitoring of personal trading, digital assets, gifts, hospitality, political donations, and outside business activities. It also supports incident management, MNPI oversight, and accountability regime compliance across multiple regions. With intuitive workflows, analytics, and dashboards, compliance teams gain actionable intelligence and a complete view of risk. Built on a secure, cloud-ready architecture that integrates with platforms like Snowflake, Star ensures scalability and adaptability. Combined with robust support, training, and resources, StarCompliance enables organizations to protect employees, safeguard reputations, and build long-term cultures of compliance. -
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RegEd
RegEd
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year. -
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Intapp Employee Compliance
Intapp
Intapp Employee Compliance makes it easier for your firm to monitor employees’ financial interests and outside activities, adhere to internal code of ethics policies, and track required documentation. Help your professionals follow firm and regulatory requirements and make it simpler for your compliance team to review and manage everyone’s activities. Give employees the tools they need to easily comply with firm policies. Verify information with normalized data and flagged discrepancies. Automatically notify employees when actions are required and track progress. Support timely action and approvals with workflows and notifications. Provide comprehensive histories for firm management and regulators. Create a hub for staff to track and receive approval for regulated activity. Combine employee compliance with your existing HR and trading systems. Provide role-based, centralized data views and dynamic reporting tools. -
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RelyComply
RelyComply
RelyComply is a unified AML and KYC compliance platform built to accelerate financial crime detection. It automates onboarding, screening, and transaction monitoring to help institutions stay ahead of evolving regulatory demands. The platform reduces manual reviews by up to 70% while lowering overall compliance costs. RelyComply continuously monitors individuals, businesses, and transactions using real-time data and global watchlists. Advanced automation and AI help reduce false positives and improve investigation accuracy. Designed for rapid deployment, the platform scales as organizations grow. RelyComply simplifies compliance while strengthening financial crime prevention. -
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Strunk
Strunk
We offer great tools to automate and streamline compliance and risk management for banks, credit unions, financial advisors, broker-dealers, collection agencies, etc. If you provide online services, your clients are likely to want a SOC2 review or the like, and even if they don’t, your team/board will sleep better knowing you have a well-organized, well-documented compliance program in place. Our tools can help healthcare firms assess existing compliance with HIPAA requirements, manage policies to ensure compliance, and periodically test for adherence. Our family of risk assessment tools automates the complex task of documenting your organization’s current risk profile against relevant risk frameworks like SOC2, HIPAA, or regulatory requirements. In addition to our consulting services, our hosted ODP software is packed with even more features than ever to ensure the success of your program. -
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Product Comply
Product Comply
Product Comply offers comprehensive 360-degree monitoring of evolving regulations and standards impacting your company’s products. Whether it’s medical device products, electronics, furniture, cosmetics or any other product – our software is customized around any compliance landscape. Our product compliance software successfully navigates all global regulations; related to any specific subject related to health, safety, and environment. Regulations are then mapped to your product portfolio according to components, materials, and chemicals to keep you ahead of any possible change in the regulatory scenario impacting your business. With consistently global evolving EHS (Environment, Health & Safety) regulations, laws, and compliance perimeters, it’s imperative to rely on advanced software that monitors regulatory changes to reduce monitoring efforts and to enable your team to focus on strategic decisions to protect your business. -
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Kingdom Trust
Kingdom Trust
Kingdom Trust is a leading independent, qualified custodian specializing in innovative custody solutions and escrow services for individual and institutional investors. Clients include Self-Directed IRA and Solo 401(k) holders, single-member LLCs, family offices, investment advisors and advisory firms, broker-dealers, private equity funds, sponsors and other investment platforms (foreign and domestic). The firm’s institutional pooled investment vehicle (PIV) custody offering provides a customized solution for private equity, private debt, digital assets, venture capital and fund of funds. Kingdom Trust can custody qualified, taxable accounts and separately-managed accounts (SMAs) as well as government-regulated, FATCA-registered, and IRS-recognized 402(b) plans. This custody solution helps its clients meet SEC regulatory requirements. The firm provides opportunities for investment in alternative assets like digital currency, real estate, precious metals, private equity, etc. -
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CloudEQMS
P4P Compliance Management
