Related Products
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About
Compliy is a global Regtech100 company simplifying and automating compliance and risk management workflows for compliance and business teams in APAC. The cloud-based SaaS platform is driven by a powerful AI engine that read and extract regulatory data, a configurable business rules engine and a risk assessment engine that automate end-to-end processes to cut up to 50% of the time spent on manual compliance work. Use AI to automate compliance and risk management workflows for financial services. Empower your organization with a AI Regtech platform that simplifies and automates regulatory change, compliance, and risk management for compliance and business teams.Compliy’s cloud-based modules allow easy application and quick adoption into existing workflows and systems. Start with a single regulation and use each modules to build an end-to-end automated compliance and risk management workflow for your organization.
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About
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Finance companies in APAC that need a cloud-based SaaS platform to achieve simplified, automated regulatory compliance
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Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
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Support
Phone Support
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24/7 Live Support
Not Supported
Online
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Support
Phone Support
Supported
24/7 Live Support
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Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and VideosNo images available
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Pricing
No information available.
Free Version
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Free Trial
Not Supported
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PricingPricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version
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Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Not Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Company InformationCompliy
Founded: 2018
Singapore
compliy.com
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Company InformationSurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Integrations
No info available.
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Integrations
No info available.
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