Hadrius RIA in a Box

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Hadrius:

About

We’re the most efficient, most accurate AI-powered software suite for all your RIA and broker-dealer compliance needs. Automated marketing review powered by our own ComplianceGPT. Upload dozens of document types and receive compliance recommendations in under a minute - saving you (and your marketing team) hours of back and forth. Set up employee brokerage accounts once, and take advantage of automated reporting, pre-clearance, and reviews as necessary. We assist with employee onboarding to make this process effortless. Political contributions, gifts, outside business activity, updates to your code of ethics, compliance manual, and more. Employees have their own login to the intuitive Hadrius UI to make reporting and signing documents easy.
RIA in a Box:

About

RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
Hadrius:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
RIA in a Box:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
Hadrius:

Audience

Companies searching for a next-gen platform that automates the entire SEC ongoing compliance process
RIA in a Box:

Audience

Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
Hadrius:

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported
RIA in a Box:

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported
Hadrius:

API

Offers API Not Supported
RIA in a Box:

API

Offers API Supported
Hadrius:

Screenshots and Videos

RIA in a Box:

Screenshots and Videos

Hadrius:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
RIA in a Box:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
Hadrius:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
RIA in a Box:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
Hadrius:

Training

Documentation Not Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported
RIA in a Box:

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported
Hadrius:

Company Information

Hadrius
United States
www.hadrius.com
RIA in a Box:

Company Information

COMPLY
United States
www.comply.com/products/ria-in-a-box/
Hadrius:

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Hadrius:

Categories

Compliance Supported
RIA in a Box:

Categories

Compliance Supported
Hadrius:

Integrations

Slack Supported
Telegram Supported
WeChat Supported
WhatsApp Supported
RIA in a Box:

Integrations

Slack Not Supported
Telegram Not Supported
WeChat Not Supported
WhatsApp Not Supported
Hadrius:
Claim Hadrius and update features and information
Claim Hadrius and update features and information
RIA in a Box:
Claim RIA in a Box and update features and information
Claim RIA in a Box and update features and information