As a Business, you must comply with the laws and regulations of the jurisdictions in which you operate. Organizations that fail to meet Regulatory Compliance requirements can face substantial fines or penalties, and damage to reputation. Need advice on how to protect your digital data from unauthorized access and data loss prevention? Or how to comply with GDPR? Our Data Security and Data Governance experts are here ready to answer any concerns. Restricted by time-consuming, manual workplace processes and procedures? We can cost-effectively help you automate your Health and Safety checklists, Risk Assessments, Non-Conformances, CAPA, and other compliance requirements. Finding cyber risk management confusing? We have everything you need to support your organization's cyber security needs, from consultancy services to training staff awareness. We looked at the top regulatory compliance concerns Businesses face in the coming year, and the list includes.Starting Price: $1.00/month/user -
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La Meer GRACE
La Meer
Work from Home (WFH) has become the new reality with the COVID Pandemic. Ability for staff to work from where ever they are, has become critical for organizations to continue operations, service clients and monitor risks. GRACE is here to help. La Meer’s cloud web based GRACE (governance, risk and compliance for the enterprise) platform comprises of industry specific solutions built by financial market experts for financial market regulations in banks, broker-dealers, wealth advisory, alternate investments and asset management firms. The comprehensive cloud based GRACE suite helps organizations and staff to offer seamless client service with comprehensive oversight, compliance, risk management and assurance for clients from where ever they are. The modular nature of the GRACE platform allows our clients to implement (and pay for) only the modules or functionality they need. -
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Reva QMS
Reva Solutions
Reva QMS is a software-based Quality Management System. Our solution is designed to help organizations collect, organize, manage, and report on their business-critical documents while aligning their business processes to comply with relevant industry standards, specifications, laws, and regulations. Specifically designed for highly regulated industries, Reva QMS helps organizations automate and streamline their paper processes for increased efficiency and regulatory compliance. It provides a comprehensive set of out-of-the-box functions and capabilities specifically designed for highly regulated industries to help them achieve greater operational transparency and comply with rules and regulations, policies, best practices, and industry standards. It provides an easy-to-use browser interface that allows users to manage critical business processes easily and in a simple manner. -
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ComplyKEY
ComplyKEY
ComplyKEY is a comprehensive data compliance platform designed to simplify data retention, email archiving, and eDiscovery processes for organizations across various sectors, including public, healthcare, and education. It offers a suite of modules, such as MailMeter for email archiving, SISCIN for file archiving, and Redaction powered by Smartbox.ai, to ensure secure and compliant data management. Key features include automated compliance tools, customizable retention policies, real-time monitoring and reporting, advanced search capabilities, and robust data security measures. ComplyKEY also provides consultancy and training services to assist organizations in navigating complex regulatory requirements and implementing effective data governance strategies. With flexible deployment options and a user-friendly interface, ComplyKEY aims to streamline compliance workflows and enhance operational efficiency. -
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BITA Risk
corfinancial
Powering the future of wealth management, supporting advisors, investment teams and governance divisions. BITA Wealth delivers a better client and advisor experience through improved insight, efficiency, oversight and control. BITA Risk®, with client AUM of over £160bn, is part of the corfinancial™ group. Its BITA Wealth application is innovative, award-winning software for high and ultra-high net worth wealth managers. BITA Wealth provides investment teams, advisors/managers, and governance divisions with the tools they need to develop and grow their businesses in a controlled way. Suitable for wealth management firms, broker-dealers, private banks, trust companies and family offices, BITA Wealth is designed as a series of modules. Multi-dimensional investor profiling, considering risk, suitability and ESG characteristics and preferences, then systematically matching these to a firm’s investment proposition. -
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Kore
Kore
Founded in 2016, Kore provides the first secure online infrastructure for private companies looking to raise capital. From issuing securities to shareholder relations and captable management. It's an an All-In-One Platform that streamlines the Capital Raise Process for RegCF, RegA+, and RegD offerings, while fostering lasting investor communications that transcends the raise itself, elevating your investor relationship. Investors, broker-dealers, law firms, accountants and investor acquisition firms all leverage our ecosystem solution. Kore also maintains a large online library of educational content to help companies navigate their capital-raising journey and investors looking to learn more about investment opportunities in the Private Capital Markets.Starting Price: $150 per month -
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ComplyGlobal
ComplyGlobal
