Related Products
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About
ComplianceAgent builds self-serve EU AI Act compliance tools.
Live now: the EU AI Act Article 50 Transparency Checker — a free, deterministic web tool. Answer five plain-language questions and it returns exactly which Article 50 transparency obligations apply to a product like yours: disclosing AI interaction, marking AI-generated content, labeling deepfakes, and notifying people of emotion recognition or biometric categorization. Each result is tied to the governing paragraph of Regulation (EU) 2024/1689 and the August 2, 2026 enforcement date.
The logic is deterministic: every answer maps to a specific provision, so article numbers and dates are looked up, not generated by an AI model, and cannot be fabricated. Results display instantly on the page. No account, no login, nothing stored.
A starting-point diagnostic, not legal advice.
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About
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Any organization that builds or deploys AI systems reaching users in the EU — SMEs, law firms, agencies, healthcare, finance, manufacturing, nonprofits, and government contractors.
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Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
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Support
Phone Support
Not Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Not Supported
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Screenshots and Videos |
Screenshots and VideosNo images available
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Pricing
Free
Free Version
Not Supported
Free Trial
Not Supported
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PricingPricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Not Supported
In Person
Not Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Company InformationComplianceAgent
Founded: 2026
United States
check.getcomplianceagent.ai
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Company InformationSurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Categories |
Categories |
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Integrations
No info available.
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Integrations
No info available.
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