RegReview.ioFIN Group
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Related Products
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About
COMPLY is a modern compliance management platform built specifically for financial services firms. It centralizes regulatory requirements, automates manual workflows, and helps firms stay ahead of evolving regulations. By uniting data, solutions, services, and education, COMPLY empowers compliance teams to scale operations efficiently while reducing regulatory risk. The platform supports a range of functions—from regulatory filings and policy reviews to managed services—acting as an extension of your team. Designed for private funds, broker-dealers, wealth managers, investment banks, and more, COMPLY ensures firms operate in the best interest of investors and clients. With its easy-to-use interface and expert support, COMPLY delivers confidence, clarity, and control over compliance programs.
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About
RegReview.io is a compliance management platform for registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other regulated firms, with dedicated versions for insurance, real estate, and private credit. It centralizes recurring and event-driven obligations in a compliance calendar with task tracking, jurisdiction and registration monitoring, document workflows, and calendar synchronization with Outlook, Google, and Apple Calendar. AI tools analyze uploaded documents, identify obligations, and help prepare checklists, marketing reviews, annual reviews, disclosures, and audit responses. Teams can manage questionnaires, vendor due diligence, employee and registration records, and evidence collection. Optional modules support email and instant-message supervision, AML, cybersecurity, licensing, and other compliance workflows. Plans serve individual users and teams, with consultant support available for firms seeking help managing compliance work.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Financial services firms—including RIAs, broker-dealers, private funds, and investment banks—seeking a scalable, technology-driven compliance management solution with integrated expert support
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Audience
Compliance officers and teams at registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other financial services firms.
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Not Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Pricing
$79/user/month
Solo is $79/month for 1 user or $790/year. Starter is $149/month for up to 3 users, Pro is $399/month for up to 10 users, and Enterprise is $999/month for up to 25 users. A 14-day free trial is offered. Add-on modules and consulting services may have separate charges.
Free Version
Not Supported
Free Trial
Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Not Supported
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Company InformationCOMPLY
United States
www.comply.com
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Company InformationFIN Group
Founded: 2012
United States
fincompliance.io/regreview
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Alternatives |
Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Supported
Artificial Intelligence (AI)
Not Supported
Audit Management
Supported
Compliance Tracking
Supported
Controls Testing
Not Supported
Environmental Compliance
Not Supported
FDA Compliance
Supported
HIPAA Compliance
Not Supported
Incident Management
Not Supported
ISO Compliance
Not Supported
OSHA Compliance
Not Supported
Risk Management
Supported
Sarbanes-Oxley Compliance
Not Supported
Surveys & Feedback
Not Supported
Version Control
Not Supported
Workflow / Process Automation
Not Supported
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Integrations
Apple Calendar
Not Supported
Claude
Not Supported
Gemini
Not Supported
Gmail
Not Supported
Google Calendar
Not Supported
Google Workspace
Not Supported
Microsoft 365
Not Supported
Microsoft Outlook
Not Supported
Microsoft Teams
Not Supported
OpenAI
Not Supported
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Integrations
Apple Calendar
Supported
Claude
Supported
Gemini
Supported
Gmail
Supported
Google Calendar
Supported
Google Workspace
Supported
Microsoft 365
Supported
Microsoft Outlook
Supported
Microsoft Teams
Supported
OpenAI
Supported
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