Safeguard your global business with a comprehensive, cloud-based compliance management solution designed to ensure the compliance of your many legal entities. ComplyGlobalTM is the cloud-based compliance software platform that helps you govern and track your domestic and global regulatory requirements in real time to manage compliance risk. Your real-time compliance library and customized calendar, are automatically created by our algorithm. facilitate compliance activities for each legal entity by automatically updating as regulations change. Built by finance and compliance professionals, ComplyGlobal is the cloud-based compliance software that puts you in control of your compliance management. Implement a comprehensive compliance management plan with efficiency. Input your key data, let our algorithm run and leverage our system to proactively manage your global compliances by our compliance software. -
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CoComply
CoComply
CoComply’s Certification Platform provides a top-down view of data and AI criticality, guiding organizations through a four-phase process to achieve governance, certification, and monetization readiness for their data and AI assets. Designed to streamline Data and AI Governance, the platform helps organizations organize, manage, and certify their assets in alignment with regulatory standards and compliance requirements. The platform is powered by two key modules: 1) Regulatory Intelligence 2) Certification Management CoComply provides organizations with a systematic pathway to achieve compliance, audit readiness, and certification of their data and AI assets. Since 2008 more than 200 data and AI use cases have been certified for compliance, risk and monetization by using our certification framework.Starting Price: $999 -
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AsiaNext
AsiaNext
AsiaNext is an institution-only global exchange offering a secure and regulated environment for trading digital assets. Established in 2021 as a joint venture between Japan's SBI Digital Asset Holdings Co., Ltd. (SBI DAH) and Switzerland's SIX Group AG (SIX), AsiaNext caters exclusively to institutional investors, including banks, family offices, asset managers, broker-dealers, prime brokers, hedge funds, and market makers. The platform provides a comprehensive suite of services encompassing listing, trading, clearing, settlement, and custody of a diverse range of securities and non-bankable assets. Headquartered in Singapore, AsiaNext operates under the regulatory oversight of the Monetary Authority of Singapore (MAS), holding both a Recognised Market Operator (RMO) license and a Capital Markets Services (CMS) license. AsiaNext's commitment to robust risk management, regulatory compliance, and corporate governance positions it as a pivotal nexus in the global digital asset ecosystem. -
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Dash ComplyOps
Dash
Dash ComplyOps provides security teams with a solution for building security programs in the cloud and meeting regulatory and compliance standards including HIPAA and SOC 2 Type 2. Dash enables teams to develop and maintain compliance controls across their IT infrastructure and cloud environments. Dash streamlines security and compliance operations, so your organization can easily manage HIPAA compliance. Security teams can save hundreds of man-hours a month by using Dash. Dash makes it easy to create administrative policies mapped to relevant regulatory standards and security best practices. Dash empowers teams to set and enforce high security and compliance standards. Our automated compliance process enables your team to set administrative and technical controls across your cloud environment. Dash continuously scans and monitors your cloud environment and connected security services for compliance issues, allowing your team to identify and resolve issues quickly. -
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Ruleguard
Ruleguard
Ruleguard is a leading RegTech platform that empowers financial services firms to streamline their risk and compliance processes. By combining advanced technology with deep regulatory expertise, Ruleguard helps firms effectively manage their obligations under complex frameworks such as CASS, SM&CR, financial crime rules, and broader risk and compliance mandates. Designed for adaptability and scalability, Ruleguard offers out-of-the-box solutions that reduce operational inefficiencies, minimise risk leakage, and align seamlessly with ever-evolving regulatory changes. The platform's intuitive interface allows firms to centralise compliance workflows, automate key processes, and generate actionable insights, ultimately saving time and resources during audits and regulatory reporting. -
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Securrency
Securrency
Securrency is powering global digital assets marketplaces with compliance-aware tokenization, as well as account management services, liquidity settlement, analytics, and reporting for asset issuers, brokers, exchanges, and banks. Our blockchain-based, institutional-grade capital markets platform is designed with a unique, patented compliance-aware token framework. It meets the high regulatory, liquidity, and performance requirements of market-leading financial institutions. Tokenize any asset with the industry's most comprehensive, patented compliance technology, expand investor access, and unlock the value of digital assets with Securrency’s capital markets platform. Asset managers, banks, broker-dealers, wealth managers, and marketplace operators can accelerate their adoption by tokenizing any asset in a compliant way. Blockchain-enabled digital assets are the future for public markets, bringing greater efficiency and automating compliance. -
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MantraComply
MantraComply
