Related Products
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About
Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. SmartRIA compliance solutions were designed and developed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. Imagine starting your week with a bird’s eye view of your entire firm’s compliance calendar on a simple-to-use dashboard that can be learned in a day with technology that actually improves your processes.
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About
StarCompliance (Star) is the global leader in employee and firm compliance technology. For more than 25 years, millions of users in 114 countries have relied on Star to reduce risk, manage conflicts of interest, and navigate complex regulations. The StarCompliance Enterprise platform delivers full coverage, including monitoring of personal trading, digital assets, gifts, hospitality, political donations, and outside business activities. It also supports incident management, MNPI oversight, and accountability regime compliance across multiple regions. With intuitive workflows, analytics, and dashboards, compliance teams gain actionable intelligence and a complete view of risk. Built on a secure, cloud-ready architecture that integrates with platforms like Snowflake, Star ensures scalability and adaptability. Combined with robust support, training, and resources, StarCompliance enables organizations to protect employees, safeguard reputations, and build long-term cultures of compliance.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Supported
Mac
Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Supported
iPad
Supported
Android
Supported
Chromebook
Not Supported
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Audience
Companies searching for a solution to manage and improve their compliance
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Audience
Asset managers and companies interested in a cloud-based platform to improve their operations
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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PricingStarCompliance has not provided pricing information for this product or service. This is common practice for software sellers and service providers. Contact StarCompliance to obtain current pricing.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Not Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Supported
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Company InformationSmart RIA
Founded: 2011
United States
www.smart-ria.com
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Company InformationStarCompliance
Founded: 1999
United States
www.starcompliance.com
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Alternatives |
Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Supported
Artificial Intelligence (AI)
Not Supported
Audit Management
Supported
Compliance Tracking
Not Supported
Controls Testing
Not Supported
Environmental Compliance
Not Supported
FDA Compliance
Not Supported
HIPAA Compliance
Not Supported
Incident Management
Not Supported
ISO Compliance
Not Supported
OSHA Compliance
Not Supported
Risk Management
Supported
Sarbanes-Oxley Compliance
Not Supported
Surveys & Feedback
Not Supported
Version Control
Not Supported
Workflow / Process Automation
Not Supported
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Compliance Features
Archiving & Retention
Supported
Artificial Intelligence (AI)
Not Supported
Audit Management
Supported
Compliance Tracking
Supported
Controls Testing
Supported
Environmental Compliance
Not Supported
FDA Compliance
Not Supported
HIPAA Compliance
Not Supported
Incident Management
Supported
ISO Compliance
Supported
OSHA Compliance
Not Supported
Risk Management
Supported
Sarbanes-Oxley Compliance
Supported
Surveys & Feedback
Not Supported
Version Control
Supported
Workflow / Process Automation
Supported
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Integrations
AC Policy Manager
Not Supported
LSEG Risk Intelligence
Not Supported
Moody's Analytics
Not Supported
Nasdaq eVestment
Not Supported
S&P Capital IQ Desktop
Not Supported
Snowflake
Not Supported
ThoughtSpot
Not Supported
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Integrations
AC Policy Manager
Supported
LSEG Risk Intelligence
Supported
Moody's Analytics
Supported
Nasdaq eVestment
Supported
S&P Capital IQ Desktop
Supported
Snowflake
Supported
ThoughtSpot
Supported
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