Complius Alternatives

Hyperproof makes building out and managing your information security frameworks easy by automating repetitive compliance operation tasks so your team can focus on the bigger things. The Hyperproof solution also offers powerful collaboration features that make it easy for your team to coordinate efforts, collect evidence, and work directly with auditors in a single interface. Gone are the days of uncertainty around audit preparation and compliance management process. With Hyperproof you get a holistic view of your compliance programs with progress tracking, program health monitoring, and risk management.

Working with companies from regulated industries, we've realized that many find carrying out GRC tasks time-consuming and ineffective. That's why we created AdaptiveGRC, a comprehensive solution designed to coordinate governance, risk, and compliance fully. The difference between success and failure is the ability to measure, monitor, and manage your GRC activities rapidly and efficiently. The tool reduces the manual work and allows you to focus on things that really matter. Each AdaptiveGRC module can be used as an individual and discrete solution or deployed as part of a fully integrated GRC framework. Whether you use a single module, multiple modules or the full solution suite, your organization will benefit from the operational efficiencies and instant management reports. Struggling to figure out spreadsheets and automation? Our experts are here to help. Let's set up a call and explore the possibilities of streamlining GRC together.

RiskWatch risk assessment and compliance management solutions use a survey-based process for physical & information security in which a series of questions are asked about an asset and a score is calculated based on responses. Additional metrics can be combined with the survey score to value the asset, rate likelihood, and impact. Assign tasks and manage remediation based on survey results. Identify the risk factors of each asset you assess. Receive notifications for non-compliance to your custom requirements and any relevant standards/regulations.

The most powerful, agile approach to risk management. The decisions you make today can help mitigate the risks you may encounter tomorrow. SAI360 is cloud-first software and modern ethics and compliance learning content designed to help your organization effectively navigate risk with a flexible, agile approach. Intelligent solutions, global expertise all in one award-winning platform. Solution configurability, extensible data model with configurable UI/forms, fields, relationships to extend solutions. Process modeling, easily modify or create new processes to automate and streamline risk, compliance, and audit activities. Data visualization and analysis, many out of the box and easy to configure dashboards to visualize and analyze data. Learning and best practice content – preloaded frameworks, control libraries, and regulatory content along with values-based ethics and compliance learning content. System integration – Integration framework with APIs and other protocols.

Automated regulatory & statutory compliance management software/tool in India, to manage and monitor compliance risk across all types of industries & operating units. A centralized compliance repository enables you to determine & comply with applicable laws. Constantly tracking amendments and punctually updating compliance repository. Predetermined email alerts sent to the task owners and escalated on breaching of specific thresholds. This compliance management system India have control of the compliance process through defined workflows and flexible escalation mechanism. This compliance management software India enables you to assess the current status and potential risks of pending compliances. Real-time status reporting – granular analysis according to your requirements.

Complinity is a comprehensive Cloud-based Compliance Management System that Tracks and Monitors statutory, regulatory, central & state, secretarial and legal compliances within a company. It helps businesses manage all their compliance documentation, activities, conduct audits, track and resolve compliance issues on the cloud. Complinity secures your business and makes operational processes more efficient. Complinity is an amalgamation of the words Compliance and Infinity. What it essentially is, an Infinite Compliance System. We relate the system to infinity, since at the core of this cloud software, lies an auto-scheduler which creates compliances for an organization till an infinite amount of time and also because it has no limitations in terms of users, locations, departments, acts and ability to create compliances. An intelligent scheduler automatically creates compliance schedules for a year, making sure that no manual intervention is required once the system is implemented.

Break down your regulatory and contractual obligations into discrete actions that can be assigned and monitored through interactive dashboards. Drill down into each business area and identify where you are exposed, then categorize and mitigate potential risks. Manage IT system risk with user access reviews and contract renewal management. Set up your corporate structure and track all your legal and corporate-level correspondence with regulators. Manage your licence requirements, and statutory and regulatory reporting from one system. Keep a track of all your incidents, complaints and breaches. Use the data to highlight key business risks and implement change management. Validate and check that all the controls you have in place actually work through compliance assurance checklists. Understand your obligations and identify the scope of work you need to perform as part of your organizations compliance framework.

