Best Compliance Software in the USA - Page 62
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Compare the Top Compliance Software in the USA as of May 2026 - Page 62
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DataTracks
DataTracks
DataTracks can help you meet your reporting requirements in time, every time. We offer software solutions to help you prepare your compliance reports. Your report can be ready as soon as your books are ready. Numbers flow automatically from books to designated spots in reports. Your team has to review the numbers and write the narratives alone. All you need to do is review, not prepare. Minds on and hands-off preparation of compliance reports, not to mention the low cost. You can sleep well. Your reports would be consistent with your books. Even when your reports include a million pieces of data (as can be true if you are a country wide bank reporting to the Fed in multiple jurisdictions). Set up a data model, map from sources in your enterprise. Data will be fed automatically into data model when your source is ready. Data can be defined in report as in data model or as computed from sources in data model. -
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Veeva Vault RIM
Veeva
End-to-end regulatory information management on a single platform. The Vault RIM Suite streamlines global regulatory processes on a single, cloud-based platform, enabling life sciences companies to improve visibility, data quality, and agility. Respond faster to changing regulations and increase process efficiency from submission planning to publishing. Coordinate regulatory efforts across HQ, affiliates, and partners within a single RIM system. Ensure teams are developing reliable regulatory content with high data integrity. Veeva Vault Registrations manages product registration data worldwide, including registration status, variations, and health authority interactions. Veeva’s flexible data model accommodates IDMP data points and will continue to support evolving regulatory data standards. Veeva Vault Submissions streamlines submission planning through approval by automating regulatory process steps. -
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An RFID Privacy Impact Assessment helps companies to assess the privacy risks - and identify the measures to be taken to address them - before a new RFID application is introduced onto the market. When implementing an RFID application within your company, you may be collecting personal information about your customers. It is important to ensure that you protect the privacy of your customers with regards to that data. Collecting, processing and storing customer’s personal data should be done in accordance with relevant national and local laws and best practices. For European companies, this includes the EU legal framework.
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Automate advanced security and transaction monitoring to strengthen financial controls, ensure separation of duties (SoD), stop fraud, and streamline audit workflows. Automate the analysis required to ensure all roles are audit-ready. Utilize visualizations and simulations to make the best design decisions. Use embedded sensitive access and SoD rules to ensure your roles are compliant prior to go-live. Avoid costly user acceptance testing and audit issues by designing secure ERP roles before the system goes live. Prevent tampering by continuously monitoring transactions and sensitive ERP data with built-in AI. Enable business continuity and resilience by adopting an AI-driven approach to risk management and security. Improve financial oversight by linking risk to business results. Empower employees to balance opportunities with risks. Streamline business continuity and readiness efforts.
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ServiceNow Integrated Risk Management
ServiceNow
ServiceNow Integrated Risk Management allows you to manage risk and compliance enterprise-wide through change and disruption created by evolving global regulations including privacy and ESG, human error, cyberattacks, digital transformation, and more. By seamlessly embedding risk management and compliance into your daily workflows and familiar user experiences you can enable a common language to improve risk-informed decisions, reduce costs, gain real-time visibility into risk, and effectively communicate with stakeholders at all levels. Only ServiceNow can connect the business, security, and IT with an integrated risk framework that transforms manual, siloed, and unfamiliar processes into a user-friendly, unified program built on a single platform. -
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MexonInControl
Mexon Technology
The General Data Protection Regulation (GDPR) has given organizations, that process personal data, a number of new obligations. Many organizations try to get those new aspects, the creation of registers, under control with tools that are available. Microsoft Excel is such a tool that is often within reach. Excel provides a dynamic start, but also has limitations that make many a register falter. The purpose of the GDPR is to protect privacy. Failure in that domain is not an option. The choice of a simple, insightful, reliable, well-arranged and transparent tool is desirable, if not necessary. MexonInControl for Privacy is our SaaS solution with which the first steps are taken to comply with the GDPR obligations regarding registers. Create and fill the registers with minimal effort for a solid and quick result. -
