Related Products
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About
Ethena is an AI-powered compliance platform that helps organizations automate and manage corporate compliance programs through a suite of intelligent compliance agents. The platform uses AI agents to support tasks such as training creation, disclosure reviews, policy management, and third-party risk assessment while keeping compliance teams in control of final decisions. Organizations can generate customized training based on real risk signals, policies, and employee activities instead of relying on static compliance schedules. Ethena also provides ethics hotline management, case tracking, reporting tools, and phishing simulation capabilities to strengthen compliance operations. Built for enterprise environments, the platform supports global organizations with multilingual content, compliance workflows, and extensive customization options.
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About
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Compliance officers, legal teams, HR departments, risk managers, and enterprise organizations seeking to automate compliance training, policy management, ethics reporting, and risk governance processes
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Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
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Support
Phone Support
Not Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and VideosNo images available
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Pricing
$20 per user per year
Free Version
Not Supported
Free Trial
Not Supported
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PricingPricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Company InformationEthena
Founded: 2019
United States
www.goethena.com
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Company InformationSurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Alternatives |
Alternatives |
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Categories |
Categories |
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Integrations
Absorb LMS
Supported
BambooHR
Supported
ChartHop
Supported
Cornerstone LMS
Supported
Dayforce
Supported
Degreed
Supported
HiBob
Supported
Intellum Platform
Supported
Justworks
Supported
Namely
Supported
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Integrations
Absorb LMS
Not Supported
BambooHR
Not Supported
ChartHop
Not Supported
Cornerstone LMS
Not Supported
Dayforce
Not Supported
Degreed
Not Supported
HiBob
Not Supported
Intellum Platform
Not Supported
Justworks
Not Supported
Namely
Not Supported
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