Q-Compliance Alternatives

Predict360 is an integrated risk and compliance management software platform for financial and insurance organizations. It integrates risk and compliance processes and industry best practices content into a single platform that streamlines regulatory compliance, improves efficiency, predicts risk, and provides best-in-class business intelligence reporting. Predict360 includes the following Risk Management applications: Enterprise Risk Management (ERM), Risk Management and Assessments, Risk Insights, Issues Management, Peer Insights, Third-Party Risk Management, and Quarterly Certifications and Attestations. Compliance applications are: Compliance Management, Compliance Monitoring & Testing, Complaints Management, Regulatory Change Management, Regulatory Examination and Findings Management, Policy & Procedure Management, and more. 360factors also offers Lumify360 - a KPI and KRI predictive analytics platform that enriches data, predicts performance, and works alongside any GRC.

Hyperproof makes building out and managing your information security frameworks easy by automating repetitive compliance operation tasks so your team can focus on the bigger things. The Hyperproof solution also offers powerful collaboration features that make it easy for your team to coordinate efforts, collect evidence, and work directly with auditors in a single interface. Gone are the days of uncertainty around audit preparation and compliance management process. With Hyperproof you get a holistic view of your compliance programs with progress tracking, program health monitoring, and risk management.

Using a unified approach, Parapet helps you manage your enterprise's risks, compliance, audit, health and safety in one place. Parapet enables you to develop a culture that is risk-aware and prepare for the worst-case scenarios. Parapet also helps the enterprise adopt technologies that improve decision making and performance.

Securing your enterprise against internal and external threats is key to meeting compliance standards and regulations. CimTrak’s change management, auditing, and reporting capabilities allow private and public companies to meet or exceed even the most rigorous compliance mandates. From PCI, SOX, HIPAA, CIS, NIST, and many more, CimTrak has you covered. File and System Integrity monitoring helps protect your critical files from changes, whether malicious or accidental, that can take down your critical IT infrastructure, threaten critical data, or cause non-compliance with regulations such as PCI. Change is inevitable in the IT environment. CimTrak delivers integrity monitoring, proactive incident response, change control, and auditing capabilities in one easy to use and cost-effective file integrity monitoring tool.

The most powerful, agile approach to risk management. The decisions you make today can help mitigate the risks you may encounter tomorrow. SAI360 is cloud-first software and modern ethics and compliance learning content designed to help your organization effectively navigate risk with a flexible, agile approach. Intelligent solutions, global expertise all in one award-winning platform. Solution configurability, extensible data model with configurable UI/forms, fields, relationships to extend solutions. Process modeling, easily modify or create new processes to automate and streamline risk, compliance, and audit activities. Data visualization and analysis, many out of the box and easy to configure dashboards to visualize and analyze data. Learning and best practice content – preloaded frameworks, control libraries, and regulatory content along with values-based ethics and compliance learning content. System integration – Integration framework with APIs and other protocols.

Simplify data governance, risk management and regulatory compliance with IBM OpenPages — a highly scalable, AI-powered, and unified GRC platform. IBM® OpenPages® is an AI-driven, highly scalable governance, risk and compliance (GRC) solution that runs on any cloud with IBM Cloud Pak® for Data. Centralize siloed risk management functions within a single environment designed to help you identify, manage, monitor and report on risk and regulatory compliance, especially in today’s changing business landscape. Prepare for the future with an extensible, fully configurable, integrated enterprise risk management solution that scales to tens of thousands of users. Drive GRC adoption for all three lines of the business with a modern, task-focused UI to complete tasks.

Ignyte Assurance Platform is an AI-enabled integrated risk management platform that helps organizations from different industries implement simplified, measurable, and repeatable GRC processes. One of the main objectives of this platform is to ensure that users are able to easily keep up and comply with changing regulations, standards, and guidelines related to cybersecurity. Ignyte Assurance Platform provides users with automated ways of continuously monitoring and assessing how their organization is adhering to the requirements specified under GDPR, HIPAA, PCI-DSS, FedRAMP, FFIEC, FISMA, and PCI-DSS. Security frameworks and regulations are automatically mapped to the internal controls and policies they are implementing. The compliance management platform also offers audit management capabilities that make it easy for users to gather and organize the pieces of information and evidence needed by external auditors.