Compliance Star is an on-demand compliance software, the right tools for effective monitoring and risk management. Compliance Star offers effective and efficient remote management of FCA Authorised Firms and its operating Units/Agents via real-time data collection and reporting. Compliance Star is a technology-enabled compliance platform that facilitates compliance management, workflow and monitoring of firms authorised by the Financial Conduct Authority (FCA). Compliance Star is underpinned by a ‘fail-safe’, calendar-based task management system. This allows for both automatic and manual setting of tasks, notifies actions, populates deadlines into a calendar, issues reminders and monitors for completion. The platform reduces compliance burden significantly and is currently being used by leading regulatory networks. Enables complete tracking of internal regulatory processes. It provides up-to-date single point data access combined with the ability to produce FCA required reports.

Safeguard your global business with a comprehensive, cloud-based compliance management solution designed to ensure the compliance of your many legal entities. ComplyGlobalTM is the cloud-based compliance software platform that helps you govern and track your domestic and global regulatory requirements in real time to manage compliance risk. Your real-time compliance library and customized calendar, are automatically created by our algorithm. facilitate compliance activities for each legal entity by automatically updating as regulations change. Built by finance and compliance professionals, ComplyGlobal is the cloud-based compliance software that puts you in control of your compliance management. Implement a comprehensive compliance management plan with efficiency. Input your key data, let our algorithm run and leverage our system to proactively manage your global compliances by our compliance software.

We have worked with 1000's of Environmental, Quality and Health & Safety Compliance professionals who have given us their input, feedback and suggestions. The end result is a user friendly compliance software tool to manage and automate all of your compliance tasks. Control your records, documents and reports, share them and forget the pain of revision numbers. Based in the cloud and with apps for your phone and tablet, the MY Compliance Management software makes reporting and auditing on the go simple and easy. Stop losing compliance data from spreadsheets, bits of paper, emails and forgotten folders. Reduce the time you spend managing systems so you can spend more time implementing and improving them. Our comprehensive system will not only save you money it is also the most cost effective system available today.

Your accountability solution for easy GDPR compliance. Enjoy an easier and smoother regulatory compliance process, empowering privacy professionals worldwide. Empower your privacy program with one smart, easy-to-use, and secure tool, with integrated automation to help to perform all your compliance tasks. Make your compliance visible towards your key stakeholders. Easily communicate your results within the privacy team and towards upper management through pre-designed, automated reports. Gain overview of your entire privacy administration, whilst remaining in full control. Use smart automation wherever you please to help streamline and standardize your processes. Comply with all requirements of the GDPR while simplifying your data protection efforts.

Capnovum’s cognitive compliance management platform provides an up-to-date repository of regulations, obligations and regulatory news; that lets regulated entities manage compliance and resource utilisation across jurisdictions. Artificial intelligence (AI) is leveraged to understand and identify synergies between regulations, assess the footprint of business models and impact of regulatory updates. Capnovum eliminates manual work and external spend that traditionally go into producing and disseminating static reports. Reducing cost, improving timeliness and quality. By combining automation and AI, critical information and insights are available on demand and flow seamlessly to all key stakeholders within your organisation. We recognise that distraction and pressure on our time has become the new normal and cutting through that noise to provide you with the information you need, quickly and concisely is what matters.

Proind compliance controller is a web-based, enterprise-wide solution to better understand, manage, track and control the compliance activities across the organization. The solution reduces the overall cost of managing compliances with an integrated view of enterprise-wide statutory and internal compliances. PCC delivers a single source for regulatory content with embedded control that allows users to understand obligations & associated risk to their organization. PCC provides management an automated, streamlined view across multiple jurisdictions, sectors and regulators and helps confirm regulatory compliances. PCC is equipped with powerful features that can handle all types of compliances throughout their lifecycle across the enterprise. Reduce fines, penalties and reputation risk from non-compliance.