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Munich RE Data Risk Intelligence
Munich Re
With the Data Risk Intelligence solution you can significantly reduce the time and expense involved in implementing the GDPR and at the same time improve the quality of your operations Our comprehensive and at the same time modular solution for riskbased data protection and IT security management, including thirdparty risk assessment, has been thought out down to the smallest detail and tried and tested in practical application. In this way you create the greatest possible legal security for your company. Munich Re’s Data Risk Intelligence enables you to considerably simplify and accelerate your data and information protection processes, and at the same time provides you with an analysis that gives you a comprehensive overview not only of the current status of your data and information protection but also your IT risk management. -
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SlowMist
SlowMist
SlowMist Technology is a company focused on blockchain ecological security. It was established in January 2018 and headquartered in Xiamen. It was created by a team that has more than ten years of first-line cyber security offensive and defensive combat. Team members have created world-class influence Powerful safety engineering. SlowMist Technology is already an international blockchain security head company. It mainly serves many top or well-known projects around the world through "threat discovery to threat defense integrated security solutions tailored to local conditions", including: cryptocurrency exchange, cryptocurrency wallets, smart contracts , the underlying public chain, there are thousands of commercial customers, customers are located in more than a dozen major countries and regions. -
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Elliptic
Elliptic
Blockchain analytics, training, and certification for crypto businesses, financial institutions, and regulators. Manage financial crime risk, achieve regulatory compliance, and grow with confidence. Our crypto compliance solutions and services are used by crypto businesses, financial institutions, and regulators to detect and prevent financial crime in cryptoassets. Blockchain analytics across more than 100 cryptoassets and 10 billion+ data points provide accurate, actionable insights that businesses rely on to mitigate risk and be compliant. Elliptic provides blockchain analytics for cryptoasset compliance. Enable your compliance team to manage risk across 100+ cryptoassets and fulfill regulatory requirements. Compliance is a competitive advantage that builds trust with regulators, customers, and partners. Having the most accurate AML monitoring solutions is critical, as is investing in your team to build the knowledge needed to remain compliant. -
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Practical Assurance
Practical Assurance
Practical assurance is designed specifically for Startups, SMBs, and MSPs. Our unique readiness approach combining software and expert-driven assistance will ensure you're preparing in the most practical and quickest way possible. Don't overpay for a more complicated compliance solution than you need. Don't build an internal compliance tool that distracts you from your core business. Don't hire a compliance staffer just to micromanage your team. Avoid vendor lockin with unnecessary integrations. Comply easily with your existing tools. Broad coverage with SOC 2, HIPAA, and GDPR compliance. Direct access to security and compliance experts. Practical Assurance gives you a better and more flexible software-based option. Start your compliance journey with the right tool for your startup or small business. Practical Assurance lets you move beyond cumbersome homegrown compliance spreadsheets but still avoid purchasing an overpriced compliance tool. -
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Neverfail Auditmation
Neverfail
The Neverfail audit automation (Auditmation™) platform delivers an unbiased, machine-based assessment tool that enables auditors and vendor managers to perform immutable assessments of real-time compliance, risk, and security postures through automated evidence collection, control testing, and remediation. As an external, machine-driven process, Auditmation™ does not relay on people, tools, questionnaires, or scans. Instead, it relies solely on machine-validated truth as the path to actual risk assurance. Companies rely on a complex and ever-changing IT environment to underpin nearly all aspects of business operations. The increasing reliance of business on applications makes downtime and data loss unacceptable. Only the Neverfail Continuity Engine delivers continuous availability that businesses, their users, and their customers demand for their most important business services. -
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Kyzer Regulatory Reporting Suite
Kyzer Software
Automated compliance, reconciliation & reporting for trade transactions (export/import) and cash transactions across all platforms. Masters management within the solution offers validations to ensure optimum accuracy of reporting. Web interfaces to handle processes not available in the current trade system or involve high cost for CBS modification. Elimination of bank-wide login & manual input & output extraction to the regulatory portals. Create and track all past reconciled data and reports presentations under regulatory all in one place. Web-based portal functioning within the bank's intranet allows you to complete data access for reports and audits instantly. Discontinuation of separate reporting & shift from Manual to automated reporting as per RBI guidelines. Faster Implementations of new regulatory guidelines. Elimination of bank-wide login & manual input & output extraction to the Regulatory portals. -