The Secure Audit, Risk, Compliance & Quality Software. With On-Premise and Cloud-based deployment options. Auditrunner offers granular encryption and role-based access control for audit files and documents at-rest. All data transfers are protected. We have automated 3000+ business processes for enterprises around the world. Our GRC platform modules are just a few of them. Cloud-based or On-Premise, deploy and start using. Hassle-free integration process enables you to enjoy the benefits of the platform within weeks of kickoff . The low-code platform we are built upon is fully customizable and allows for compliance with any standard or regulation. Operate in a responsive manner in today’s fast-moving, ever-changing regulatory environment and comply with multitude of different legislation instantly without the need for assistance. The ease of use we offer is unmatched.

AI-driven technology enables financial institutions to fully automate their risk and compliance processes. Continuity is a RegTech solution that automates risk, compliance, vendor and performance management for the financial services industry. It integrates the mandated processes of risk and compliance to boost performance. By combining regulatory expertise with cloud technology, Continuity reduces your regulatory burden and mitigates risk at a fraction of the cost. Hundreds of financial institutions across the United States benefit from our solution. Continuity’s enterprise risk management (ERM) technology, compliance, vendor, and performance management systems are tailored to meet the specific needs of banks, credit unions, mortgage companies and financial technology firms of all sizes. A robust platform that’s built for flexibility and efficiency.

Reduce losses and risk events with forward-looking risk visibility. Enable a modern and integrated risk management approach with real-time aggregated risk intelligence and their impact on business objectives and investments. Protect brand reputation, lower the cost of compliance, and build regulators and board’s trust. Stay on top of evolving regulatory requirements, proactively manage compliance risks, policies, cases, and controls assessments. Drive risk-aware decisions and accelerate business performance by aligning audits to strategic imperatives, business objectives and risks. Provide timely insights on risks and strengthen collaboration across various functions. Reduce exposure to third-party risks, make superior sourcing decisions. Prevent third-party risk incidents with continuous third-party risk, compliance and performance monitoring. Simplify and streamline entire third-party risk management lifecycle.

ricago is an intellectual property (IP) of Clonect Solutions Private Limited. Clonect is a technology company building niche products in Governance, Risk and Compliance (GRC) and GST space. With a right mix of domain and technology expertise and insights from both CFO and CIO worlds, we help organizations to leverage technology optimally and innovatively to ensure their healthy compliance status. In today’s dynamic and complex business environment, the successful execution of an organization’s business strategy involves managing risk and compliance effectively. It is critical that organizations have rigorous processes in place to identify, understand, control, remediate and monitor compliance posture. ricago is a comprehensive Governance, Risk and Compliance (GRC) platform to cater to all kinds of regulatory, contractual and internal compliance requirements(Compliance Meaning). The ricago product suite includes Compliance Management System (CMS).

Regulatory Risks are amongst the Top 3 Business Risks globally as there are multiple Laws (Central, State & Municipal level) applicable to each business. Laws are frequently changing, are complex, and involves multiple stakeholders (internal/external) to manage. The Board needs to have oversight of their compliance and regulatory risks across the enterprise, which means understanding which Regulatory obligations map to which business processes, policies & controls. Offered as SaaS, GCMS helps businesses create a centralized framework to proactively monitor Regulatory Risks across an extensive range of Compliance obligations from all applicable Laws; enabling the Board to efficiently manage control across geography, functional, and industry mandates. Build on Twin Software Architecture, GCMS integrates Tech with Regulatory Intelligence & Updates for 1,000s of Laws, Regulations from 70+ Countries. GCMS simplifies understanding and adhering to all Compliance obligations.