MantraComply is a provider credentialing and enrolment platform. We deliver comprehensive services in provider credentialing, payer enrollment solutions, license verification, hospital privileging, and healthcare compliance management. Trusted by thousands of providers, health plans, payers, group practices, and digital health companies, MantraComply ensures faster provider onboarding, reduced denials, and improved regulatory compliance. Our model integrates AI-driven insights, customizable credentialing workflows, and 24/7 expert support, enabling providers and organizations to stay compliant while focusing on patient care. MantraComply is proudly backed by $15M in funding from Impanix Capital. -
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Aptitude IFRS 17 Comply
Aptitude Software
Aptitude IFRS 17 Comply is SaaS solution that delivers rapid, cost effective, efficient IFRS 17 compliance. A simplified, pre-configured version of our full Aptitude IFRS 17 Solution, it’s designed for insurers looking for a fast, standardized path to IFRS 17 compliance, while laying foundations for future transformation projects. IFRS 17 is a “must meet” compliance requirement for affected insurers. While some insurers are using the Standard as a launchpad for the transformation of their finance and actuarial capabilities, many firms, especially smaller insurers, are seeking to comply with minimal disruption, at the lowest possible cost and with limited resources. To meet this demand, Aptitude has developed IFRS 17 Comply to meet the needs of insurers looking for a pre-configured solution that is quick and easy to implement yet meets the compliance requirements. -
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BitAML
BitAML
BitAML is an advisory firm that offers AML compliance services specifically to cryptocurrency financial institutions facing these challenges. We are comprised of experienced and capable AML compliance experts with a thorough understanding of regulatory nuance at every level of government. While there are many firms in the financial compliance space, BitAML is unique in that it specializes in developing holistic, customized AML compliance regimes specifically for cryptocurrency concerns. We are thorough and leave no regulatory stone unturned. We offer a suite of products and services designed to make it easier for business owners to implement and update AML compliance policies, procedures, and protocols efficiently and accurately as they grow. We serve businesses including bitcoin ATM/kiosk operators, crypto exchanges, individual traders, trading platforms, hedge funds, crypto-cannabis, and others. -
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Komrisk
Lexplosion Solutions
Automated regulatory & statutory compliance management software/tool in India, to manage and monitor compliance risk across all types of industries & operating units. A centralized compliance repository enables you to determine & comply with applicable laws. Constantly tracking amendments and punctually updating compliance repository. Predetermined email alerts sent to the task owners and escalated on breaching of specific thresholds. This compliance management system India have control of the compliance process through defined workflows and flexible escalation mechanism. This compliance management software India enables you to assess the current status and potential risks of pending compliances. Real-time status reporting – granular analysis according to your requirements. -
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CoreCompli
HOTB
Deliver patient and employee safety through seamless compliance and operational tools for the healthcare sector. As compliance with policies and procedures will play a large role in the new normal, ensure employee safety and patient trust using SCT/CoreCompli. As a full digital SaaS platform, take advantage of digital and dynamic policies and the ability to capture electronic logs through our operational tools so you can rid yourself of compliance deficiencies. Gain confidence for your business operations. Through our compliance solutions, organizations reduce risk and liability while increasing their productivity. Our applications improve business performance and outcomes by fortifying risk management, regulatory compliance, audit/accreditation governance, and background screening administration for hundreds of thousands of users in a cross spectrum of industries. HOTB software applications allow information security and governance professionals to reclaim control over their data. -
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AML Accelerate
Financial Crimes Consulting
AML Accelerate is a cloud-based counter-terrorism financing and AML risk assessment platform designed by experts and is tailored to over 30 financial and non-financial industry sectors. Money laundering and terrorism financing laws apply to millions of organisations of all sizes across different industry sectors and geographies. Complying with increasing regulations can be complex and costly, AML Accelerate is an easy-to-use platform designed by experts to guide you to compliance, saving you time and money. Tailored to over 30 industry sectors and country-specific laws, it provides peace of mind that mandatory anti money laundering regulations are being met and your AML risk being managed. Complying with increasing anti money laundering risk regulations can be complex and costly, with experts in short supply. Designed by experts, so you don’t need to be one. Meet mandatory regulatory compliance requirements for audits. -
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NRS ComplianceGuardian
National Regulatory Services