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Precisely Enforcive
Precisely
Precisely’s Enforcive Enterprise Security Suite is a comprehensive, easy-to-use security and compliance solution for IBM i. With over 20 fully integrated, GUI-controlled modules, the suite enables system administrators and security officers to manage security and compliance tasks efficiently and effectively – even managing multiple systems at a single time. In today’s world of privacy breaches, complex regulatory requirements and evolving threats, the Enforcive Enterprise Security Suite enables a comprehensive ‘hardening’ of your company’s IBM i defenses against unauthorized access. Enforcive Enterprise Security Suite modules cover network security, authority swap, security monitoring, IBM i log transfer, and regulatory compliance. Additional modules can be added to tailor the solution to best meet the needs of your environment. Add a comprehensive layer of protection around IBM i systems and data while supporting compliance with security regulations. -
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Volody Insider Trading Compliance Software is designed to help company secretaries and compliance officers monitor and manage insider trading regulations effectively. It supports compliance with SEBI’s stringent insider trading rules by maintaining a structured digital database that tracks the sharing of unpublished price-sensitive information (UPSI). The software ensures that confidentiality agreements or notices are served to all individuals who access sensitive information, reducing the risk of violations. In addition to insider trading compliance, Volody offers AI-powered contract management features, including workflow approval, automated drafting, and obligation management. The platform is suitable for multiple industries such as technology, healthcare, financial services, and manufacturing. With offices in India, Canada, and the USA, Volody provides localized support for global clients.
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Unitrends Compliance Manager
Unitrends
Unitrends Compliance Manager initially scans the network and then asks questions to quickly determine if compliance requirements are being met. Recommendations are prioritized and documented on how to address identified issues. Unitrends Compliance Manager then produces all mandatory reports required to pass an audit. There are many products on the market that provide you with a laundry list of tasks you must perform, and information to gather, process, analyze, and validate to be compliant. But Unitrends Compliance Manager takes the process to the next level by automating the collection of much of the data, analyzing it for you, and providing you with dynamic worksheets that are customized based on the results of the collected data. -
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PwC Risk Detect
PwC
You could be more agile, more adept at identifying opportunities and better able to anticipate change. All powerful drivers of competitive advantage and growth. Risk Command is a suite of PwC Products that identify and monitor potential threats, helping you respond and remediate with speed and confidence. Identify potential high-risk third parties and movements before they impact your business. Address regulatory requirements and save your business from potential financial or reputational damage. Incorporate Integrity Due Diligence, providing the ability to request due diligence reports and conduct focused risk-based monitoring. Bring your data and operations to a single view, helping you capitalize on areas of convergence across compliance and fraud programs and aligning operational data with corporate strategies. -
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Seavus PSD2
Seavus
Seavus PSD2 API is a solution in compliance with the requirements of the Revised Payment Services Directive (PSD2). It enables third parties to access accounts (XS2A), using strict rules and best practices for the security of such interactions. It consists of a platform that goes beyond compliance, a place where banks can expose other areas of banking business to the outside world and remain competitive in the fast-changing market, paving the way for partial or complete digital transformation. The Management Portal enables easy customization, control and maintenance of the PSD2 API system by the bank or financial institution users. With Seavus PSD2 API Gateway, TPPs can easily integrate with the banks and shift focus from technical challenges to business opportunities. Seavus PSD2 solution is easy to integrate, customize and maintain. -
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Hummingbird
Hummingbird RegTech
Compliance investigations and reporting for smart financial institutions. Customer intelligence designed for compliance. One platform for all your case investigations and reporting. Modern technology for filing suspicious activity reports (SARs). Manage cases, conduct investigations, and create detailed reports to file as SARs or refer to partners. Validate and file suspicious activity reports using the Hummingbird platform or our APIs. Master Regulation E and Z disputes with speedy workflows and integrated chargeback handling. Test compliance programs with custom workflows, automatic workpapers, and real-time reporting. Enable shared investigation and reporting needs between banks and FinTech partners. -
