Audience

Regulated firms operating in the financial services industry

About Ruleguard

Ruleguard is a leading RegTech platform that empowers financial services firms to streamline their risk and compliance processes. By combining advanced technology with deep regulatory expertise, Ruleguard helps firms effectively manage their obligations under complex frameworks such as CASS, SM&CR, financial crime rules, and broader risk and compliance mandates. Designed for adaptability and scalability, Ruleguard offers out-of-the-box solutions that reduce operational inefficiencies, minimise risk leakage, and align seamlessly with ever-evolving regulatory changes. The platform's intuitive interface allows firms to centralise compliance workflows, automate key processes, and generate actionable insights, ultimately saving time and resources during audits and regulatory reporting.

Integrations

Ratings/Reviews

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Company Information

Ruleguard
Founded: 2013
United Kingdom
www.ruleguard.com

Videos and Screen Captures

Ruleguard Screenshot 1
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Product Details

Platforms Supported
Cloud
Training
Documentation
In Person
Support
Phone Support
Online

Ruleguard Frequently Asked Questions

Q: What kinds of users and organization types does Ruleguard work with?
Ruleguard works with these users and organization types: Mid Size Business, Small Business, Enterprise, Freelance, Nonprofit, Government, and Startup.
Q: What languages does Ruleguard support in their product?
Ruleguard supports these languages: English.
Q: What kind of support options does Ruleguard offer?
Ruleguard offers support via phone support and online.
Q: What other applications or services does Ruleguard integrate with?
Ruleguard integrates with: CourseStorm and Tecnomatix.
Q: What type of training does Ruleguard provide?
Ruleguard provides training in the form of documentation and in person.

Ruleguard Product Features

Compliance

Audit Management Not Supported
Risk Management Not Supported
Controls Testing Not Supported
HIPAA Compliance Not Supported
Archiving & Retention Not Supported
FDA Compliance Not Supported
Sarbanes-Oxley Compliance Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Environmental Compliance Not Supported
Version Control Not Supported
Compliance Tracking Not Supported
Incident Management Not Supported
Workflow / Process Automation Not Supported
Surveys & Feedback Not Supported
Artificial Intelligence (AI) Not Supported