My Insider
A web based insider trading software, My Insider helps your Compliance Officer to centrally manage, track and follow up on all compliances pertaining to Insider Trading. It helps in setting up your Company’s trading policy, announce opening and closing of trading windows, provide pre-clearance approvals based on prescribed limits, capture trade details and also initial and periodic holdings of insiders. You can generate all reports at a single click. The application also manages digital database and is compliant with UPSI information based on the SEBI Amendments. With its exhaustive functionalities My Insider proves versatile and very user friendly.
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FIS Trading Compliance Manager
FIS Trading Compliance Manager is a multi-asset, web-based regulatory surveillance and compliance solution designed to help sell-side financial firms detect, monitor, and manage potential trading violations throughout the full order lifecycle by combining alerts with comprehensive market and client data. It provides end-to-end trade surveillance, regulatory reporting, and supervisory controls to support daily review, post-trade analysis, best execution monitoring, and compliance with standards like RegNMS, RegSHO, market manipulation rules, and data requests such as Electronic Blue Sheets (EBS) and OATS, all from a unified, permission-controlled platform that enhances oversight while reducing risk and manual effort. By offering a complete view of orders and trading activity, robust alerting, and integrated data warehousing, the system helps firms streamline compliance workflows, improve execution data quality, support management reporting, and mitigate reputational risk.
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RIA in a Box
RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
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Skillcast
Compliance demands the right expertise.
Unlike other forms of training, getting it wrong can leave your organisation exposed to financial, reputational and regulatory risk. That's why true compliance requires genuine understanding, not just course completion.
For over 25 years, Skillcast has been the trusted partner of choice for organisations looking to turn compliance training into a front-line defence. We combine deep compliance expertise, AI-enabled technology and rigorous human oversight to help you:
- Manage compliance learning, policies, disclosures, and registers from a single source of truth.
- Drive engagement and reduce training fatigue with personalised learning experiences.
- Strengthen governance through policy attestation, disclosure workflows, and audit-ready reporting.
- Track CPD, training activity, and compliance outcomes with complete visibility.
- Give employees instant AI powered compliance answers from trusted company documents teams.
- Customise our expert content in minutes using AI with full human oversight.
- Deploy out-of-the-box, configurable, or bespoke solutions that fit your organisation.
The result is greater engagement, stronger compliance cultures, and increased confidence that your organisation is meeting its regulatory obligations.
Trusted by 1,500+ leading organisations - including Tesco, Dr. Martens, Barclays, and Investec - Skillcast provides the expertise, technology, and assurance that only comes from having a specialist compliance partner by your side.
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