Evaluate your high-risk data processing. Risks must be controlled and monitored. For this purpose it is necessary to define responsibilities. Data protection impact assessment documentation is an important tool for authorities and other stakeholders to demonstrate the lawfulness of processing operations that present risks. What is the risk in a procedure, what are the risks to the rights and freedoms of natural persons? These must be determined. How high is the risk? What effects and probabilities are associated with a risk? These factors determine to a large extent whether processing can take place. The DPMS creates a web form for you to integrate into your digital channels. In this way, inquiries are immediately recorded in case management. Case Management provides you with an overview of current cases and their processing. Of course, each case processing is logged in order to fulfill the legal obligations to provide evidence.

In today’s dynamic business landscape, replete with internal and external risks, risk mitigation is a key element in driving success. Threats like complex regulation, cyber-attacks and new competitors put today’s enterprises at risk. Regardless of size or industry, Comensure GRC delivers risk management to protect processes, programs, business units and the enterprise as a whole. Beyond helping organizations tackle specific regulations and reporting demands required by legislation such as Sarbanes-Oxley (SOX), Comensure’s intuitive GRC platform can be used across departments and in nearly any industry to help organizations ensure enterprise risk management with pre-built and custom frameworks. Commensurate GRC’s ease of adoption, rapid implementation, clear and intuitive reporting, and a systematic approach make managing risk across the organization simple. Unrivaled compliance platform, unparalleled ease of use.

Regulatory monitoring, made simple. View, search, and organize regulatory content from around the world, all in one place. Monitor and prioritize regulatory changes that apply to your business. Rule Updates, Filings, Proposals and Amendments are all included, so you’ll never be surprised by a new or updated rule. See documents organized by industry-standard themes (such as cybersecurity or AML) or by your own custom themes. Work the way you want for clearer insights into emerging regulatory trends. Mark documents and assign them to teammates for review. Create and manage your own obligations so you can track work and ensure completion. All rule updates, guidance notes, speeches and other regulatory documents are consolidated in one place. Documents are organized by key regulatory themes to reflect how Risk and Compliance Officers actually work. Save 20+ hours per regulation in monitoring rule changes. Ascent surfaces the information you care about.

Save time and get a grip on your Risk & Compliance processes with 1 handy tool for every organization, regardless of industry or size. With our governance functionality you demonstrate that you handle your internal information security management with care and that you guarantee confidentiality, integrity and availability as laid down in ISO27001, NEN, NIST and BIO. With our tool you can monitor your GRC related problems. This way a lot of problems can be prevented and your company experiences control over the most important processes, the possible risks and consequences thereof. We make the handling of assessments from the management system and the selection of measures to control the risks clear and efficient. This gives you control and saves you time. You save time through smart deduplication of compliance, stricter quality requirements, standards, laws and regulations. Process assurance with the burden of proof towards your stakeholders.

SoftExpert ERM software enables organizations to identify, analyze, evaluate, monitor, and manage their enterprise risks using an integrated approach. It brings together all risk management-related data in a single and comprehensive environment, including a reusable library of risks and their corresponding controls and assessments, events such as losses and non-conformities, key risk indicators, issues and treatment plans. The solution streamlines the risk assessment process, while the risk heat map feature enables organizations to set their priorities and make strategic decisions based on risk levels. The software serves as the foundation for the company’s enterprise risk management efforts through its ability to unite and support different risk categories like strategic, financial, security, compliance, environmental, assets, products, processes and projects.

You could be more agile, more adept at identifying opportunities and better able to anticipate change. All powerful drivers of competitive advantage and growth. Risk Command is a suite of PwC Products that identify and monitor potential threats, helping you respond and remediate with speed and confidence. Identify potential high-risk third parties and movements before they impact your business. Address regulatory requirements and save your business from potential financial or reputational damage. Incorporate Integrity Due Diligence, providing the ability to request due diligence reports and conduct focused risk-based monitoring. Bring your data and operations to a single view, helping you capitalize on areas of convergence across compliance and fraud programs and aligning operational data with corporate strategies.