If you’re regulated by the SEC and or FINRA, compliance keeps your doors open while the burden of being in compliance drags at the bottom line. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. With direct experience in the private sector and regulatory bodies they bridge the divide between your business needs and regulatory requirements and help firms like yours remain in compliance while minimizing undue burden on business processes. These same experts are available to support you, so you never have to work completely on your own, unnless you want to. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals. -
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Simplify how you manage and comply with data protection and privacy regulations around the world. Evaluate organizational maturity and establish a security and privacy governance model in accordance with requirements and best practices. Embed data-driven assessments within business processes to meet organizational privacy requirements. Facilitate self-service requests and automate the review and response process to enable better privacy management practices. Identify security and privacy risks and create a remediation plan to meet objectives and comply with regulatory requirements. Deploy and manage maturity assessments with flexible and configurable templates. Follow the setup instructions so you can start running your SAP software quickly and confidently. Find out how you can seamlessly integrate SAP Privacy Governance with your existing IT landscape.Starting Price: $43.92 per year
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VinciWorks
VinciWorks
VinciWorks offers a range of compliance and regulatory training courses on topics such as GDPR, sexual harassment prevention, the Fourth Anti-Money Laundering Directive, the Criminal Finances Act, the Modern Slavery Act, the Bribery Act, cyber security, the Equality Act, FCPA and more. All of VinciWorks’ courses are customizable and can be tailored to suit the industry and specific policies of each client. In addition to training courses, VinciWorks offers compliance software solutions including its Learning Management System to track online learning, Omnitrack to track and manage online registers, Policy Tracker, a Risk Management System and more. VinciWorks has also published a host of free compliance resources, such as guides, assessments and policy templates to help organizations comply with the latest laws and regulations. -
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BANKTRON
ETRONIKA
BANKTRON Open Banking provides a robust set of APIs and management tools to comply with PSD2 requirements and go beyond compliance demands. Our Open Banking solution focuses on PSD2 compliance needs and strictly follows the Regulatory Technical Standard, as well as regulatory requirements, specific for every market. We start with PSD2 compliance APIs first – Access to Accounts and Payment Initiation. We include commitment to comply with the regulatory requirements for the whole system lifetime, and to undertake whatever changes and enhancements necessary to keep compliant. -
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CompliCheck
CompliCheck Systems
Complicheck is a next-generation compliance software that helps you track and monitor regulatory and statutory compliance. CompliCheck is a compliance tracking tool that allows you to stay on top of your compliances by tracking and monitoring the completion status. It is an innovative tool that combines the best brains behind the compliance industry, latest technology and experienced product design team into one solution for all corporates across industries. CompliCheck allows to you pick from our suggested compliances and give you the flexibility of customizing the same as per your requirements. Our reminder system will continue to remind you until you have completed the compliances in the system. This will ensure that you do not forget the compliances. Even if you do, we send emails to the senior management in a report format letting them know if there has been a slip-up. There are over 40+ labor laws in India in addition to hundreds of other laws. -
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Synaps
Synaps
Synaps provides identity verification solutions from personhood validation to regulated KYC/AML and KYB processes. Identification is a challenging task within the crypto industry. Needs vary from eliminating bots to complying with increasing regulations. Synaps has designed a gradual identification flow for web3 to answer any of your identity and compliance challenges while staying true to the privacy-friendly ethos of the crypto industry. Integration of Anima protocol for instant user identification. In-house legal experts and regulatory-compliant solutions. Trustworthy technology to guarantee data privacy. Benefit from custom identity solutions with the highest pass rates worldwide. Provide your customers with a secure and intuitive onboarding experience on Web3 while complying with market regulations. KYC can help crypto projects detect users' perceived affiliation with money laundering and other malicious activities.Starting Price: $1.90 per verification -
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HealthStream ComplyQ/SafetyQ
HealthStream
Let’s face it. Your management of training, safety, and accessibility is key for the success of your organization. Mitigating risk will allow your organization to avoid costly violations by ensuring your workforce is compliant and providing the highest level of care quality possible. Meet regulatory requirements, address health equity, and ensure patient privacy and safety amidst ever-changing healthcare compliance laws and regulations. HealthStream's ComplyQ and SafetyQ offer a smart, mobile-first safety and compliance education program that helps organizations reach competence and reduce risk. This program focuses on improving the learner's experience by leveraging the latest in educational science with adaptive micro-learning content, videos, infographics, and more. -
