Related Products
|
||||||
About
COMPLY is a modern compliance management platform built specifically for financial services firms. It centralizes regulatory requirements, automates manual workflows, and helps firms stay ahead of evolving regulations. By uniting data, solutions, services, and education, COMPLY empowers compliance teams to scale operations efficiently while reducing regulatory risk. The platform supports a range of functions—from regulatory filings and policy reviews to managed services—acting as an extension of your team. Designed for private funds, broker-dealers, wealth managers, investment banks, and more, COMPLY ensures firms operate in the best interest of investors and clients. With its easy-to-use interface and expert support, COMPLY delivers confidence, clarity, and control over compliance programs.
|
About
CompliQuest is a compliance training platform built by in-house regulatory experts. Our LMS + content library covers GDPR, FCPA, AML, NIS2, EU AI Act (Article 4 AI Literacy), cybersecurity awareness, ESG, and whistleblowing. Unlike generic providers, every course is developed by subject matter experts with direct regulatory experience. Custom course development available for organizations with specific compliance needs. White-label LMS enables deployment under your own brand. Multi-language support across 15+ languages. Serving mid-market and enterprise clients globally across financial services, technology, healthcare, and manufacturing.
|
|||||
Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
|
Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
|
|||||
Audience
Financial services firms—including RIAs, broker-dealers, private funds, and investment banks—seeking a scalable, technology-driven compliance management solution with integrated expert support
|
Audience
Compliance officers, L&D managers, HR directors, and Chief Compliance Officers at mid-market and enterprise companies in financial services, technology, healthcare, and manufacturing.
|
|||||
Support
Phone Support
24/7 Live Support
Online
|
Support
Phone Support
24/7 Live Support
Online
|
|||||
API
Offers API
|
API
Offers API
|
|||||
Screenshots and Videos |
Screenshots and VideosNo images available
|
|||||
Pricing
No information available.
Free Version
Free Trial
|
Pricing
$319/course
Free Version
Free Trial
|
|||||
Reviews/
|
Reviews/
|
|||||
Training
Documentation
Webinars
Live Online
In Person
|
Training
Documentation
Webinars
Live Online
In Person
|
|||||
Company InformationCOMPLY
United States
www.comply.com
|
Company InformationCompliQuest
Founded: 2024
Singapore
www.compliquest.com/en
|
|||||
Alternatives |
Alternatives |
|||||
|
|
||||||
|
|
||||||
|
|
||||||
Categories |
Categories |
|||||
Compliance Features
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
|
||||||
Integrations
No info available.
|
Integrations
No info available.
|
|||||
|
|
|