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About

SmartAssessor is an AI-powered digital platform designed to streamline compliance, inspection, certification, and audit processes by capturing, structuring, and reviewing evidence in a centralized system. It enables organizations to upload and manage documents, photos, videos, reports, and checklists from both field and office environments, ensuring that all compliance evidence is organized, accessible, and audit-ready at all times. It maps collected evidence directly to regulatory standards, inspection criteria, or frameworks, creating structured assessments that improve consistency and clarity across reviews while reducing manual effort. Using advanced multi-model AI, SmartAssessor can automatically evaluate evidence against standards, delivering fast, objective, and data-driven assessments while still allowing human oversight and control over the process. It supports automated review of documents, images, audio, and video, significantly reducing assessment time.

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Organizations in regulated industries that need to capture, assess, and manage compliance evidence efficiently using AI-driven audit and inspection workflows

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported

Company Information

SmartAssessor
United Kingdom
smartassessor.ai/

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/

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Categories

Compliance Supported

Categories

Integrations

No info available.

Integrations

No info available.
Claim SmartAssessor and update features and information
Claim SmartAssessor and update features and information
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information