Related Products
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About
Red Marker is an AI-powered marketing compliance software designed to streamline the review process of advertising and marketing content. It assists legal and compliance teams in identifying potential legal and brand risks within documents, enabling efficient scaling of content reviews to ensure compliance. The platform offers capabilities such as document scanning, web content monitoring, and customizable risk detection tailored to industry-specific requirements, including regulations from bodies like the Financial Conduct Authority (FCA) and the Financial Industry Regulatory Authority (FINRA). Red Marker integrates with various tools to enhance productivity and project management, providing real-time feedback through platforms used daily by marketing and legal professionals. By automating critical compliance tasks, such as checking for disclosures, and disclaimers, and maintaining brand consistency, Red Marker promotes more efficient workflows, ensuring compliant content.
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About
Smartria is RIA compliance software designed to help registered investment advisors, chief compliance officers, and compliance consultants centralize and automate SEC and FINRA compliance programs. The platform comes pre-configured for relevant regulatory requirements while allowing firms to customize workflows and processes to their specific compliance needs. Compliance management features organize tasks, forms, deadlines, alerts, reminders, regulatory filings, and record retention within a centralized system. Smartria also provides marketing review workflows, employee attestations, trade monitoring, vendor management, employee oversight, and automated employee onboarding. Trade monitoring supports customized trade rules, pre-clearance, front-running alerts, and Know Your Client and Know Your Employee requirements.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Marketing teams requiring a solution to automate and streamline their compliance review processes
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Audience
Registered investment advisors, chief compliance officers, compliance teams, wealth management firms, and compliance consultants that need to manage, automate, document, and scale SEC and FINRA compliance programs
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Support
Phone Support
Supported
24/7 Live Support
Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Not Supported
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API
Offers API
Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Pros & Cons from Real UsersPros
Cons
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Not Supported
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Company InformationRed Marker
Founded: 2013
Australia
redmarker.ai/
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Company InformationSmartria
Founded: 2011
United States
smart-ria.com
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Alternatives |
Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Supported
Artificial Intelligence (AI)
Not Supported
Audit Management
Supported
Compliance Tracking
Not Supported
Controls Testing
Not Supported
Environmental Compliance
Not Supported
FDA Compliance
Not Supported
HIPAA Compliance
Not Supported
Incident Management
Not Supported
ISO Compliance
Not Supported
OSHA Compliance
Not Supported
Risk Management
Supported
Sarbanes-Oxley Compliance
Not Supported
Surveys & Feedback
Not Supported
Version Control
Not Supported
Workflow / Process Automation
Not Supported
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Integrations
ACA ComplianceAlpha
Supported
Adobe Workfront
Supported
Aprimo
Supported
Asana
Supported
Figma
Supported
Google Docs
Supported
IntelligenceBank
Supported
Jira
Supported
Microsoft PowerPoint
Supported
Microsoft Word
Supported
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Integrations
ACA ComplianceAlpha
Not Supported
Adobe Workfront
Not Supported
Aprimo
Not Supported
Asana
Not Supported
Figma
Not Supported
Google Docs
Not Supported
IntelligenceBank
Not Supported
Jira
Not Supported
Microsoft PowerPoint
Not Supported
Microsoft Word
Not Supported
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