RIA in a BoxCOMPLY
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Related Products
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About
RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
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About
Straightforward ITC is a web-based U.S. customs compliance platform for importers, customs brokers, trade compliance professionals, independent consultants, and in-house legal and compliance teams. It provides six assessment tools for import readiness, HTS classification review, customs valuation, substantial transformation, Chapter 98 special provisions, and customs compliance self-assessments. Users can use the tools to identify potential compliance issues, review supporting documentation, and prepare structured assessment reports. Straightforward ITC uses a credit-based, pay-per-report purchasing model with prepaid credit packages, rather than monthly or annual subscriptions. Its tools focus on U.S. customs compliance workflows and are distinct from a full enterprise global trade management suite.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
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Audience
U.S. importers, customs brokers, international trade compliance professionals, independent consultants, in-house legal and compliance teams, and small to midsize businesses managing U.S. customs compliance obligations.
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Supported
Online
Supported
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API
Offers API
Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Pricing
$32.50 for 5 credits
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Supported
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Company InformationCOMPLY
United States
www.comply.com/products/ria-in-a-box/
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Company InformationStraightforward ITC
Founded: 2026
United States
straightforward-itc.com
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Categories |
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Integrations
No info available.
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Integrations
No info available.
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