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About

Our compliance platform engages your workforce and gives you the data you need to spot compliance gaps. Include information on your policies and procedures to engage your workforce with training that is relevant and specific to their roles. Our people risk assessments empower employees to identify risks and raise concerns. This increases efficiency develops accountability and strengthens your compliance culture. Quickly create and customize your compliance communication using our in-built authoring tool to promote the behaviors you need from your workforce. Fully automate the compliance process so onboarding, training and risk identification happen seamlessly. Deliver relevant and timely information with our Compliance Platform. Communicate your message clearly, build accountability and enhance your compliance culture.

About

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Companies that need a workforce compliance training solution

Audience

Financial services firms interested in a powerful compliance management platform

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

$30 per user per month
Free Version Not Supported
Free Trial Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Not Supported
Webinars Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Not Supported
Live Online Not Supported
In Person Not Supported

Company Information

EssentialSkillz
Founded: 2001
Ireland
www.essentialskillz.com

Company Information

RegEd
Founded: 1994
United States
www.reged.com

Alternatives

Alternatives

Predict360

Predict360

360factors
 Compliance Star

Compliance Star

Thistle Initiatives
Vector LMS and Training

Vector LMS and Training

Vector Solutions
Compliance Aspekte

Compliance Aspekte

expertree consulting GmbH

Categories

Categories

Integrations

No info available.

Integrations

No info available.
Claim EssentialSkillz and update features and information
Claim EssentialSkillz and update features and information
Claim RegEd and update features and information
Claim RegEd and update features and information