Related Products
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About
Smartria is RIA compliance software designed to help registered investment advisors, chief compliance officers, and compliance consultants centralize and automate SEC and FINRA compliance programs. The platform comes pre-configured for relevant regulatory requirements while allowing firms to customize workflows and processes to their specific compliance needs. Compliance management features organize tasks, forms, deadlines, alerts, reminders, regulatory filings, and record retention within a centralized system. Smartria also provides marketing review workflows, employee attestations, trade monitoring, vendor management, employee oversight, and automated employee onboarding. Trade monitoring supports customized trade rules, pre-clearance, front-running alerts, and Know Your Client and Know Your Employee requirements.
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About
Trezix is an AI-native unified SaaS platform designed to simplify, automate, and orchestrate end-to-end global trade operations for import-export enterprises, providing real-time visibility, compliance, and decision intelligence across the entire trade lifecycle by connecting data, documents, partners, and regulatory requirements in one system. It centralizes and automates highly complex trade processes, such as shipment management, compliance checks, duty and tariff calculation, documentation handling, customs filings, and regulatory reporting, reducing manual workload, accelerating cycle times, and improving operational efficiency while maintaining high accuracy in compliance and audit readiness. Built on an AI orchestration engine, Trezix delivers intelligent automation and real-time regulatory monitoring, ensuring policy-aligned execution, predictive risk insights, and automated document and workflow processing that minimize errors and delays in cross-border trade.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Registered investment advisors, chief compliance officers, compliance teams, wealth management firms, and compliance consultants that need to manage, automate, document, and scale SEC and FINRA compliance programs
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Audience
Global trade, supply chain, compliance, and operations leaders at enterprises that need AI-driven automation and real-time control of cross-border trade processes
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Not Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Pros & Cons from Real UsersPros
Cons
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Not Supported
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Not Supported
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Company InformationSmartria
Founded: 2011
United States
smart-ria.com
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Company InformationTrezix
Founded: 2022
India
trezix.io
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Alternatives |
Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Supported
Artificial Intelligence (AI)
Not Supported
Audit Management
Supported
Compliance Tracking
Not Supported
Controls Testing
Not Supported
Environmental Compliance
Not Supported
FDA Compliance
Not Supported
HIPAA Compliance
Not Supported
Incident Management
Not Supported
ISO Compliance
Not Supported
OSHA Compliance
Not Supported
Risk Management
Supported
Sarbanes-Oxley Compliance
Not Supported
Surveys & Feedback
Not Supported
Version Control
Not Supported
Workflow / Process Automation
Not Supported
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Integrations
NetSuite
Not Supported
Oracle Fusion Cloud ERP
Not Supported
RISE with SAP
Not Supported
Tally
Not Supported
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Integrations
NetSuite
Supported
Oracle Fusion Cloud ERP
Supported
RISE with SAP
Supported
Tally
Supported
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