Expansion in terms of geographies and functions, has necessitated the corporates to comply with multiple regulations. It requires systematic approach and co-ordination among functional departments, to avoid any material noncompliance. Nevertheless, some corporates perceive legal compliance, substantive and procedural, as mundane activity involving costs and fail to realize the cost of non compliance that may have an irreversible damage on the reputation of business. Get a comprehensive picture of your compliances which are upcoming, in-process, pending and completed department-wise, location-wise and entity-wise access to enable compliance officers to get holistic information on the company as well as group compliances. Upcoming compliances with dated calendar and listing along with email notification.

CUBE RegPlatform is our trusted, world-beating SaaS platform, providing the world’s most comprehensive source of classified, meaningful regulatory intelligence for large global financial organizations. Our RegPlatform product combines industry leading technology with expert validated insights to present a future proof, constantly up-to-date service that simplifies the complexities of multi-jurisdictional regulatory compliance. RegPlatform comprises a series of bespoke modules, allowing you to tailor our product to suit your global business and compliance needs. If you’re a large financial organization looking to streamline regulatory compliance on a global scale, then RegPlatform is the trusted partner for your compliance team. Our philosophy is founded on the Three R’s: to deliver real-time, relevant regulatory intelligence that mitigates compliance risk. We do this by leveraging leading techniques in artificial intelligence, from machine learning to natural language processing.

In-app IMAP email and collaboration tools improve your communication with customers, suppliers, and team members - simplifying coordination with all compliance stakeholders. Rumzerbot manages regulatory updates so you can focus on your business. All plans include updates to declarable substances and regulations. Rumzer enables you to better control your compliance process and supply chain communication. We're not a middle man - we're your compliance software solution. Manage compliance emails in one spot. Set-up is as easy as setting up email on your mobile device. Just enter your email credentials and go. You can add and remove users as you wish. You can even add 3rd party service providers to your organization to help with your compliance work.

Unitrends Compliance Manager initially scans the network and then asks questions to quickly determine if compliance requirements are being met. Recommendations are prioritized and documented on how to address identified issues. Unitrends Compliance Manager then produces all mandatory reports required to pass an audit. There are many products on the market that provide you with a laundry list of tasks you must perform, and information to gather, process, analyze, and validate to be compliant. But Unitrends Compliance Manager takes the process to the next level by automating the collection of much of the data, analyzing it for you, and providing you with dynamic worksheets that are customized based on the results of the collected data.

Legal Compliance Software will make your life easier, it puts you in control of legal compliance management, enabling you to maintain accurate legal registers, evaluate your compliance and manage legal requirements in one best-practice process. Our legal team keeps up to date with all legal requirements (including health and safety legislation) and notifies you immediately of any relevant changes. Make those unproductive hours spent sifting through legislation to pick out anything applicable a thing of the past. Choose our market-leading legal update service to save you time and provide UK legislation updates relevant for your organization. Identifying relevant legislation is one thing, understanding specific requirements is another matter. Have access to your own in-house legal team who will analyze legislation and identify what you need to act on. ISO standards require you to evaluate your compliance. Schedule compliance audits and record evidence.

RegAdvisor Pro alerts your organization to federal regulatory changes when they are relevant to your institution, streamlining your compliance management process. Our regulatory experts provide condensed summaries and recommended implementation steps to reduce the time it takes to read and examine these changes. Intuitive task delegation provides the tools you need to create, assign and track implementation steps — whether you need to update your policies and procedures, system upgrades, training or create custom tasks tailored to your institution. Execute your compliance strategy with confidence, with Continuity. RegAdvisor Pro provides a turnkey analysis and the tools you need to implement federal regulatory changes. Whenever a federal regulatory change occurs, our regulatory experts analyze that change to proactively inform you when the change will take effect, when you need to complete it and what implementation steps you need to take to address it.

