Related Products
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About
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms.
The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.
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About
Skematic is a pioneering workflow management solution that seamlessly integrates people, processes, and systems, offering compliance teams a more efficient way of working. It provides a comprehensive framework for regulatory compliance, encompassing key components such as policy management, task and activity oversight, case management, and reporting. By anchoring controls and remediation frameworks in foundational policies, Skematic ensures that compliance programs are well-structured and effective. It facilitates the implementation of risk-based controls, fostering a continuous surveillance and feedback loop that keeps teams informed and processes on track. Centralized case management allows for unified issue resolution, integrating workflow participation and third-party systems to streamline remediation efforts. Advanced reporting features, including visualizations, Gantt charts, and comprehensive program overviews, empower teams with accessible and complete insights.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Financial services firms interested in a powerful compliance management platform
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Audience
Compliance officers in financial institutions in need of a tool to streamline regulatory processes and enhance operational efficiency
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationRegEd
Founded: 1994
United States
www.reged.com
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Company InformationSkematic
Founded: 2022
United States
skematic.com
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Categories |
Categories |
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Integrations
No info available.
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Integrations
No info available.
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