We proudly present Compfie, our global e-Compliance Platform, to help you curb or eliminate non-compliance risks and giving you the convenience of accessing all your compliance requirements and their status on the move. Now digitize all your compliance documents and satisfy all your compliance criteria, all in one easy-to-use form and be 100% compliance integrated. Take advantage of our innovative new digital technology and enhance operational efficiencies, regulatory compliance, and growth. In this evolving business era, it is essential to control your business with an effective system on board. Campfire is a futuristic SaaS-based compliance model that enables companies to track, govern and take care of the regulatory requirements, performance evaluation, and internal operations thereby mitigating future risks. Get a complete snapshot of your company’s compliance status, anytime.

Proind compliance controller is a web-based, enterprise-wide solution to better understand, manage, track and control the compliance activities across the organization. The solution reduces the overall cost of managing compliances with an integrated view of enterprise-wide statutory and internal compliances. PCC delivers a single source for regulatory content with embedded control that allows users to understand obligations & associated risk to their organization. PCC provides management an automated, streamlined view across multiple jurisdictions, sectors and regulators and helps confirm regulatory compliances. PCC is equipped with powerful features that can handle all types of compliances throughout their lifecycle across the enterprise. Reduce fines, penalties and reputation risk from non-compliance.

In era of globalization, relevance and sustainability of businesses are increasingly getting challenged. Industry leaders in last decade don’t exist anymore and Unicorns ends up shutting down shops in no time. Creating a sustainable business needs. Despite technology intervention in business ecosystem, a stark reality is that the Compliance function continues to operate with a data and technology architecture that lags the standards required to manage the emerging risk landscape. Having most comprehensive coverage of compliance amongst the available compliance solutions in India, we ensure you don’t miss any compliance or legal updates . Know all you need about compliance in a single screen.

The banking, financial services and insurance sectors continue to experience unprecedented volumes of regulatory change and complexity. Thomson Reuters Regulatory Intelligence is a single solution that empowers compliance professionals to make well-informed decisions to confidently manage regulatory risk, while providing the tools to make proactive decisions and action change within their organizations.

Automated regulatory & statutory compliance management software/tool in India, to manage and monitor compliance risk across all types of industries & operating units. A centralized compliance repository enables you to determine & comply with applicable laws. Constantly tracking amendments and punctually updating compliance repository. Predetermined email alerts sent to the task owners and escalated on breaching of specific thresholds. This compliance management system India have control of the compliance process through defined workflows and flexible escalation mechanism. This compliance management software India enables you to assess the current status and potential risks of pending compliances. Real-time status reporting – granular analysis according to your requirements.

Compliance Star is an on-demand compliance software, the right tools for effective monitoring and risk management. Compliance Star offers effective and efficient remote management of FCA Authorised Firms and its operating Units/Agents via real-time data collection and reporting. Compliance Star is a technology-enabled compliance platform that facilitates compliance management, workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA). Compliance Star is underpinned by a ‘fail-safe’, calendar-based task management system. This allows for both automatic and manual setting of tasks, notifies actions, populates deadlines into a calendar, issues reminders and monitors for completion. The platform reduces compliance burden significantly and is currently being used by leading regulatory networks. Enables complete tracking of internal regulatory processes. It provides up-to-date single point data access combined with the ability to produce FCA required reports.

Ncontracts is a leading provider of SaaS-based risk management and compliance solutions financial services companies. Our GRC solutions help more than 4,000 banks, credit unions, mortgage companies, fintechs, and trusts achieve their risk management and compliance goals with a powerful combination of user-friendly, cloud-based software and expert services. Our suite of solutions covers all aspects of enterprise risk management, including vendor management, compliance, lending compliance, business continuity, audit and findings management, company culture alignment, and cybersecurity. Ncontracts was named to the Inc. 5000 fastest-growing private companies in America for the fourth consecutive year in 2022.