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Mitratech Continuity
Mitratech
AI-driven technology enables financial institutions to fully automate their risk and compliance processes. Continuity is a RegTech solution that automates risk, compliance, vendor and performance management for the financial services industry. It integrates the mandated processes of risk and compliance to boost performance. By combining regulatory expertise with cloud technology, Continuity reduces your regulatory burden and mitigates risk at a fraction of the cost. Hundreds of financial institutions across the United States benefit from our solution. Continuity’s enterprise risk management (ERM) technology, compliance, vendor, and performance management systems are tailored to meet the specific needs of banks, credit unions, mortgage companies and financial technology firms of all sizes. A robust platform that’s built for flexibility and efficiency. -
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Acuant
Acuant
Knowing who you are doing business with has never been more critical. Acuant allows you to instantly minimize risk, prevent fraud and enhance security for any size business with the fastest Go-to-Market. We deliver omnichannel solutions for age verification, AML/KYC, fraud prevention and more to be where your customers want to transact. Fast, friendly and secure identity verification for today's digital-first economy. With Acuant you have the flexibility to easily address evolving fraud and regulations. Access the entire platform or just the solutions you need today. Acuant’s Identity Document Library of 6,000+ documents is continuously updated for the best coverage and highest accuracy. Acuant is at the forefront of enabling businesses and governments to transact with trust in an ever-increasing digital world, facilitating the creation, ownership and ability to verify your identity and making that accessible to the entire global population. -
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Validus
Eventus
Validus is a comprehensive platform that combines surveillance, market risk, algo monitoring and AML/transaction monitoring to maximize the efficiency of your regulatory operations. Extremely powerful yet easy to deploy, customize and operate, the proven Validus Trade Surveillance solution is capable of saving you time and resources while mitigating the risk of fines and reputational damage. The Validus Market Risk solution helps ensure compliance with written supervisory procedures and financial limits by confirming that all your pre-trade risk systems are working properly. Hundreds of integrations with the ability to quickly add connections in global equities, options, futures, FX, fixed income, and digital assets. Designed to use machine learning and robotic process automation to cast a wide net and escalate the most actionable alerts. Only solution capable of running in various intervals including real-time. -
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1Exiger
Exiger
Exiger's 1Exiger platform is a purpose-built, AI-powered solution designed to optimize third-party and supply chain risk management. With features like entity risk scoring, supply chain mapping, and deep risk analysis, it helps organizations uncover vulnerabilities, validate data, and make faster, data-driven decisions. Leveraging the world’s largest corporate and supply chain dataset, the platform empowers businesses to stay compliant and resilient in real-time, improving supply chain visibility and enabling proactive intelligence to address crises before they escalate. -
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Acuminor
Acuminor
Accessible and updated financial crime intelligence. Significantly improve outcomes in your existing transaction monitoring system, KYC tool or anti-financial crime training programme with the one and only financial crime threat intelligence tool on the market. Risk Assessment Pro allows you to leave your static spreadsheets and instead enable a dynamic approach to identify and handle financial crime risks. Save time and valuable resources, while increasing quality and level of compliance. -
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Fortia
Fortia
With Fcheck you will automate the NAV plausibility control. Errors linked to the NAV computation are no more an issue. FCheck will help you build a solid, accurate and consistent view of the NAV and quickly detect NAV errors. Full automation of investment compliance controls with semantic analysis and automatic detection of literary rules, creation of ratios from detected rules and breach analysis with Robo-Rules. An end-to-end smart solution to automate complex operational processes based on AI algorithms, Business process monitoring, business activity monitoring, and a powerful calculation engine. Do you face complex challenges in managing your data, your repositories and the compliance of your funds or in automating your operational processes? Discover how Fortia has helped asset management leaders drive performance, efficiency and drastically improve their ROI. Fortia stands out with a unique product offering based on a strong research and development LAB efforts. -
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La Meer GRACE
La Meer
