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About

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

About

Zango is the AI compliance layer for financial services. Its AI agents monitor 700+ regulatory authorities across 120+ jurisdictions in the UK, EU and US, including the FCA, PRA, EBA, SEC and FINRA, and score each update against the firm's licences, jurisdictions and business profile, so teams see only what applies to them. The platform covers the chain from regulation to evidence: horizon scanning, regulatory change management, obligation extraction at sub-section level, gap analysis against internal policies and procedures, risk and control mapping, control testing with audit-ready working papers, product risk assessment, financial promotions review against FCA COBS and Consumer Duty, and configurable agents for onboarding, KYC, KYB and due diligence work. It works alongside existing GRC systems of record. Every AI output is reviewed by compliance specialists. SOC 2 Type II and ISO 27001 certified. Pricing on request via the website link on this listing.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Financial services firms interested in a powerful compliance management platform

Audience

Compliance, risk, legal and governance teams at banks, insurers, asset managers, payments firms and fintechs in the UK, EU and US

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

No information available.
Free Version
Free Trial

Pricing

Quote on request
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

RegEd
Founded: 1994
United States
www.reged.com

Company Information

Zango
Founded: 2024
United Kingdom
www.zango.ai

Alternatives

Alternatives

 Compliance Star

Compliance Star

Thistle Initiatives
Predict360

Predict360

360factors
Compliance Aspekte

Compliance Aspekte

expertree consulting GmbH
Atlas by Pimlico

Atlas by Pimlico

Pimlico Solutions Limited

Categories

Categories

Integrations

No info available.

Integrations

No info available.
Claim RegEd and update features and information
Claim RegEd and update features and information
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Claim Zango and update features and information