Renaissance

Renaissance

Quest CE
Renaissance SurgeONE

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Renaissance:

About

Renaissance is our all-in-one compliance management system (CMS) that helps simplify the process of assigning important compliance tasks to your broker-dealers and/or investment advisors. The Renaissance system’s main dashboard features an icon-driven menu structure that guides users to their most time-sensitive compliance tasks. Our dynamic reporting dashboard makes it easy to align your compliance program objectives with your overall risk management strategies. User access rights can be mirrored after your firm’s internal hierarchy to ensure the right people have access to the right information. Create, manage and execute targeted emails based on the status of your user’s activity. Emails can be scheduled to go out daily, weekly or monthly. Our system is completely mobile compatible, allowing your users to access it from any internet-accessible laptop, tablet or smartphone.
SurgeONE:

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
Renaissance:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Supported
iPad Supported
Android Supported
Chromebook Not Supported
SurgeONE:

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported
Renaissance:

Audience

Companies searching for a all-in-one compliance management system solution
SurgeONE:

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
Renaissance:

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported
SurgeONE:

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported
Renaissance:

API

Offers API Not Supported
SurgeONE:

API

Offers API Not Supported
Renaissance:

Screenshots and Videos

SurgeONE:

Screenshots and Videos

No images available
Renaissance:

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported
SurgeONE:

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported
Renaissance:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
SurgeONE:

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software
Renaissance:

Training

Documentation Not Supported
Webinars Supported
Live Online Supported
In Person Not Supported
SurgeONE:

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported
Renaissance:

Company Information

Quest CE
United States
www.questce.com/firm-compliance/
SurgeONE:

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/
Renaissance:

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Renaissance:

Categories

Compliance Supported
SurgeONE:

Categories

Renaissance:

Compliance Features

Archiving & Retention Supported
Artificial Intelligence (AI) Not Supported
Audit Management Not Supported
Compliance Tracking Not Supported
Controls Testing Not Supported
Environmental Compliance Not Supported
FDA Compliance Not Supported
HIPAA Compliance Not Supported
Incident Management Not Supported
ISO Compliance Not Supported
OSHA Compliance Not Supported
Risk Management Not Supported
Sarbanes-Oxley Compliance Not Supported
Surveys & Feedback Not Supported
Version Control Not Supported
Workflow / Process Automation Not Supported
Renaissance:

Integrations

Alma SIS Supported
SurgeONE:

Integrations

Alma SIS Not Supported
Renaissance:
Claim Renaissance and update features and information
Claim Renaissance and update features and information
SurgeONE:
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information