Global regulatory research software to help you build and maintain your compliance program. Build and maintain your compliance program with the most extensive and up-to-date resource for privacy, security, and third party risk research. Powered by 40 in-house legal analysts and a network of over 800 lawyers, DataGuidance is designed to provide your privacy teams with the research needed to track and interpret requirements for the implementation of global privacy laws. Be the first to discover regulatory news and updates with daily alerts and industry research driven by our network of legal professionals and in-house analysts. Sign up for DataGuidance Daily Alerts and stay up to date on the latest regulatory news and developments. Regulatory news and insights are published in real-time as regulatory developments arise. Infographics & Reports illustrate the key takeaways for commonly searched privacy laws and regulations.

First of its kind - we have codified human legal intelligence, scaled millions of laws, established billions of links between them, and mapped them to compliance objects. Let Regology identify the impact of regulatory changes and save hundreds of hours. Smart law library that keeps your regulatory content up-to-date. All relevant updates and actionable content at your fingertips. Deep compliance functionality connected to your smart library. Intelligence that automatically tracks progression through the law making process. Regology's standard citation lets the AI Engine track interconnected legal systems within and across jurisdictions. Definitions, requirements, and scope of applicability improves readability and understanding of the text. Multiple jurisdictions and agencies combined with intelligence leads to a new era of research and compliance.

VComply’s integrated GRC software suite empowers compliance & risk teams to collaborate digitally, providing 360-degree visibility into an organization's compliance & risk programs. It is easy to set up VComply and configure settings for managing your compliance programs. The implementation team is with you at every step of the implementation process! VComply’s integrated workflows and frameworks for regulations like SOX, PCI, GDPR, and ISO help automate repeatable tasks, bring in transparency, and improve collaboration. Provides powerful reports and intuitive dashboards to help businesses gain real-time insights into the organization’s compliance data and risk exposure. Keep track of upcoming compliance deadlines with real-time calendar alerts. The sync feature helps users sync their compliance events in Google and Outlook calendars.

Bridger Insight XG is a fully-integrated compliance platform that uses advanced linking technology to compare identities that you submit in batch or real-time with numerous watchlists. It can be used by departments to automate sanction and enforcement watchlist screens, conduct due diligence and provide an enterprise-wide repository for organizing documentation. Are compliance screening and ongoing monitoring challenges delaying core compliance and onboarding activities? LexisNexis® Bridger Insight® XG’s intelligent functionality and features help your business consolidate key compliance workflows and quickly identify potential risks. Our infographic delivers a detailed look into how Bridger Insight XG reduces excess data noise to raise the effectiveness of your entire compliance program. Explore how it works and learn why Bridger Insight XG is an industry-proven screening solution of choice.

All your governance, risk & compliance documents in one place. Upload and share PDFs, Office docs, images and more. Automatic version control makes it easy to manage your files. No more searching through inboxes and network folders. Other helpful features include: - Document expiry reminders - Unlimited permissioned users - Custom document tagging - In system notifications Secure and reliable visibility. Having the most up-to-date version of a document is not enough. Version control and user access tracking are essential aspects of proving compliance. TrackMyRisks offers: - User activity log - Backup and virus scan - Document revision history - Encryption of all files

AI-driven technology enables financial institutions to fully automate their risk and compliance processes. Continuity is a RegTech solution that automates risk, compliance, vendor and performance management for the financial services industry. It integrates the mandated processes of risk and compliance to boost performance. By combining regulatory expertise with cloud technology, Continuity reduces your regulatory burden and mitigates risk at a fraction of the cost. Hundreds of financial institutions across the United States benefit from our solution. Continuity’s enterprise risk management (ERM) technology, compliance, vendor, and performance management systems are tailored to meet the specific needs of banks, credit unions, mortgage companies and financial technology firms of all sizes. A robust platform that’s built for flexibility and efficiency.

