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About

Comma Compliance is a modern compliance management platform built specifically for capturing and monitoring business communications across today’s messaging channels. It enables organizations to archive communications from platforms like iMessage, WhatsApp, LinkedIn, Gmail, and Bloomberg while maintaining SEC and FINRA compliance. Unlike traditional tools, it uses AI to distinguish between personal and business conversations, ensuring privacy is preserved. The platform also provides real-time monitoring and flags risky or non-compliant language as messages are sent. With seamless integration and no disruption to user habits, Comma Compliance helps firms stay audit-ready and reduce regulatory risk.

About

Greenboard is a cloud-based, AI-powered platform that acts as a unified operating system for regulatory compliance under the SEC and FINRA for financial firms. It consolidates what are often multiple fragmented tools into a single dashboard that handles archiving and communications supervision, firm- and employee-level compliance workflows, third-party/vendor compliance, marketing content reviews, trade-testing, and books/records management, and full audit-ready recordkeeping. Leveraging its built-in “Greenboard Go” AI engine, which connects to all firm data, it automatically scans for risks, flags compliance issues, and helps enforce consistent internal policies. Its interface and architecture are designed with usability and security in mind, featuring role-based permissions, enterprise-grade data infrastructure, and SOC2-Type 2 compliance to ensure data privacy and regulatory defensibility.

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Financial institutions, compliance teams, and regulated organizations that need to monitor and archive multi-channel business communications while meeting SEC and FINRA requirements

Audience

Financial firms looking for a solution to manage SEC/FINRA compliance, automate oversight, and maintain audit-ready recordkeeping across all functions

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

No images available

Screenshots and Videos

Pricing

$33/month
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

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Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

Comma Compliance
Founded: 2025
United States
www.commacompliance.com

Company Information

Greenboard
Founded: 2023
United States
www.greenboard.com

Alternatives

Alternatives

TOTALARCHIVE

TOTALARCHIVE

Patrina Corporation

Categories

Categories

Integrations

Bloomberg
Gmail
LinkedIn
WhatsApp
iMessage

Integrations

Bloomberg
Gmail
LinkedIn
WhatsApp
iMessage
Claim Comma Compliance and update features and information
Claim Comma Compliance and update features and information
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Claim Greenboard and update features and information