Diligent Workflow RIA in a Box

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Diligent Workflow:

About

Diligent Workflow is a market-leading workflow solution designed to streamline secure management, approval, compliance and storage of sensitive or regulatory documents. By automating document and media creation, Diligent Workflow improves efficiencies in project management, approval, distribution, archiving and audit trail of all your policy documents, contracts, RFPs and external-facing content and announcements. See how Diligent Workflow’s features can automate your approval processes to improve efficiency & transparency in document and content creation.
RIA in a Box:

About

RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
Diligent Workflow:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Supported
iPad Supported
Android Not Supported
Chromebook Not Supported
RIA in a Box:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
Diligent Workflow:

Audience

Companies that need a workflow solution for secure management, approval, compliance and storage of sensitive or regulatory documents
RIA in a Box:

Audience

Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
Diligent Workflow:

Support

Phone Support Not Supported
24/7 Live Support Supported
Online Not Supported
RIA in a Box:

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported
Diligent Workflow:

API

Offers API Not Supported
RIA in a Box:

API

Offers API Supported
Diligent Workflow:

Screenshots and Videos

RIA in a Box:

Screenshots and Videos

Diligent Workflow:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
RIA in a Box:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
Diligent Workflow:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
RIA in a Box:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
Diligent Workflow:

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported
RIA in a Box:

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported
Diligent Workflow:

Company Information

Diligent
Founded: 1994
United States
www.diligent.com/landing-pages/workflow
RIA in a Box:

Company Information

COMPLY
United States
www.comply.com/products/ria-in-a-box/
Diligent Workflow:

Alternatives

RIA in a Box:

Alternatives

Diligent Workflow:
RIA in a Box:
RegReview.io

RegReview.io

FIN Group
Diligent Workflow:
Diliforce

Diliforce

Diliforce (Formerly ContractZen)
5.0 out of 5 stars
RIA in a Box:
Luthor

Luthor

Luthor.ai
Diligent Workflow:
RIA in a Box:
Smartria

Smartria

1.0 out of 5 stars
Diligent Workflow:
RIA in a Box:
Skillcast

Skillcast

4.7 out of 5 stars
Diligent Workflow:

Categories

Board Management Supported
RIA in a Box:

Categories

Compliance Supported
Diligent Workflow:

Board Management Features

Agenda Time Management Not Supported
Approval Process Management Supported
Board Assessment Not Supported
Calendar Management Supported
Collaboration Supported
D&O Questionnaires Not Supported
Document Management Supported
Electronic Signature Not Supported
For Nonprofits Supported
Member Directory Supported
Minutes Management Not Supported
Polls / Voting Not Supported
Role-Based Permissions Supported
Roles and Terms Not Supported
Single Sign On Not Supported
Skills Tracking Not Supported
Diligent Workflow:

Integrations

No info available.
RIA in a Box:

Integrations

No info available.
Diligent Workflow:
Claim Diligent Workflow and update features and information
Claim Diligent Workflow and update features and information
RIA in a Box:
Claim RIA in a Box and update features and information
Claim RIA in a Box and update features and information