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About

Smartria is RIA compliance software designed to help registered investment advisors, chief compliance officers, and compliance consultants centralize and automate SEC and FINRA compliance programs. The platform comes pre-configured for relevant regulatory requirements while allowing firms to customize workflows and processes to their specific compliance needs. Compliance management features organize tasks, forms, deadlines, alerts, reminders, regulatory filings, and record retention within a centralized system. Smartria also provides marketing review workflows, employee attestations, trade monitoring, vendor management, employee oversight, and automated employee onboarding. Trade monitoring supports customized trade rules, pre-clearance, front-running alerts, and Know Your Client and Know Your Employee requirements.

About

Trezix is an AI-native unified SaaS platform designed to simplify, automate, and orchestrate end-to-end global trade operations for import-export enterprises, providing real-time visibility, compliance, and decision intelligence across the entire trade lifecycle by connecting data, documents, partners, and regulatory requirements in one system. It centralizes and automates highly complex trade processes, such as shipment management, compliance checks, duty and tariff calculation, documentation handling, customs filings, and regulatory reporting, reducing manual workload, accelerating cycle times, and improving operational efficiency while maintaining high accuracy in compliance and audit readiness. Built on an AI orchestration engine, Trezix delivers intelligent automation and real-time regulatory monitoring, ensuring policy-aligned execution, predictive risk insights, and automated document and workflow processing that minimize errors and delays in cross-border trade.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Registered investment advisors, chief compliance officers, compliance teams, wealth management firms, and compliance consultants that need to manage, automate, document, and scale SEC and FINRA compliance programs

Audience

Global trade, supply chain, compliance, and operations leaders at enterprises that need AI-driven automation and real-time control of cross-border trade processes

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Not Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 1.0 / 5
ease 1.0 / 5
features 1.0 / 5
design 1.0 / 5
support 1.0 / 5

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Pros & Cons from Real Users

Pros

  • Not much I can say that is a pro for this platform except that I am usually capable of logging in to the system and eventually completing tasks.

Cons

  • It is horribly unreliable. Unintuitive. Clunky. No evolution. Just crap. The support is even worse. It is non-existent.

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Company Information

Smartria
Founded: 2011
United States
smart-ria.com

Company Information

Trezix
Founded: 2022
India
trezix.io

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Descartes Systems Group

Categories

Compliance Supported

Categories

Compliance Features

Archiving & Retention Supported
Artificial Intelligence (AI) Not Supported
Audit Management Supported
Compliance Tracking Not Supported
Controls Testing Not Supported
Environmental Compliance Not Supported
FDA Compliance Not Supported
HIPAA Compliance Not Supported
Incident Management Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Risk Management Supported
Sarbanes-Oxley Compliance Not Supported
Surveys & Feedback Not Supported
Version Control Not Supported
Workflow / Process Automation Not Supported

Integrations

NetSuite Not Supported
Oracle Fusion Cloud ERP Not Supported
RISE with SAP Not Supported
Tally Not Supported

Integrations

NetSuite Supported
Oracle Fusion Cloud ERP Supported
RISE with SAP Supported
Tally Supported
Claim Smartria and update features and information
Claim Smartria and update features and information
Claim Trezix and update features and information
Claim Trezix and update features and information