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About

Red Marker is an AI-powered marketing compliance software designed to streamline the review process of advertising and marketing content. It assists legal and compliance teams in identifying potential legal and brand risks within documents, enabling efficient scaling of content reviews to ensure compliance. The platform offers capabilities such as document scanning, web content monitoring, and customizable risk detection tailored to industry-specific requirements, including regulations from bodies like the Financial Conduct Authority (FCA) and the Financial Industry Regulatory Authority (FINRA). Red Marker integrates with various tools to enhance productivity and project management, providing real-time feedback through platforms used daily by marketing and legal professionals. By automating critical compliance tasks, such as checking for disclosures, and disclaimers, and maintaining brand consistency, Red Marker promotes more efficient workflows, ensuring compliant content.

About

Smartria is RIA compliance software designed to help registered investment advisors, chief compliance officers, and compliance consultants centralize and automate SEC and FINRA compliance programs. The platform comes pre-configured for relevant regulatory requirements while allowing firms to customize workflows and processes to their specific compliance needs. Compliance management features organize tasks, forms, deadlines, alerts, reminders, regulatory filings, and record retention within a centralized system. Smartria also provides marketing review workflows, employee attestations, trade monitoring, vendor management, employee oversight, and automated employee onboarding. Trade monitoring supports customized trade rules, pre-clearance, front-running alerts, and Know Your Client and Know Your Employee requirements.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Marketing teams requiring a solution to automate and streamline their compliance review processes

Audience

Registered investment advisors, chief compliance officers, compliance teams, wealth management firms, and compliance consultants that need to manage, automate, document, and scale SEC and FINRA compliance programs

Support

Phone Support Supported
24/7 Live Support Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Not Supported

API

Offers API Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 1.0 / 5
ease 1.0 / 5
features 1.0 / 5
design 1.0 / 5
support 1.0 / 5

Pros & Cons from Real Users

Pros

  • Not much I can say that is a pro for this platform except that I am usually capable of logging in to the system and eventually completing tasks.

Cons

  • It is horribly unreliable. Unintuitive. Clunky. No evolution. Just crap. The support is even worse. It is non-existent.

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Supported

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Company Information

Red Marker
Founded: 2013
Australia
redmarker.ai/

Company Information

Smartria
Founded: 2011
United States
smart-ria.com

Alternatives

Alternatives

My Insider

My Insider

MyInsider

Categories

Categories

Compliance Supported

Compliance Features

Archiving & Retention Supported
Artificial Intelligence (AI) Not Supported
Audit Management Supported
Compliance Tracking Not Supported
Controls Testing Not Supported
Environmental Compliance Not Supported
FDA Compliance Not Supported
HIPAA Compliance Not Supported
Incident Management Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Risk Management Supported
Sarbanes-Oxley Compliance Not Supported
Surveys & Feedback Not Supported
Version Control Not Supported
Workflow / Process Automation Not Supported

Integrations

ACA ComplianceAlpha Supported
Adobe Workfront Supported
Aprimo Supported
Asana Supported
Figma Supported
Google Docs Supported
IntelligenceBank Supported
Jira Supported
Microsoft PowerPoint Supported
Microsoft Word Supported
Red Oak Software Supported
Seismic Supported
Veeva Vault PromoMats Supported
bethebrand Supported
monday AI work platform Supported

Integrations

ACA ComplianceAlpha Not Supported
Adobe Workfront Not Supported
Aprimo Not Supported
Asana Not Supported
Figma Not Supported
Google Docs Not Supported
IntelligenceBank Not Supported
Jira Not Supported
Microsoft PowerPoint Not Supported
Microsoft Word Not Supported
Red Oak Software Not Supported
Seismic Not Supported
Veeva Vault PromoMats Not Supported
bethebrand Not Supported
monday AI work platform Not Supported
Claim Red Marker and update features and information
Claim Red Marker and update features and information
Claim Smartria and update features and information
Claim Smartria and update features and information