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Corlytics
Corlytics
Corlytics is a global leader in regulatory risk intelligence, helping financial institutions, regulators, and advisors manage compliance through data-driven insights. Headquartered in Dublin, Ireland, with offices in London, New York City, Boston, and Sydney, the company provides regulatory monitoring, taxonomy mapping, and advisory services to streamline compliance processes. By combining legal and regulatory expertise with advanced data analytics, Corlytics delivers actionable intelligence that enables organizations to navigate complex regulatory landscapes efficiently. With a strong focus on innovation, Corlytics continues to develop cutting-edge solutions that support financial firms in mitigating risk and ensuring regulatory compliance. -
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CompliQuest
CompliQuest
CompliQuest is a compliance training platform built by in-house regulatory experts. Our LMS + content library covers GDPR, FCPA, AML, NIS2, EU AI Act (Article 4 AI Literacy), cybersecurity awareness, ESG, and whistleblowing. Unlike generic providers, every course is developed by subject matter experts with direct regulatory experience. Custom course development available for organizations with specific compliance needs. White-label LMS enables deployment under your own brand. Multi-language support across 15+ languages. Serving mid-market and enterprise clients globally across financial services, technology, healthcare, and manufacturing.Starting Price: $319/course -
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Responsiv
Responsiv
Responsiv is an AI-driven regulatory analysis and compliance platform that helps organizations understand, track, and act on regulatory changes in real time so legal and compliance teams can stay ahead of evolving obligations without heavy manual research. It delivers precise regulatory and legal answers in natural language backed by direct references to primary and secondary sources, enabling users to assess compliance issues quickly and with confidence. It performs gap analysis to pinpoint where policies, controls, or documents fall short of current requirements, suggests tailored updates, and supports centralized document management so teams can harmonize policies across business units and jurisdictions. Responsiv’s platform includes a secure, centralized repository for regulatory obligations and compliance documents, helps streamline workflows by reducing routine manual tasks, and protects sensitive data. -
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Renaissance
Quest CE
Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of assigning important compliance tasks to your broker-dealers and/or investment advisors. The Renaissance system’s main dashboard features an icon-driven menu structure that guides users to their most time-sensitive compliance tasks. Our dynamic reporting dashboard makes it easy to align your compliance program objectives with your overall risk management strategies. User access rights can be mirrored after your firm’s internal hierarchy to ensure the right people have access to the right information. Create, manage and execute targeted emails based on the status of your user’s activity. Emails can be scheduled to go out daily, weekly or monthly. Our system is completely mobile compatible, allowing your users to access it from any internet-accessible laptop, tablet or smartphone. -
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Apex AscendOS
Apex Fintech Solutions
AscendOS is a cloud-native investment infrastructure platform developed by Apex Fintech Solutions, designed to help fintechs, broker-dealers, and wealth management firms build, launch, and scale digital investing experiences through a unified, real-time ecosystem. It provides a modular foundation that integrates core financial operations such as custody, clearing, trading, reconciliation, and investor account management into a single platform, eliminating the need for multiple disconnected systems. It delivers real-time services through components like a prebuilt ledger, trade execution engine, and embedded data warehouse, enabling continuous access to account activity, balances, and transaction data without relying on batch processing. It supports a wide range of asset classes and includes digital investing tools such as portfolio rebalancing, direct indexing, and model marketplaces, allowing firms to create customized investment products. -
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Labelmaster
Labelmaster
For more than five decades, Labelmaster has been the go-to source for companies, big and small, to navigate and comply with the complex, ever-changing regulations that govern dangerous goods and hazardous materials. From hazmat labels and UN-certified packaging, hazmat placards, and regulatory publications, to advanced technology and regulatory training, Labelmaster’s comprehensive offering of industry-leading software, products, and services helps customers remain compliant with all dangerous goods regulations, mitigate risk, and maintain smooth, safe operations. Labelmaster's dedication to supporting its customers' operational and compliance needs is enhanced through its unmatched industry expertise and consulting services, which serve as a valuable resource for customers to answer difficult and commonplace regulatory questions. Whether you're shipping hazardous materials by land, air, or sea, Labelmaster is your partner in keeping your business ahead of regulations. -
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Concur
Trimtab Innovation Pvt. Ltd.