BarnOwl is a fully integrated governance, risk management, compliance and audit software solution used by over 200 organizations in Africa, Europe and the UK. BarnOwl supports best practice risk management, compliance and audit frameworks (e.g. COSO, ISO31000, Generally Accepted Compliance Practice Framework (GACP), International Professional Practice Framework (IPPF)), whilst offering a highly flexible and configurable parameter-driven system allowing you to configure BarnOwl to meet your specific requirements. BarnOwl Risk Management software helps you achieve your strategic objectives and enables a culture of risk planning and control with accountability and ownership throughout your organization. Continual monitoring of your risk universe gives you comfort and confidence in managing your business. BarnOwl Compliance software allows you to import the various acts, legislation, policies and procedures that you are required to comply with, link these to associated risks.

Merkely helps the world’s leading fintechs track dynamic DevOps environments with continuous compliance. Merkely ensures your software development pipelines and environments are always in a audit ready state of continuous compliance. Join the next generation of fintechs and get to continuous compliance with onboarding from our DevOps experts. Discover with real-time reporting from operations and compliance observability from end to end. Track changes by automating a secure chain of custody across your pipelines. Use cryptographic fingerprinting in Merkely’s artifact log to record a tamper-proof identity for every binary created in your controlled build process. Merkely records the software delivery change in your pipelines to build an audit trail for security and risk controls for each artifact. With Merkely you can generate release approvals via version control, CI, or even Slack events. Compliant deploys without the ceremony.

Complinity is a comprehensive Cloud-based Compliance Management System that Tracks and Monitors statutory, regulatory, central & state, secretarial and legal compliances within a company. It helps businesses manage all their compliance documentation, activities, conduct audits, track and resolve compliance issues on the cloud. Complinity secures your business and makes operational processes more efficient. Complinity is an amalgamation of the words Compliance and Infinity. What it essentially is, an Infinite Compliance System. We relate the system to infinity, since at the core of this cloud software, lies an auto-scheduler which creates compliances for an organization till an infinite amount of time and also because it has no limitations in terms of users, locations, departments, acts and ability to create compliances. An intelligent scheduler automatically creates compliance schedules for a year, making sure that no manual intervention is required once the system is implemented.

RegAlytics uses proprietary technology to gather and structure regulatory data, which our regulatory experts further enrich. Our platform is listed in the FINRA verified compliance vendor directory, and our clients range from the New York Stock Exchange/Intercontinental Exchange to smaller financial consulting and FinTech firms. We've noticed, countless times, institutions getting surprised by a fine or a rule and spending millions to address it, only to find that the rules have changed and they get fined again for something else that wasn't on their radar. That's why we've developed RegAlytics: so that risk and compliance teams everywhere can access the most comprehensive and timely feed of regulatory updates possible. Other solutions cover roughly 70-100 regulators, and are prohibitively expensive, cumbersome to use, and full of duplication and noise.

ServiceNow Integrated Risk Management allows you to manage risk and compliance enterprise-wide through change and disruption created by evolving global regulations including privacy and ESG, human error, cyberattacks, digital transformation, and more. By seamlessly embedding risk management and compliance into your daily workflows and familiar user experiences you can enable a common language to improve risk-informed decisions, reduce costs, gain real-time visibility into risk, and effectively communicate with stakeholders at all levels. Only ServiceNow can connect the business, security, and IT with an integrated risk framework that transforms manual, siloed, and unfamiliar processes into a user-friendly, unified program built on a single platform.