Merkely helps the world’s leading fintechs track dynamic DevOps environments with continuous compliance. Merkely ensures your software development pipelines and environments are always in a audit ready state of continuous compliance. Join the next generation of fintechs and get to continuous compliance with onboarding from our DevOps experts. Discover with real-time reporting from operations and compliance observability from end to end. Track changes by automating a secure chain of custody across your pipelines. Use cryptographic fingerprinting in Merkely’s artifact log to record a tamper-proof identity for every binary created in your controlled build process. Merkely records the software delivery change in your pipelines to build an audit trail for security and risk controls for each artifact. With Merkely you can generate release approvals via version control, CI, or even Slack events. Compliant deploys without the ceremony.

Fire Risk Assessment and Compliance Software providing live reporting, multi-site overview and management. The software allows organisations to easily manage their compliance risks online by creating a structured process that ensures each property is legally compliant and safe. Write reports in real time and better manage your risk by using FCS Cloud compliance software. Our online Fire Risk Assessment system is carried out on the cloud 15 platform and has specifically designed to make this process as easy as possible for the assessor. The unique software provides a practical jargon-free risk management system that identifies hazards and risks, reduces the likelihood of harm or injury, and fulfils responsibilities. Our online legionella risk assessment system is carried out on the cloud 15 platform and has specifically designed to make this process as easy as possible for the assessor.

Compliance Manager is a Software As A Service application that allows you to manage: Documents - Add, update, archive and manage your Policies, Procedures, Forms and Templates. Projects - Manage your projects and documentation allowing team members to share project information. Tasks - Manage tasks, audits, nonconformances, corrective & preventive actions, complaints and incidents. Alerts - Manage e-mail alerts to improve timely close out of corrective & preventive actions. Incidents - Manage incidents, investigations, resolutions and root cause analysis. Training - Manage employee records, training logs and appraisals. Suppliers - Manage supplier records and performance evaluations. Reports - Produce reports on Audit Results, Root Cause Analysis, Training, and Supplier Performance. Manage e-mail alerts to improve the timely close-out of corrective actions. Manage supplier records and performance evaluations.

The Secure Audit, Risk, Compliance & Quality Software. With On-Premise and Cloud-based deployment options. Auditrunner offers granular encryption and role-based access control for audit files and documents at-rest. All data transfers are protected. We have automated 3000+ business processes for enterprises around the world. Our GRC platform modules are just a few of them. Cloud-based or On-Premise, deploy and start using. Hassle-free integration process enables you to enjoy the benefits of the platform within weeks of kickoff . The low-code platform we are built upon is fully customizable and allows for compliance with any standard or regulation. Operate in a responsive manner in today’s fast-moving, ever-changing regulatory environment and comply with multitude of different legislation instantly without the need for assistance. The ease of use we offer is unmatched.

Remaining compliant with local regulatory and business standards is vital to financial institutions. Temenos has a wide range of product and service offerings designed to help you manage risk and remain compliant. Temenos leverages its wide client base and extensive experience to offer packaged toolkits and solutions to help our clients remain compliant with changing regulatory and business practice requirements. All of the regulatory compliance solutions are pre-integrated into standard Temenos software, which makes their adoption and subsequent usage straightforward. By reducing your bank’s need to focus on implementing regulatory change, this solution frees you to focus on your business opportunities rather than spend valuable business and technology time dealing with topics that affect all banks in their market. Temenos’ solution assists clients to identify and process personal data in accordance with data protection obligations.

A comprehensive and proven software application that supports industry security assessment methodologies and Guidance, including RG 5.71/NEI 08-09, 13-10. The flexible tool is designed to keep up with the changing regulatory requirements. Cyberwiz-Pro automates many aspects of your security control implementation processes, including critical digital configuration management, vulnerabilities prioritization and assessment, risk management, and compliance. With just a few mouse clicks you can group and assess hundreds of CVEs/(CDAs) while taking credit for already implemented security controls and other protections.

