Related Products
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About
The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms.
The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.
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About
Zango is the AI compliance layer for financial services. Its AI agents monitor 700+ regulatory authorities across 120+ jurisdictions in the UK, EU and US, including the FCA, PRA, EBA, SEC and FINRA, and score each update against the firm's licences, jurisdictions and business profile, so teams see only what applies to them. The platform covers the chain from regulation to evidence: horizon scanning, regulatory change management, obligation extraction at sub-section level, gap analysis against internal policies and procedures, risk and control mapping, control testing with audit-ready working papers, product risk assessment, financial promotions review against FCA COBS and Consumer Duty, and configurable agents for onboarding, KYC, KYB and due diligence work. It works alongside existing GRC systems of record. Every AI output is reviewed by compliance specialists. SOC 2 Type II and ISO 27001 certified. Pricing on request via the website link on this listing.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Financial services firms interested in a powerful compliance management platform
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Audience
Compliance, risk, legal and governance teams at banks, insurers, asset managers, payments firms and fintechs in the UK, EU and US
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Support
Phone Support
Not Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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PricingQuote on request. Annual subscription priced by module, firm size and number of jurisdictions. No free version or trial. Contact the Zango team via the website link on this listing.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Not Supported
In Person
Not Supported
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Supported
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Company InformationRegEd
Founded: 1994
United States
www.reged.com
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Company InformationZango
Founded: 2024
United Kingdom
www.zango.ai
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Alternatives |
Alternatives |
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Categories |
Categories |
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Integrations
Google Drive
Not Supported
Microsoft SharePoint
Not Supported
Slack
Not Supported
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Integrations
Google Drive
Supported
Microsoft SharePoint
Supported
Slack
Supported
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