Concur is a robust Consent Management Platform (CMP) tailored to help organizations comply with India's Digital Personal Data Protection Act (DPDPA), 2023. Concur is designed exclusively for Indian companies aiming to comply with the DPDPA. Unlike most global CMPs, Concur offers deep regulatory alignment with Indian laws, multilingual support, and flexible APIs to simplify integration with websites, mobile apps, and enterprise systems. Whether you're a fast-scaling startup, an established enterprise, or a privacy-conscious brand, Concur equips you with the tools to stay compliant, confident, and customer-focused. Key features of Concur include: End-to-end DPDPA compliance workflows Consent lifecycle automation with audit trails Real-time data discovery, cataloging, and privacy ops White-labeled options for partners and system integrators Custom SDKs & API-first design for seamless deployment Support for 22 (Eighth Schedule) language consent notices -
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PORT.im
PORT.im
Privacy Center is the new way to communicate privacy, comply with the regulations and build trust in your brand. From your website to your compliance records, PORT.im is connected from end-to-end so everything works together making your business safer, compliant and more trusted. Compliance with CCPA, CalOPPA, GDPR and more. We constantly monitor the world's leading privacy regulations and update our policies to ensure you comply with the regulations. A groundbreakingly simple approach to privacy. PORT.im makes it simple to comply with the regulations by generating a Privacy Center that accurately reflects your business. Show you respect the privacy of your customers by making it simple for them to read and understand your privacy information. PORT.im streamlines privacy management making the complex regulations simple and difficult tasks easy. Explore Privacy Center, or create an account instantly and publish your free Privacy Center.Starting Price: $40 per month -
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Adenza
Adenza
We create and deliver market-leading solutions to help you optimize investment, unlock value and drive growth. Our end-to-end trading, treasury, risk management and regulatory compliance solutions enable financial institutions to consolidate and streamline their operations. We serve global, central and regional banks, broker-dealers, insurers, asset managers, pension funds, hedge funds, stock exchanges and clearinghouses, securities services providers and corporates. Our targeted solutions and services are powered by exceptional people driving innovation at scale. Risk and regulatory reporting solutions. Meet your immediate regulatory reporting requirements while creating long-term value. Front-to-back solutions for capital markets and treasury. Single source of truth, enabling quicker decision-making and efficient operational processes. You're fighting an uphill battle to manage huge volumes of trades through the transaction life cycle. -
43
CIMCON Software
CIMCON Software
CIMCON Software minimizes operational risks inherent in end-user computing (EUC) files. Risks include regulatory reporting errors, non-compliance, cyber risk, and fraud. EUCs include documents such as spreadsheets, models, Access databases, scripted applications using VBScript, R, Python and self-service analytics tools such as Tableau and QlikView. Banks rely heavily on end-user computing applications (EUCs) such as Excel spreadsheets and scripts for day to day operations because they allow users to react quickly to changing market conditions or regulations. Whether they are used for creating financial models, finance, accounting or complying with regulatory requirements, they need to be managed effectively. CIMCON Software offers solutions that create an inventory of all EUCs in your organization, identify the most critical files, detect errors; provide a visual map of data dependencies, and provide on-going monitoring and control of your most important EUCs. -
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ComplyDog
ComplyDog
ComplyDog is a hosted GDPR portal for your B2B SaaS. The General Data Protection Regulation (GDPR) requires organizations to understand their obligations, document their efforts, and regularly review compliance measures to ensure they remain effective. ComplyDog makes this easy by centralizing all your data protection and compliance efforts. When prospects ask if you are GDPR compliant, simply share a link to your compliance portal. ComplyDog lets your prospects view your GDPR compliance, request a signed Data Processing Agreement (DPA), and review your data protection and security practices. With ComplyDog, you can set up your compliance portal in one click. If you're selling SaaS, you need GDPR compliance. If you need GDPR compliance, you need ComplyDog. ✅ Get guided through GDPR compliance with checklists ✅ Share your DPA (integrates with DocuSign, Dropbox Sign) ✅ Handle data requests ✅ List out your subprocessors ✅ Showcase security ✅ Cookie widgetStarting Price: $500/year -
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ComplyWave
ScanWave CTS