The Diligent One Platform (formerly HighBond by Diligent) is the end-to-end GRC platform, designed by industry experts, to create stronger IT security, risk management, compliance, and assurance. Built by industry experts who wanted a better way to work. Diligent One Platform streamlines collaboration across organizations, automates repetitive tasks, and delivers best practices in a seamless, award-winning interface—all powered by ACL Robotics and Rsam technology. Diligent One Platform is made up of a number of different products, each covering a different area of your organizational governance. All together, these products create the collective HighBond software platform. The Diligent One Platform is the only unified solution designed to centralize and unify all your board management and GRC activities. Get a consolidated view of risk across your entire organization. Curate and deliver it right to the board — so they can make better decisions.

As the foundation of privacy management, our data mapping capabilities and connected features give you a birdseye view of what data you hold and how you use it. We help you identify high-risk processing activities and gaps, like lack of a clearly defined purpose, legal basis or retention policy. Thanks to a simple user interface, involving stakeholders is a breeze, no matter their technical skills. Simplify privacy program management and put ongoing planning on autopilot by using Tasks. You can centralise planned activities and schedule execution with timely reminders – giving you time to focus on more impactful initiatives. Educate staff and drive awareness at scale. Take the guesswork out of privacy training with a simple course builder – making course creation easy for you to learn, and even easier for your coworkers to use.

Compliance Mantra provides a platform whereby user(s) can define the compliance requirement as per their business, operations, or even statutory and regulatory requirements; can schedule the compliance submission targets; and allocate job responsibility. Further, Compliance Mantra helps in organizing the documents submitted, besides generating alerts for the due and overdue compliances. The primary challenge that businesses face is in adhering to the deadlines for their statutory & regulatory obligations. Organizations with various companies and agencies have too many compliance requirements to address. Monitoring and tracking compliance against their target dates is at time unmanageable. To sort the problem, Compliance Mantra is designed, which will give the user the discretion to track their due dates, target dates and actual compliance done date. Compliance Mantra generates reports on various parameters and combinations.

We proudly present Compfie, our global e-Compliance Platform, to help you curb or eliminate non-compliance risks and giving you the convenience of accessing all your compliance requirements and their status on the move. Now digitize all your compliance documents and satisfy all your compliance criteria, all in one easy-to-use form and be 100% compliance integrated. Take advantage of our innovative new digital technology and enhance operational efficiencies, regulatory compliance, and growth. In this evolving business era, it is essential to control your business with an effective system on board. Campfire is a futuristic SaaS-based compliance model that enables companies to track, govern and take care of the regulatory requirements, performance evaluation, and internal operations thereby mitigating future risks. Get a complete snapshot of your company’s compliance status, anytime.

Total compliance services by Alphabricks allows you to manage all your compliances needs in one place. Total compliance, a SaaS based application for tracking and monitoring all kinds of compliance, is fully configurable for any country and has features like tracking, reviews (Maker-Checker), escalations, notifications & alerts, document upload, access control, checklists, document management, etc., with a complete dashboard to monitor compliance across your organization. AlphaBricks provides services for developing SaaS based applications and specializes in applications for XBRL, financial & non-financial reporting and GST. Special services are provided to connect ERP's to GSTN (GST Network) for filing of returns and reconciliation. Effective compliance management is the driving force behind the reliable, truthful and accurate governance and monitoring of the organization as a whole.

Revolutionizing the processes around identification and understanding of global financial regulatory rules through technology to make Financial Regulation Easy. AI driven regulatory compliance and change management to make Financial Regulation Easy. Finreg-E harnesses the power of machine learning and artificial intelligence to automatically extract key actions under regulatory rules, connect them to internal controls and deliver intuitive workflows to fill gaps in compliance. Finreg-E’s provides a unique regulatory compliance and change management application that uses innovative technology to bring automation and efficiencies in the identification, analysis and compliance with global financial regulatory rules. Leveraging technologies such as artificial intelligence, natural language processing, topic modelling and deep learning, Finreg-E dynamically connects regulatory requirements to internal policies, procedures and controls.

