Compliance Checkpoint

Compliance Checkpoint

Compliance Experts
NRS ComplianceGuardian

NRS ComplianceGuardian

National Regulatory Services
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About

Meeting the ever increasing complexity of compliance is a struggle for businesses. New standards, changing regulations and different codes constantly change the landscape. Meanwhile, new risks emerge every day, putting pressure on your business to respond. We get it. Compliance Experts assist organizations in reducing the complexity and cutting the cost of compliance, through systematic and controlled digital processes. Compliance Checkpoint® changes the game. Like a fingerprint, your business is unique. So are your people, products and operations. This is why, with Compliance Checkpoint®, you can configure everything. Compliance Checkpoint is the result of over 25 years’ of ongoing development. We are experts in compliance with deep, hands-on experience across a wide range of sectors and organisation types. We understand the challenges of compliance managers, regulators and peak bodies, and of IT departments and senior management.

About

If you’re regulated by the SEC and or FINRA, compliance keeps your doors open while the burden of being in compliance drags at the bottom line. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. With direct experience in the private sector and regulatory bodies they bridge the divide between your business needs and regulatory requirements and help firms like yours remain in compliance while minimizing undue burden on business processes. These same experts are available to support you, so you never have to work completely on your own, unnless you want to. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Organization searching for a solution to manage and protect their people, products and operations

Audience

Investment advisers and broker-dealers in need of a solution to ensure compliance while keeping up with regulations

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

$39.95/month/user
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

Compliance Experts
Founded: 1996
Australia
www.complianceexperts.com

Company Information

National Regulatory Services
Founded: 1984
United States
nrs-inc.com

Alternatives

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HSI Donesafe

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Donesafe

Categories

Categories

Compliance Features

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Audit Features

Alerts / Notifications
Audit Planning
Compliance Management
Dashboard
Exceptions Management
Forms Management
Issue Management
Mobile Access
Multi-Year Planning
Risk Assessment
Workflow Management

Compliance Features

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Integrations

Firco Trust

Integrations

Firco Trust
Claim Compliance Checkpoint and update features and information
Claim Compliance Checkpoint and update features and information
Claim NRS ComplianceGuardian and update features and information
Claim NRS ComplianceGuardian and update features and information