+
+

Related Products

  • D&B Risk Analytics
    80 Ratings
    Visit Website
  • Sumsub
    227 Ratings
    Visit Website
  • Predict360
    18 Ratings
    Visit Website
  • CallTrackingMetrics
    938 Ratings
    Visit Website
  • ARGOS Identity
    8 Ratings
    Visit Website
  • UnForm
    19 Ratings
    Visit Website
  • Aircall
    1,838 Ratings
    Visit Website
  • RealCISO
    223 Ratings
    Visit Website
  • Intelex
    180 Ratings
    Visit Website
  • NINJIO
    416 Ratings
    Visit Website

About

Smarsh is an AI-powered communications intelligence platform built for regulated industries. It captures, stores, and monitors communications across voice, email, mobile, chat, video, and emerging digital channels at scale. Designed to meet strict regulatory requirements, Smarsh helps organizations comply with SEC, FINRA, MiFID II, FCA, and global recordkeeping standards. Advanced AI analytics surface risks, uncover insights, and identify patterns hidden within massive volumes of communications data. The platform enables proactive risk mitigation by detecting issues such as insider trading, misconduct, and data misuse early. Its cloud-native architecture delivers hyperscalability, performance, and enterprise-grade security. Smarsh turns communications data into actionable intelligence that strengthens compliance and decision-making.

About

Smartria is RIA compliance software designed to help registered investment advisors, chief compliance officers, and compliance consultants centralize and automate SEC and FINRA compliance programs. The platform comes pre-configured for relevant regulatory requirements while allowing firms to customize workflows and processes to their specific compliance needs. Compliance management features organize tasks, forms, deadlines, alerts, reminders, regulatory filings, and record retention within a centralized system. Smartria also provides marketing review workflows, employee attestations, trade monitoring, vendor management, employee oversight, and automated employee onboarding. Trade monitoring supports customized trade rules, pre-clearance, front-running alerts, and Know Your Client and Know Your Employee requirements.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Smarsh is designed for regulated organizations—including financial services firms, large enterprises, and public sector agencies—that require secure, AI-powered communications compliance and intelligence at scale

Audience

Registered investment advisors, chief compliance officers, compliance teams, wealth management firms, and compliance consultants that need to manage, automate, document, and scale SEC and FINRA compliance programs

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Not Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 1.0 / 5
ease 1.0 / 5
features 1.0 / 5
design 1.0 / 5
support 1.0 / 5

Pros & Cons from Real Users

Pros

  • Not much I can say that is a pro for this platform except that I am usually capable of logging in to the system and eventually completing tasks.

Cons

  • It is horribly unreliable. Unintuitive. Clunky. No evolution. Just crap. The support is even worse. It is non-existent.

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Company Information

Smarsh
Founded: 2002
United States
www.smarsh.com

Company Information

Smartria
Founded: 2011
United States
smart-ria.com

Alternatives

Alternatives

My Insider

My Insider

MyInsider

Categories

Archiving Supported
Call Recording Supported
eDiscovery Supported
Email Archiving Supported
File Archiving Supported
RegTech Supported

Categories

Compliance Supported

Email Archiving Features

Access Control Supported
Backup Management Not Supported
Compliance Management Not Supported
Data Deduplication Not Supported
Data Export Supported
eDiscovery Supported
Encryption Supported
Retention Management Supported
Storage Management Not Supported
Threat Protection Not Supported

eDiscovery Features

Case Analytics Supported
Compliance Management Supported
Discussion Threads Supported
Document Indexing Supported
Document Tracking Supported
Full Text Extraction Supported
Keyword Search Supported
Metadata Extraction Supported
Topic Clustering Supported

Compliance Features

Archiving & Retention Supported
Artificial Intelligence (AI) Not Supported
Audit Management Supported
Compliance Tracking Not Supported
Controls Testing Not Supported
Environmental Compliance Not Supported
FDA Compliance Not Supported
HIPAA Compliance Not Supported
Incident Management Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Risk Management Supported
Sarbanes-Oxley Compliance Not Supported
Surveys & Feedback Not Supported
Version Control Not Supported
Workflow / Process Automation Not Supported

Integrations

Constant Contact Supported
Facebook Supported
Google Workspace Supported
Hootsuite Supported
Intulse Supported
Microsoft Exchange Supported
Microsoft Outlook Supported
Microsoft SharePoint Supported
Microsoft Teams Supported
Moxo Supported
MyRepChat Supported
Salesforce Supported
Salesforce Agentforce Marketing Supported
Salesforce Marketing Cloud Account Engagement Supported
Slack Supported
Squarespace Supported
Symphony Supported
Vimeo Supported
X (Twitter) Supported
Zoom Team Chat Supported

Integrations

Constant Contact Not Supported
Facebook Not Supported
Google Workspace Not Supported
Hootsuite Not Supported
Intulse Not Supported
Microsoft Exchange Not Supported
Microsoft Outlook Not Supported
Microsoft SharePoint Not Supported
Microsoft Teams Not Supported
Moxo Not Supported
MyRepChat Not Supported
Salesforce Not Supported
Salesforce Agentforce Marketing Not Supported
Salesforce Marketing Cloud Account Engagement Not Supported
Slack Not Supported
Squarespace Not Supported
Symphony Not Supported
Vimeo Not Supported
X (Twitter) Not Supported
Zoom Team Chat Not Supported
Claim Smarsh and update features and information
Claim Smarsh and update features and information
Claim Smartria and update features and information
Claim Smartria and update features and information