Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
About SurgeONE
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Pricing
Pricing Details:
Pricing is scoped to the selected pillars and modules and the firm's deployment.
Integrations
No integrations listed.
Company Information
SurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Product Details
Platforms Supported
Cloud
Training
Documentation
Webinars
In Person
Videos
Support
Phone Support
Online
SurgeONE Frequently Asked Questions
Q: What kinds of users and organization types does SurgeONE work with?
SurgeONE works with these users and organization types: Mid Size Business, Small Business, Enterprise, Freelance, Nonprofit, Government, and Startup.
Q: What languages does SurgeONE support in their product?
SurgeONE supports these languages: English.
Q: What kind of support options does SurgeONE offer?
SurgeONE offers support via phone support and online.
Q: What type of training does SurgeONE provide?
SurgeONE provides training in the form of documentation, webinars, in person, and videos.
