Actus ComplyAdvance Change
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Related Products
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About
Initially, you probably thought that there was no need for SMCR Software for a firm of your size, but as the 12 months grace period wears on, you are not alone if you have shared these thoughts or pains: “Managing certification and conduct annually is going to be a bigger a job than we expected” or “We’ve done the mapping on excel but ongoing reporting and keeping it 100% accurate is going to be a headache”. Don’t worry, it is not too late, at least, not yet! We are in that key transition phase now for SMCR with most firms having completed mapping and assignment of roles but the enormity of the annual certification and conduct, coupled with the pressure to keep all the data accurate and 100% up to date all the time is really hitting home to many of our clients. With the shift in responsibility having moved from the firm to the individual, there is no surprise given the levels of personal liability involved.
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About
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms.
The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Organizations in need of a solution to manage performance and engagement
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Audience
Financial services firms interested in a powerful compliance management platform
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
$5,000 per year
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationAdvance Change
Founded: 2009
United Kingdom
actus.co.uk/performance-talent-management-software/actus-comply/
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Company InformationRegEd
Founded: 1994
United States
www.reged.com
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
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Integrations
BVNK
Binderr
Formalize
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