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About

CAEK® Inc. is tackling the information security compliance problem with our cloud-based platform, LayerCompliance®. LayerCompliance assists users with the management of their regulatory compliance program through an online dashboard and tools that help streamline the process rather than using outdated approaches of an annual audit with a policy manual that collects dust on a shelf. With LayerCompliance, CAEK aims to help clinicians modernize the regulatory compliance process by providing users with online access to the interactive elements that comprise the HIPAA security rule, including a risk analysis, tailored policies and procedures, and the ability to easily document compliance activities, all at an affordable price. Easily track progress throughout the year, what has been completed and what is still due. Manage multiple clinics with one management dashboard.

About

RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Companies searching for a solution to manage and improve their compliance operations

Audience

Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Supported

Screenshots and Videos

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Not Supported
Live Online Not Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Company Information

CAEK
United States
www.layercompliance.com

Company Information

COMPLY
United States
www.comply.com/products/ria-in-a-box/

Alternatives

Alternatives

Luthor

Luthor

Luthor.ai
CodySoft

CodySoft

Cody

Categories

Compliance Supported

Categories

Compliance Supported

Integrations

No info available.

Integrations

No info available.
Claim LayerCompliance and update features and information
Claim LayerCompliance and update features and information
Claim RIA in a Box and update features and information
Claim RIA in a Box and update features and information