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About

Ethena is an AI-powered compliance platform that helps organizations automate and manage corporate compliance programs through a suite of intelligent compliance agents. The platform uses AI agents to support tasks such as training creation, disclosure reviews, policy management, and third-party risk assessment while keeping compliance teams in control of final decisions. Organizations can generate customized training based on real risk signals, policies, and employee activities instead of relying on static compliance schedules. Ethena also provides ethics hotline management, case tracking, reporting tools, and phishing simulation capabilities to strengthen compliance operations. Built for enterprise environments, the platform supports global organizations with multilingual content, compliance workflows, and extensive customization options.

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Compliance officers, legal teams, HR departments, risk managers, and enterprise organizations seeking to automate compliance training, policy management, ethics reporting, and risk governance processes

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

$20 per user per year
Free Version Not Supported
Free Trial Not Supported

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported

Company Information

Ethena
Founded: 2019
United States
www.goethena.com

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/

Alternatives

Alternatives

OtterBlotter

OtterBlotter

GreenFlow Technology, Inc.

Categories

Categories

Integrations

Absorb LMS Supported
BambooHR Supported
ChartHop Supported
Cornerstone LMS Supported
Dayforce Supported
Degreed Supported
HiBob Supported
Intellum Platform Supported
Justworks Supported
Namely Supported
Paychex Flex Supported
Paycor Supported
Paylocity Supported
SAP Litmos LMS Supported
Slack Supported
Swapter Supported
TalentLMS Supported
WorkRamp Supported
Workday Extend Supported
Zoom Supported

Integrations

Absorb LMS Not Supported
BambooHR Not Supported
ChartHop Not Supported
Cornerstone LMS Not Supported
Dayforce Not Supported
Degreed Not Supported
HiBob Not Supported
Intellum Platform Not Supported
Justworks Not Supported
Namely Not Supported
Paychex Flex Not Supported
Paycor Not Supported
Paylocity Not Supported
SAP Litmos LMS Not Supported
Slack Not Supported
Swapter Not Supported
TalentLMS Not Supported
WorkRamp Not Supported
Workday Extend Not Supported
Zoom Not Supported
Claim Ethena and update features and information
Claim Ethena and update features and information
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information