Practical assurance is designed specifically for Startups, SMBs, and MSPs. Our unique readiness approach combining software and expert-driven assistance will ensure you're preparing in the most practical and quickest way possible. Don't overpay for a more complicated compliance solution than you need. Don't build an internal compliance tool that distracts you from your core business. Don't hire a compliance staffer just to micromanage your team. Avoid vendor lockin with unnecessary integrations. Comply easily with your existing tools. Broad coverage with SOC 2, HIPAA, and GDPR compliance. Direct access to security and compliance experts. Practical Assurance gives you a better and more flexible software-based option. Start your compliance journey with the right tool for your startup or small business. Practical Assurance lets you move beyond cumbersome homegrown compliance spreadsheets but still avoid purchasing an overpriced compliance tool.

Not sure what your obligations are, or how you and your business meet these obligations? Not to worry. Lawstream is built to help you manage just this. Legislation maintained by an experienced compliance team. Be notified of any changes to legislation and compliance. Web accessible, wherever you are, whenever you need it. No previous knowledge of law or compliance required.

IntelligenceBank GRC streamlines governance, risk and compliance processes. With IntelligenceBank GRC, businesses can move their business-critical tasks out of spreadsheets and email, and into an auditable and secure system. Top features include customizable dashboards, risk and compliance registers, surveys, online document management, stats reporting, usage analytics, self registration, calendars, API integration, and more.

Simplify data governance, risk management and regulatory compliance with IBM OpenPages — a highly scalable, AI-powered, and unified GRC platform. IBM® OpenPages® is an AI-driven, highly scalable governance, risk and compliance (GRC) solution that runs on any cloud with IBM Cloud Pak® for Data. Centralize siloed risk management functions within a single environment designed to help you identify, manage, monitor and report on risk and regulatory compliance, especially in today’s changing business landscape. Prepare for the future with an extensible, fully configurable, integrated enterprise risk management solution that scales to tens of thousands of users. Drive GRC adoption for all three lines of the business with a modern, task-focused UI to complete tasks.

The industry’s most comprehensive compliance management platform, trusted by more than 80% of top financial services firms. The only unified solution to manage the full lifecycle of agent and advisor onboarding and compliance, delivering a seamless user experience and “clear to sell” signal for your distribution partners. Efficiently manage requirements from FINRA, SEC, state DOI and other regulators of the financial services industry. Including Advertising Review, Conflicts of Interest, Branch Audits and more. Everything you need to be aware of, comply with, and demonstrate compliance with relevant regulatory changes, including managing impact on your firm’s policies and procedures. The leading provider of Compliance Education, Product Training and Annual Compliance Programs, RegEd delivers more than one million CE courses and insurance certificates each year.

Agency activity summarized by document type. All agencies, in one place. See the violation, respondent and penalty amount, summarized by agency each week. Trending news and upcoming deadlines like comment close, effective and notice dates. Traditional GRC software products have existed for some time, but these applications were not designed to address the challenges associated with Regulatory Change Management. In fact, the required technology to support Regulatory Change Management activities did not exist at the time those applications were developed. Specifically, GRC software does not proactively monitor sources of new regulatory information, provide the ability to automatically analyze and enrich new regulatory content, or enable compliance, risk and legal teams deploy an RCM command center to monitor their compliance status.

A single hub to embed compliance into business operations for any team, tool or process. Designed to enable financial institutions to create, customize and manage regulatory controls across even the most distributed teams and efficiently direct the risk strategy for the entire organization. Get easy access to granular details about the decision trees and smart policies that make up your compliance protocols. The Apiax View module enables you to work with and explore verified regulatory content through our platform or in-house, seamlessly integrated into your system. Adjust regulatory knowledge to your language, entity structure and risk appetite. Make use of our friendly digitalization environment to turn your expertise into digital compliance rules and to make this knowledge easily accessible for everyone. Unlocking Rule View grants access to detailed information about the regulatory properties of the decision trees that are the backbone of more than 6'500 rulesets.

