Hadrius SurgeONE

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Hadrius:

About

We’re the most efficient, most accurate AI-powered software suite for all your RIA and broker-dealer compliance needs. Automated marketing review powered by our own ComplianceGPT. Upload dozens of document types and receive compliance recommendations in under a minute - saving you (and your marketing team) hours of back and forth. Set up employee brokerage accounts once, and take advantage of automated reporting, pre-clearance, and reviews as necessary. We assist with employee onboarding to make this process effortless. Political contributions, gifts, outside business activity, updates to your code of ethics, compliance manual, and more. Employees have their own login to the intuitive Hadrius UI to make reporting and signing documents easy.
SurgeONE:

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
Hadrius:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
SurgeONE:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
Hadrius:

Audience

Companies searching for a next-gen platform that automates the entire SEC ongoing compliance process
SurgeONE:

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
Hadrius:

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported
SurgeONE:

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported
Hadrius:

API

Offers API Not Supported
SurgeONE:

API

Offers API Not Supported
Hadrius:

Screenshots and Videos

SurgeONE:

Screenshots and Videos

No images available
Hadrius:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
SurgeONE:

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported
Hadrius:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
SurgeONE:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
Hadrius:

Training

Documentation Not Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported
SurgeONE:

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported
Hadrius:

Company Information

Hadrius
United States
www.hadrius.com
SurgeONE:

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/
Hadrius:

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Hadrius:

Categories

Compliance Supported
SurgeONE:

Categories

Hadrius:

Integrations

Slack Supported
Telegram Supported
WeChat Supported
WhatsApp Supported
SurgeONE:

Integrations

Slack Not Supported
Telegram Not Supported
WeChat Not Supported
WhatsApp Not Supported
Hadrius:
Claim Hadrius and update features and information
Claim Hadrius and update features and information
SurgeONE:
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information