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About

RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.

About

Straightforward ITC is a web-based U.S. customs compliance platform for importers, customs brokers, trade compliance professionals, independent consultants, and in-house legal and compliance teams. It provides six assessment tools for import readiness, HTS classification review, customs valuation, substantial transformation, Chapter 98 special provisions, and customs compliance self-assessments. Users can use the tools to identify potential compliance issues, review supporting documentation, and prepare structured assessment reports. Straightforward ITC uses a credit-based, pay-per-report purchasing model with prepaid credit packages, rather than monthly or annual subscriptions. Its tools focus on U.S. customs compliance workflows and are distinct from a full enterprise global trade management suite.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity

Audience

U.S. importers, customs brokers, international trade compliance professionals, independent consultants, in-house legal and compliance teams, and small to midsize businesses managing U.S. customs compliance obligations.

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Supported
Online Supported

API

Offers API Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

$32.50 for 5 credits
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Company Information

COMPLY
United States
www.comply.com/products/ria-in-a-box/

Company Information

Straightforward ITC
Founded: 2026
United States
straightforward-itc.com

Alternatives

Alternatives

Descartes Customs & Compliance Suite

Descartes Customs & Compliance Suite

Descartes Systems Group
Luthor

Luthor

Luthor.ai

Categories

Compliance Supported

Categories

Customs Compliance Supported

Integrations

No info available.

Integrations

No info available.
Claim RIA in a Box and update features and information
Claim RIA in a Box and update features and information
Claim Straightforward ITC and update features and information
Claim Straightforward ITC and update features and information