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About

Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. SmartRIA compliance solutions were designed and developed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. Imagine starting your week with a bird’s eye view of your entire firm’s compliance calendar on a simple-to-use dashboard that can be learned in a day with technology that actually improves your processes.

About

Work with us to assess your program with a seamlessly integrated audit. ​ Get help building framework-based programs for SOC, ISO, PCI DSS & more. Outsource your compliance program and focus more of your time on strategy. We bring the right technology, people, and experience to eliminate security compliance pains. Risk3sixty is ISO 27001, ISO 27701, and ISO 22301 certified. The same methods we employ with our clients allowed us to become the first consulting firm to obtain all three certifications. With over 1,000 engagements under our belt, we know how to audit, implement, and manage compliance programs. Visit our comprehensive library of security, privacy, and compliance resources to help you level up your GRC program. We help companies with multiple compliance requirements certify, implement, and manage their program at scale. We help staff and manage the right-sized team so you don’t have to​.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Companies searching for a solution to manage and improve their compliance

Audience

Companies with multiple compliance requirements seeking a tool to certify, implement, and manage their program at scale

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

Smart RIA
Founded: 2011
United States
www.smart-ria.com

Company Information

risk3sixty
United States
risk3sixty.com

Alternatives

SmartRIA

SmartRIA

Smartria

Alternatives

WealthERP

WealthERP

Ampsys Consulting Pvt Ltd.
Compliance Aspekte

Compliance Aspekte

expertree consulting GmbH
SIMON

SIMON

SIMON Markets
BITA Risk

BITA Risk

corfinancial

Categories

Categories

Compliance Features

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Integrations

No info available.

Integrations

No info available.
Claim Smart RIA and update features and information
Claim Smart RIA and update features and information
Claim risk3sixty and update features and information
Claim risk3sixty and update features and information