BlueDAG is a cloud-hosted software system for end-to-end management of ADA evaluation and compliance initiatives. BlueDAG’s integrated suite of tools simplifies and streamlines the ADA compliance tasks of both public and private entities. BlueDAG is accessible via web browser on any computing platform with an Internet connection. A companion mobile application is also available. Both private and government entities use BlueDAG’s Site Evaluation Suite to perform facility and/or PROW (Public Right-Of-Way) inspections and generate reports. With BlueDAG’s powerful standards engine and innovative smart checklists, a 50% – 75% reduction in inspection and reporting time is possible. Report generation is effortless and nearly instantaneous, go from gathering findings to generating a completed report in minutes. Public agencies use BlueDAG’s Grievance Management Suite to control Title II workflow from start to finish.

Dow Jones Risk & Compliance is a global provider of best-in-class risk data, web-based software applications and scalable due diligence services that help organizations manage risk and meet regulatory requirements related to financial crime, third-party risk management, sanctions and international trade. Built on the legacy of one of the world’s most trusted newsrooms, Dow Jones Risk & Compliance combines the expertise of a multilingual research team with industry-leading data scientists and technologists to provide actionable content structured specifically for compliance needs. Our solutions were developed in partnership with top legal and political advisors — including former regulators — to help our clients maintain consistency across global business units and teams.

RegulatoryOne replaces bespoke, manual systems with a single, authoritative regulatory management software solution for all your compliance and regulatory needs, providing you with the agility to respond to changing regulations. These efficiency gains improve your time to market, while providing transparency across your entire organization with each product release gate that a product passes through on its way to market. RegulatoryOne is a pure cloud regulatory management software offering that unifies and coordinates all facets of the regulatory process, providing you with visibility into what you’re selling, when you can sell it, and where it’s being sold – all in one place.

CompliancePoint's OnePoint™ technology solution helps organizations practically and powerfully operationalize critical privacy, security and compliance activities within one simple interface. Use OnePoint™ to improve visibility and manage risk while reducing the cost, time and effort required to prepare for audits. Today, most organizations are required to follow at least one, but more often many, regulations. In addition to legal requirements, many organizations also juggle responsibilities related to industry standards or best practices. This can be daunting and time consuming. OnePoint™ enables organizations to implement a unified approach to complying with numerous standards and programs such as HIPAA, PCI, SSAE 16, FISMA, NIST, ISO, cyber security framework, GDPR, and more. Do you struggle to achieve critical privacy, security and compliance tasks on an ongoing basis? OnePoint™ provides organizations with the right tools and support that go beyond a "point in time" evaluation.

Your reviewers don’t need to work harder; they need to work smarter. Intelligent Supervision creates less “noise” for your review teams to monitor and sift through. That means you can pinpoint compliance violations faster and more accurately. Proofpoint NexusAI for Compliance is an add-on to Intelligent Supervision. With its machine learning models, it can use past reviewer decisions to help significantly reduce your low-value supervision content. Poor monitoring in the supervision process can slow regulatory response. Intelligent Supervision solves this problem in three powerful ways: It identifies bottlenecks, improves collaboration, and boosts productivity to reduce compliance risks. You get rich, visual reporting tools for all your archived content. And armed with actionable intelligence, you’re always at the ready to protect your firm. Intelligent Supervision keeps you ready to respond to regulatory audit requests at a moment’s notice.

Product Comply offers comprehensive 360-degree monitoring of evolving regulations and standards impacting your company’s products. Whether it’s medical device products, electronics, furniture, cosmetics or any other product – our software is customized around any compliance landscape. Our product compliance software successfully navigates all global regulations; related to any specific subject related to health, safety, and environment. Regulations are then mapped to your product portfolio according to components, materials, and chemicals to keep you ahead of any possible change in the regulatory scenario impacting your business. With consistently global evolving EHS (Environment, Health & Safety) regulations, laws, and compliance perimeters, it’s imperative to rely on advanced software that monitors regulatory changes to reduce monitoring efforts and to enable your team to focus on strategic decisions to protect your business.