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Related Products
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Hadrius:
About
We’re the most efficient, most accurate AI-powered software suite for all your RIA and broker-dealer compliance needs. Automated marketing review powered by our own ComplianceGPT. Upload dozens of document types and receive compliance recommendations in under a minute - saving you (and your marketing team) hours of back and forth. Set up employee brokerage accounts once, and take advantage of automated reporting, pre-clearance, and reviews as necessary. We assist with employee onboarding to make this process effortless. Political contributions, gifts, outside business activity, updates to your code of ethics, compliance manual, and more. Employees have their own login to the intuitive Hadrius UI to make reporting and signing documents easy.
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SurgeONE:
About
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Hadrius:
Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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SurgeONE:
Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Hadrius:
Audience
Companies searching for a next-gen platform that automates the entire SEC ongoing compliance process
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SurgeONE:
Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
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Hadrius:
Support
Phone Support
Not Supported
24/7 Live Support
Not Supported
Online
Supported
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SurgeONE:
Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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Hadrius:
API
Offers API
Not Supported
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SurgeONE:
API
Offers API
Not Supported
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Hadrius:
Screenshots and Videos |
SurgeONE:
Screenshots and VideosNo images available
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Hadrius:
Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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SurgeONE:
PricingPricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version
Not Supported
Free Trial
Not Supported
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Hadrius:
Reviews/
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SurgeONE:
Reviews/
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Hadrius:
Training
Documentation
Not Supported
Webinars
Not Supported
Live Online
Supported
In Person
Not Supported
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SurgeONE:
Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Hadrius:
Company InformationHadrius
United States
www.hadrius.com
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SurgeONE:
Company InformationSurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Hadrius:
Alternatives |
SurgeONE:
Alternatives |
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Hadrius:
Categories |
SurgeONE:
Categories |
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Hadrius:
Integrations
Slack
Supported
Telegram
Supported
WeChat
Supported
WhatsApp
Supported
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SurgeONE:
Integrations
Slack
Not Supported
Telegram
Not Supported
WeChat
Not Supported
WhatsApp
Not Supported
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Hadrius:
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SurgeONE:
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