ComplyWave is helping the world's leading organizations succeed by solving their most complex and sensitive security challenges. ComplyWave provides comprehensive implementation services for ISO Services ComplyWave is a proven leader in providing Information Security services to the government and commercial organizations. Our security professionals have developed a proven system to support the implementation and audit/ guidance on all sections of ISO Information Security Management System (ISMS) and supporting risk management frameworks. ISMS Compliancy Services Our security team provide you with the level of support you need. Many organizations are busy and do not have the resources to build an ISMS from the ground up. We are specialized in providing hands-on implementation support to include: Writing your policies and procedures - based on interviews with your personnel to ensure that we captured how you do the work, and delivered the below IS polices. -
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Greenboard
Greenboard
Greenboard is a cloud-based, AI-powered platform that acts as a unified operating system for regulatory compliance under the SEC and FINRA for financial firms. It consolidates what are often multiple fragmented tools into a single dashboard that handles archiving and communications supervision, firm- and employee-level compliance workflows, third-party/vendor compliance, marketing content reviews, trade-testing, and books/records management, and full audit-ready recordkeeping. Leveraging its built-in “Greenboard Go” AI engine, which connects to all firm data, it automatically scans for risks, flags compliance issues, and helps enforce consistent internal policies. Its interface and architecture are designed with usability and security in mind, featuring role-based permissions, enterprise-grade data infrastructure, and SOC2-Type 2 compliance to ensure data privacy and regulatory defensibility. -
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KROTON
H3M Analytics
H3M KROTON modules work hand-in-hand with legacy rule-based compliance systems and upgrade them with the help of Artificial Intelligence. H3M flips the paradigm. Most platforms help firms comply. Crime detection is a by-product. H3M is different. Designed from the ground up to uncover hidden links to detect and prevent crime, better compliance, enhanced regulatory relations, competitive advantage, and brand value are great by-products. The KROTON product suite includes 4 AI-based modules which powerfully combine compliance know-how with data science. H3M KROTON Suspect Miner addresses the major problems related to legacy systems with its unique machine-learning approach utilizing active learning. Eliminate 2/3 of false positives with machine learning. Active Learning routinely discovers emerging laundering methods. Active Learning to incorporate analyst know-how with AI capability, and pro-active labeling to help the machines. -
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Protect your business and meet country-specific requirements for drug serialization and other fast-changing regulations while handling large volumes of data with intelligence. Comply with international and regional legislation using the SAP Advanced Track and Trace for Pharmaceuticals application, which provides a corporate serialization repository, serial number management, and regulatory reporting capabilities. Reduce compliance costs for existing and upcoming serialization requirements, such as country-specific reporting. Boost the efficiency of your supply chain with greater visibility into material movements, down to the sales-unit-item level. Handle large volumes of serialization data and adapt to new legislation. Track and trace the serial numbers of retail products in a corporate repository. Comply with country-specific regulations when reporting serial numbers.
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Termly
Termly
Trusted by over 140,000 businesses, Termly’s compliance solutions can help you stay up to date and compliant in an ever-changing ecosystem of privacy laws like the GDPR, CCPA, ePrivacy Regulation, and many more. Policies created by our state-of-the-art software are tailor-made to fit the unique needs of your business. Our cookie consent manager can help you comply with complex consent laws like the GDPR and ePrivacy Directive. Compliance with international laws like the GDPR, CCPA, and ePrivacy Regulation made fast and easy. Running a business requires you to comply with a wide variety of laws, rules, and service provider guidelines. It’s a hassle and a risk trying to adhere to all of these regulations on your own. Termly can help ease the burden of legal compliance and give you peace of mind.Starting Price: $10 per month -
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ComplyScore
ComplyScore
ComplyScore is a leading provider for GRC, vendor governance, and information security solutions. ComplyScore has been on a mission, since 2003, to deliver strategic enterprise solutions and services that enhance business systems by providing competitive advantages in innovation, reliability, and time to market. At ComplyScore, we believe in precise GRC, and our solutions are tailor-made to meet the exact requirements of an organization, regardless of its size. Our robust, web-based solutions integrate risk, compliance, and audit in a unique way that eliminates redundancies and streamlines the process of managing compliance and risk. ComplyScore is committed to innovation that makes compliance processes streamlined for our clients. Our managed service is an end-to-end service. Our online audit helps fast execution by certified auditors, while our solution helps clients manage assessments at scale. We bring scale and speed to your vendor assessments across the globe.Starting Price: $25 per user
