SmartOffice

SmartOffice

Zinnia
+
+

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About

Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. SmartRIA compliance solutions were designed and developed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. Imagine starting your week with a bird’s eye view of your entire firm’s compliance calendar on a simple-to-use dashboard that can be learned in a day with technology that actually improves your processes.

About

SmartOffice is a cloud-based CRM & AMS tailored for financial professionals, advisors, agents, BGAs, RIAs, and broker-dealers, offering comprehensive tools to manage client relationships, workflows, data, and compliance. It includes contact management, investment & policy tracking, and time & calendar management, along with opportunity tracking and dynamic reporting. SmartOffice emphasizes cybersecurity and compliance to protect client data and integrate smoothly with Office 365 (Outlook, Excel, Word) and other sales, financial-planning, insurance, and marketing platforms. It supports key features such as centralized client history, sharing among staff, secure data access from anywhere, and structured administration of membership or agency operations through its agency management system. The platform is designed for established practices seeking to consolidate tools and visibility into opportunity pipelines, reporting, and workflow efficiency.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Companies searching for a solution to manage and improve their compliance

Audience

Financial advisors, insurance agents, RIAs or broker-dealers in search of a tool to track client policies, investments, opportunities, calendars, and reporting

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Company Information

Smart RIA
Founded: 2011
United States
www.smart-ria.com

Company Information

Zinnia
Founded: 2005
United States
www.smartofficecrm.com

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Categories

Compliance Supported

Categories

Insurance Supported

Compliance Features

Archiving & Retention Supported
Artificial Intelligence (AI) Not Supported
Audit Management Supported
Compliance Tracking Not Supported
Controls Testing Not Supported
Environmental Compliance Not Supported
FDA Compliance Not Supported
HIPAA Compliance Not Supported
Incident Management Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Risk Management Supported
Sarbanes-Oxley Compliance Not Supported
Surveys & Feedback Not Supported
Version Control Not Supported
Workflow / Process Automation Not Supported

Integrations

AdvisoryWorld Not Supported
Broadridge 15(c) Board Reporting Not Supported
Charles Schwab Not Supported
Constant Contact Not Supported
Docupace Not Supported
Microsoft 365 Not Supported
Microsoft Excel Not Supported
Microsoft Word Not Supported
MoneyGuide Not Supported
MyRepChat Not Supported
NaviPlan Not Supported
Paperclip Not Supported
PreciseFP Not Supported
RightCapital Not Supported
Riskalyze Not Supported
TD Ameritrade Not Supported
Zocks Not Supported
Zoom Not Supported
eMoney Not Supported
etfile Not Supported

Integrations

AdvisoryWorld Supported
Broadridge 15(c) Board Reporting Supported
Charles Schwab Supported
Constant Contact Supported
Docupace Supported
Microsoft 365 Supported
Microsoft Excel Supported
Microsoft Word Supported
MoneyGuide Supported
MyRepChat Supported
NaviPlan Supported
Paperclip Supported
PreciseFP Supported
RightCapital Supported
Riskalyze Supported
TD Ameritrade Supported
Zocks Supported
Zoom Supported
eMoney Supported
etfile Supported
Claim Smart RIA and update features and information
Claim Smart RIA and update features and information
Claim SmartOffice and update features and information
Claim SmartOffice and update features and information