LayerComplianceCAEK
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RIA in a BoxCOMPLY
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About
CAEK® Inc. is tackling the information security compliance problem with our cloud-based platform, LayerCompliance®. LayerCompliance assists users with the management of their regulatory compliance program through an online dashboard and tools that help streamline the process rather than using outdated approaches of an annual audit with a policy manual that collects dust on a shelf. With LayerCompliance, CAEK aims to help clinicians modernize the regulatory compliance process by providing users with online access to the interactive elements that comprise the HIPAA security rule, including a risk analysis, tailored policies and procedures, and the ability to easily document compliance activities, all at an affordable price. Easily track progress throughout the year, what has been completed and what is still due. Manage multiple clinics with one management dashboard.
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About
RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Companies searching for a solution to manage and improve their compliance operations
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Audience
Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
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Support
Phone Support
Supported
24/7 Live Support
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Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
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Online
Supported
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API
Offers API
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API
Offers API
Supported
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Pricing
No information available.
Free Version
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Free Trial
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Pricing
No information available.
Free Version
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Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
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Live Online
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In Person
Not Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Supported
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Company InformationCAEK
United States
www.layercompliance.com
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Company InformationCOMPLY
United States
www.comply.com/products/ria-in-a-box/
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Integrations
No info available.
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Integrations
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