NRS ComplianceGuardian

NRS ComplianceGuardian

National Regulatory Services
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About

If you’re regulated by the SEC and or FINRA, compliance keeps your doors open while the burden of being in compliance drags at the bottom line. ComplianceGuardian™ combines best-in-class compliance software, latest expert content, education and consulting to efficiently keep your firm in compliance today and as regulations change. The robust ComplianceGuardian™ software platform was developed under the guidance of, and is continually maintained by, our deeply experienced compliance professionals. With direct experience in the private sector and regulatory bodies they bridge the divide between your business needs and regulatory requirements and help firms like yours remain in compliance while minimizing undue burden on business processes. These same experts are available to support you, so you never have to work completely on your own, unnless you want to. Firms of all sizes choose ComplianceGuardian™ to cover their compliance fundamentals.

About

The increasing number of regulations that companies have to adapt and fulfill are making life difficult and the overall topic becomes more and more complex. Substantio Software & Substantio Services are helping to define & implement an effective Substance Compliance process. Our team is working in the Substance Compliance domain for many years. A variety of successful customer projects led to best-practice approaches that we are continuously developing further to deliver best-in-class solutions. Report to SCIP with one click. The Substantio software and our experienced team will help you set up the ECHA account, configure S2S access and import your data into Substantio. After this first step, Substantio does everything automatically, you just need to select the parts you want to submit. Substantio automatically validates the entered data according to the most common regulations like RoHS, REACH or Proposition 65, and many others.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Investment advisers and broker-dealers in need of a solution to ensure compliance while keeping up with regulations

Audience

Laboratories and companies in need of a SCIP reporting solution for maintaining material data and export compliance

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

National Regulatory Services
Founded: 1984
United States
nrs-inc.com

Company Information

Substantio
Germany
substantio.com

Alternatives

Alternatives

LawLogix

LawLogix

Equifax Workforce Solutions
Rumzer

Rumzer

Rumzer Compliance Software
GreenCheck Software

GreenCheck Software

APA Engineering

Categories

Categories

Compliance Features

Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation

Integrations

Firco Trust

Integrations

Firco Trust
Claim NRS ComplianceGuardian and update features and information
Claim NRS ComplianceGuardian and update features and information
Claim Substantio and update features and information
Claim Substantio and update features and information