The importance of compliance is increasing exponentially in today’s business world. You have to have the right, reliable information to be able to conduct your business and to avoid any regulatory entanglements. DAIS Persona is ready to provide you the right solution for your compliance needs especially if you have an international client base. DAIS Persona is a multi-function “customer acceptance” and compliance search tool for KYC/AML/CFT process. It is designed as a front-line screening and reporting tool to minimize regulatory risks. It enables you to search for an individual or a corporate entity against known sanction lists, including the UN Sanction list, US Treasury OFAC, and EU Sanctions list. Persona is also calibrated to download data from major commercial information providers for more accurate results. You can customize your search parameters and also sensitivity. DAIS Persona will give you probable matches.

Your reviewers don’t need to work harder; they need to work smarter. Intelligent Supervision creates less “noise” for your review teams to monitor and sift through. That means you can pinpoint compliance violations faster and more accurately. Proofpoint NexusAI for Compliance is an add-on to Intelligent Supervision. With its machine learning models, it can use past reviewer decisions to help significantly reduce your low-value supervision content. Poor monitoring in the supervision process can slow regulatory response. Intelligent Supervision solves this problem in three powerful ways: It identifies bottlenecks, improves collaboration, and boosts productivity to reduce compliance risks. You get rich, visual reporting tools for all your archived content. And armed with actionable intelligence, you’re always at the ready to protect your firm. Intelligent Supervision keeps you ready to respond to regulatory audit requests at a moment’s notice.

Agency activity summarized by document type. All agencies, in one place. See the violation, respondent and penalty amount, summarized by agency each week. Trending news and upcoming deadlines like comment close, effective and notice dates. Traditional GRC software products have existed for some time, but these applications were not designed to address the challenges associated with Regulatory Change Management. In fact, the required technology to support Regulatory Change Management activities did not exist at the time those applications were developed. Specifically, GRC software does not proactively monitor sources of new regulatory information, provide the ability to automatically analyze and enrich new regulatory content, or enable compliance, risk and legal teams deploy an RCM command center to monitor their compliance status.

Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.

Bridger Insight XG is a fully-integrated compliance platform that uses advanced linking technology to compare identities that you submit in batch or real-time with numerous watchlists. It can be used by departments to automate sanction and enforcement watchlist screens, conduct due diligence and provide an enterprise-wide repository for organizing documentation. Are compliance screening and ongoing monitoring challenges delaying core compliance and onboarding activities? LexisNexis® Bridger Insight® XG’s intelligent functionality and features help your business consolidate key compliance workflows and quickly identify potential risks. Our infographic delivers a detailed look into how Bridger Insight XG reduces excess data noise to raise the effectiveness of your entire compliance program. Explore how it works and learn why Bridger Insight XG is an industry-proven screening solution of choice.

SureCloud is a leading provider of cloud based, integrated GRC (Governance, Risk & Compliance) products and cybersecurity services, which reinvent the way you manage risk.  SureCloud is underpinned by Aurora, a highly configurable no-code platform, which is simple, intuitive, and flexible. Unlike other GRC platform providers who force organizations to adapt their processes, our solutions are highly configurable. Aurora can be easily customized to fit a wide range of operating models. Continually assess, mitigate risk, stay secure.

Global regulatory research software to help you build and maintain your compliance program. Build and maintain your compliance program with the most extensive and up-to-date resource for privacy, security, and third party risk research. Powered by 40 in-house legal analysts and a network of over 800 lawyers, DataGuidance is designed to provide your privacy teams with the research needed to track and interpret requirements for the implementation of global privacy laws. Be the first to discover regulatory news and updates with daily alerts and industry research driven by our network of legal professionals and in-house analysts. Sign up for DataGuidance Daily Alerts and stay up to date on the latest regulatory news and developments. Regulatory news and insights are published in real-time as regulatory developments arise. Infographics & Reports illustrate the key takeaways for commonly searched privacy laws and regulations.

