Related Products
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About
RegAlytics uses proprietary technology to gather and structure regulatory data, which our regulatory experts further enrich. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We've noticed, countless times, institutions getting surprised by a fine or a rule and spending millions to address it, only to find that the rules have changed and they get fined again for something else that wasn't on their radar. That's why we've developed RegAlytics: so that risk and compliance teams everywhere can access the most comprehensive and timely feed of regulatory updates possible. Other solutions cover roughly 70-100 regulators, and are prohibitively expensive, cumbersome to use, and full of duplication and noise.
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About
Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. SmartRIA compliance solutions were designed and developed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. Imagine starting your week with a bird’s eye view of your entire firm’s compliance calendar on a simple-to-use dashboard that can be learned in a day with technology that actually improves your processes.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Platform for companies wanting to stay abreast of essential compliance issues that impact their business
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Audience
Companies searching for a solution to manage and improve their compliance
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationRegAlytics
United States
regalytics.ai/
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Company InformationSmart RIA
Founded: 2011
United States
www.smart-ria.com
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
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Integrations
No info available.
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Integrations
No info available.
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