Work from Home (WFH) has become the new reality with the COVID Pandemic. Ability for staff to work from where ever they are, has become critical for organizations to continue operations, service clients and monitor risks. GRACE is here to help. La Meer’s cloud web based GRACE (governance, risk and compliance for the enterprise) platform comprises of industry specific solutions built by financial market experts for financial market regulations in banks, broker-dealers, wealth advisory, alternate investments and asset management firms. The comprehensive cloud based GRACE suite helps organizations and staff to offer seamless client service with comprehensive oversight, compliance, risk management and assurance for clients from where ever they are. The modular nature of the GRACE platform allows our clients to implement (and pay for) only the modules or functionality they need. -
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Bloomberg Vault
Bloomberg
Bloomberg Vault is an integrated compliance and surveillance solution designed to help global financial services firms meet their regulatory obligations and business standards. Vault enables firms to capture, control, archive, reconstruct, and analyze their voice data across the entire trading life cycle on a real time or historic basis. Primarily a premium, enterprise offering with robust capabilities across the compliance workflow, Vault also underpins the entire terminal community with the capture of Bloomberg’s proprietary e-communications and trading data as well as basic archival, surveillance, and search tools for approved reviewers. Allow for timely trade reconstruction by pairing a trade archive solution with the Bloomberg Vault communications storage solution. Access data that is searchable and retrievable from a single console, allowing clear visibility into the entirety of each trade. Review, access and change users’ enablement scope across products and services. -
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Behavox
Behavox
Behavox is an insights company that uses behavioral AI and machine learning to protect enterprises from corporate crises and company-ending events. Behavox provides solutions that help global enterprises generate valuable insights from internal communications like email, instant messaging, social media, and voice. While technology has enabled us to work from anywhere, it has also made it easier to hide behind the digital curtain. Communication and collaboration channels have multiplied, increasing compliance risks. Learn more about how Behavox Compliance delivers actionable insights that enable firms to identify risk quickly and accurately, and prevent illegal, immoral, or malicious acts in the new workplace. We uncover risk and catch bad actors quickly and accurately, before they bring down your business. Behavox covers a wide range of misconduct across applications in multiple languages. -
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Allatus Unity
Allatus
The data organisations hold is one of their biggest assets – but knowledge about that data and how it used for reporting is often held in people’s heads or unmanaged spreadsheets. Allatus Unity® is one secure, searchable framework, accessible to your team regardless of location that has the potential to realise huge productivity benefits for an organisation. Our industry recognised Regtech solution captures regulatory reporting requirements and maps them to the data governance assets, showing lineage and understanding of data and automatically producing detailed IT specifications for Reporting Solutions. Combine business and technical views of your data assets to increase collaboration, reduce regulatory reporting compliance costs, mitigate the risks associated with your data-driven initiatives. -
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Arachnys
Arachnys
Arachnys accelerates onboarding by providing the best global KYC and AML data. Enriched, automated data on customers enables straight-through processing and means fewer customer touchpoints, less risk and quicker revenue. Real-time registry and adverse media connections allow you to keep regulators happy while reducing refresh costs and improving customer experience. A suite of APIs allow modular integration into customer lifecycle and case management tools, removing manual processes, reducing headcount, and improving efficiency. Accelerate onboarding by automatically resolving entity data using straight-through processing and data providers from over 200 jurisdictions. Reduce headcount with automated perpetual KYC, monitoring for changes and adverse information using configurable data sources. Automate laborious tasks by using AI to extract data wherever it is buried, whether in the deep web or in scanned PDF documents. -
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Arctic Intelligence
Arctic Intelligence
Innovative financial crime risk assessments to protect your business. Risk assessments are the cornerstone of any financial crime compliance program. From money laundering, terrorism financing, bribery and corruption and sanctions, Arctic Intelligence provides an enterprise-wide risk assessment solution to assess your business' vulnerabilities in line with global regulations and FATF guidelines. Our solutions can help address many challenges by providing defendable data-driven results and quickly establishing a program tailored to the organisation. Our technology can calculate and present firm wide risk profiles, identifying and highlighting high risk areas and control gaps or weaknesses. Real-time reporting can aggregate risk outcomes for both an individual business unit and organisation-wide level providing accurate, consistent and dependable results.