An integrated, effective and practical platform that helps you manage the key areas of your compliance program and make better decisions. Manage your third parties across their entire lifecycle, including compliance risk assessments, due diligence, screening and monitoring, auditing and reporting, and offboarding. Our platform is designed by former compliance officers and has been built from the ground up with one sole purpose in mind: to meet the needs of compliance managers. The scale of our technology offerings suits enterprises with minimal requirements through to global Fortune 500 companies that regularly deal with hundreds of thousands of third parties across every continent. Configurable and personalized workflows align to your organization and third-party processes. Solution architecture that allows you to integrate with hundreds of systems – including SAP, SalesForce, Oracle and HRMS systems – using a standard API model.

DoubleCheck Risk Management system is a powerful, cloud-based platform for managing enterprise risks independently or in an integrated governance, compliance, and audit suite. Highly flexible and fully configurable, DoubleCheck’s Enterprise Risk Management software enables all stakeholders to identify, manage, and rate diverse risks that arise from various sources. Some key benefits of DoubleCheck Risk Management system include policy and document management, testing, issue creation, and the ability to carry out risk surveys to establish status. Record, monitor and review vendors or partners that interact with a firm. Vendors and suppliers are critical to your business’s success. It is important that we know everything about them and can also be prepared in case these third parties are not up to expectations or fail to perform, which can have a negative effect on your operations, profitability, and good reputation.

We help clients make confident compliance decisions using our patented platform. Adept operationalizes laws, rules, and policies to advance compliance within existing systems. Droit continuously monitors regulatory and policy changes, updating its platform with each regulatory change or new interpretation. The Adept platform provides clients with a consensus view as to how rules and regulations are applied. To verify decisions, Adept generates a logic model with traceable pathways linked to the original source text. This transparency into the logic allows for enhanced clarity, increased operational efficiencies, and a repeatable, defendable process. The Adept platform’s patented technology enables clients to confidently evaluate decisions that lead to the right action. Make fast decisions seamlessly within your working environment based on digitized rules and regulations. View decision steps sequenced in human readable, intuitive logic diagrams.

CompliancePoint's OnePoint™ technology solution helps organizations practically and powerfully operationalize critical privacy, security and compliance activities within one simple interface. Use OnePoint™ to improve visibility and manage risk while reducing the cost, time and effort required to prepare for audits. Today, most organizations are required to follow at least one, but more often many, regulations. In addition to legal requirements, many organizations also juggle responsibilities related to industry standards or best practices. This can be daunting and time consuming. OnePoint™ enables organizations to implement a unified approach to complying with numerous standards and programs such as HIPAA, PCI, SSAE 16, FISMA, NIST, ISO, cyber security framework, GDPR, and more. Do you struggle to achieve critical privacy, security and compliance tasks on an ongoing basis? OnePoint™ provides organizations with the right tools and support that go beyond a "point in time" evaluation.

Automate advanced security and transaction monitoring to strengthen financial controls, ensure separation of duties (SoD), stop fraud, and streamline audit workflows. Automate the analysis required to ensure all roles are audit-ready. Utilize visualizations and simulations to make the best design decisions. Use embedded sensitive access and SoD rules to ensure your roles are compliant prior to go-live. Avoid costly user acceptance testing and audit issues by designing secure ERP roles before the system goes live. Prevent tampering by continuously monitoring transactions and sensitive ERP data with built-in AI. Enable business continuity and resilience by adopting an AI-driven approach to risk management and security. Improve financial oversight by linking risk to business results. Empower employees to balance opportunities with risks. Streamline business continuity and readiness efforts.

A comprehensive and proven software application that supports industry security assessment methodologies and Guidance, including RG 5.71/NEI 08-09, 13-10. The flexible tool is designed to keep up with the changing regulatory requirements. Cyberwiz-Pro automates many aspects of your security control implementation processes, including critical digital configuration management, vulnerabilities prioritization and assessment, risk management, and compliance. With just a few mouse clicks you can group and assess hundreds of CVEs/(CDAs) while taking credit for already implemented security controls and other protections.

Optimiso Group SA provides solutions for all projects related to internal control, ISO certifications, internal organization, or risk management. It offers the Optimiso Suite software and consulting service. Founded in 2005 in Geneva, Optimiso Group SA also has offices in Paris. The methods and software it offers are the result of more than 20 years of development and field experience. Today, Optimiso Group SA has more than 250 active and reputable clients in the real estate, pension fund, public administration, medico-social, construction, distribution, and industrial sectors, etc. A legal obligation for many establishments, internal control can become an advantage if it is implemented in a useful and pragmatic way. Thanks to the Optimiso Suite software, you automatically carry out the monitoring of controls and the internal control matrix. You transform this regulatory constraint into real benefit for all.

Safeguard your global business with a comprehensive, cloud-based compliance management solution designed to ensure the compliance of your many legal entities. ComplyGlobalTM is the cloud-based compliance software platform that helps you govern and track your domestic and global regulatory requirements in real time to manage compliance risk. Your real-time compliance library and customized calendar, are automatically created by our algorithm. facilitate compliance activities for each legal entity by automatically updating as regulations change. Built by finance and compliance professionals, ComplyGlobal is the cloud-based compliance software that puts you in control of your compliance management. Implement a comprehensive compliance management plan with efficiency. Input your key data, let our algorithm run and leverage our system to proactively manage your global compliances by our compliance software.

Compliance Mantra provides a platform whereby user(s) can define the compliance requirement as per their business, operations, or even statutory and regulatory requirements; can schedule the compliance submission targets; and allocate job responsibility. Further, Compliance Mantra helps in organizing the documents submitted, besides generating alerts for the due and overdue compliances. The primary challenge that businesses face is in adhering to the deadlines for their statutory & regulatory obligations. Organizations with various companies and agencies have too many compliance requirements to address. Monitoring and tracking compliance against their target dates is at time unmanageable. To sort the problem, Compliance Mantra is designed, which will give the user the discretion to track their due dates, target dates and actual compliance done date. Compliance Mantra generates reports on various parameters and combinations.

CUBE RegPlatform is our trusted, world-beating SaaS platform, providing the world’s most comprehensive source of classified, meaningful regulatory intelligence for large global financial organizations. Our RegPlatform product combines industry leading technology with expert validated insights to present a future proof, constantly up-to-date service that simplifies the complexities of multi-jurisdictional regulatory compliance. RegPlatform comprises a series of bespoke modules, allowing you to tailor our product to suit your global business and compliance needs. If you’re a large financial organization looking to streamline regulatory compliance on a global scale, then RegPlatform is the trusted partner for your compliance team. Our philosophy is founded on the Three R’s: to deliver real-time, relevant regulatory intelligence that mitigates compliance risk. We do this by leveraging leading techniques in artificial intelligence, from machine learning to natural language processing.

A single hub to embed compliance into business operations for any team, tool or process. Designed to enable financial institutions to create, customize and manage regulatory controls across even the most distributed teams and efficiently direct the risk strategy for the entire organization. Get easy access to granular details about the decision trees and smart policies that make up your compliance protocols. The Apiax View module enables you to work with and explore verified regulatory content through our platform or in-house, seamlessly integrated into your system. Adjust regulatory knowledge to your language, entity structure and risk appetite. Make use of our friendly digitalization environment to turn your expertise into digital compliance rules and to make this knowledge easily accessible for everyone. Unlocking Rule View grants access to detailed information about the regulatory properties of the decision trees that are the backbone of more than 6'500 rulesets.

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

Dow Jones Risk & Compliance is a global provider of best-in-class risk data, web-based software applications and scalable due diligence services that help organizations manage risk and meet regulatory requirements related to financial crime, third-party risk management, sanctions and international trade. Built on the legacy of one of the world’s most trusted newsrooms, Dow Jones Risk & Compliance combines the expertise of a multilingual research team with industry-leading data scientists and technologists to provide actionable content structured specifically for compliance needs. Our solutions were developed in partnership with top legal and political advisors — including former regulators — to help our clients maintain consistency across global business units and teams.