Best Compliance Software - Page 71
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MAP FinTech Polaris
MAP FinTech
The “Polaris Platform” empowers our firm with complete control of the entire process, from data sourcing to reporting and monitoring. “Polaris” strategic platform delivers unparalleled flexibility to quickly adapt to new and evolving regulations. Additionally, the “Polaris Platform” enables the required conversions, enhancements and re-formatting of the gathered data, preparing them for submission. Furthermore, it automates complex workflow processes enabling us, and our customers, to review results and ensure accuracy, along the complete cycle. It also adapts to changes across institutions, geographies and jurisdictions without systems re-engineering, reducing implementation times. Finally, it offers a flexible foundation from which to achieve compliance and help meet the current and future reporting demands of regulatory authorities. Sourcing of information from various client systems. Enhanced validation of data, conversion, enhancing and re-formatting of the information/data. -
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Bloomberg Vault
Bloomberg
Bloomberg Vault is an integrated compliance and surveillance solution designed to help global financial services firms meet their regulatory obligations and business standards. Vault enables firms to capture, control, archive, reconstruct, and analyze their voice data across the entire trading life cycle on a real time or historic basis. Primarily a premium, enterprise offering with robust capabilities across the compliance workflow, Vault also underpins the entire terminal community with the capture of Bloomberg’s proprietary e-communications and trading data as well as basic archival, surveillance, and search tools for approved reviewers. Allow for timely trade reconstruction by pairing a trade archive solution with the Bloomberg Vault communications storage solution. Access data that is searchable and retrievable from a single console, allowing clear visibility into the entirety of each trade. Review, access and change users’ enablement scope across products and services. -
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Behavox
Behavox
Behavox is an insights company that uses behavioral AI and machine learning to protect enterprises from corporate crises and company-ending events. Behavox provides solutions that help global enterprises generate valuable insights from internal communications like email, instant messaging, social media, and voice. While technology has enabled us to work from anywhere, it has also made it easier to hide behind the digital curtain. Communication and collaboration channels have multiplied, increasing compliance risks. Learn more about how Behavox Compliance delivers actionable insights that enable firms to identify risk quickly and accurately, and prevent illegal, immoral, or malicious acts in the new workplace. We uncover risk and catch bad actors quickly and accurately, before they bring down your business. Behavox covers a wide range of misconduct across applications in multiple languages. -
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Allatus Unity
Allatus
The data organisations hold is one of their biggest assets – but knowledge about that data and how it used for reporting is often held in people’s heads or unmanaged spreadsheets. Allatus Unity® is one secure, searchable framework, accessible to your team regardless of location that has the potential to realise huge productivity benefits for an organisation. Our industry recognised Regtech solution captures regulatory reporting requirements and maps them to the data governance assets, showing lineage and understanding of data and automatically producing detailed IT specifications for Reporting Solutions. Combine business and technical views of your data assets to increase collaboration, reduce regulatory reporting compliance costs, mitigate the risks associated with your data-driven initiatives. -
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OneSumX
Wolters Kluwer
Unlock and connect critical data across your enterprise. Empower each department to work together to achieve trusted insight and reach solid strategic decisions. Our OneSumX FRR solution suite gives you the building blocks for all your finance, risk and regulatory reporting requirements in one integrated platform. Gain a complete picture of your enterprise's risk profile so that your teams can take action even under the pressure of the rapid rate of regulatory change. Save time and resources by enabling future-proofed end-to-end regulatory compliance to deadline. Flexible and sophisticated reporting functionality gives you the ability to connect critical data across your enterprise. Process large volumes of data required by data-driven regulatory regimes and explore the multi-country regulatory reporting offering available. Enhance data analytics and transparency by preserving data lineage at each functional stage. -
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Regnology
Regnology
With its international RegTech Factory, Regnology offers a digital, fully integrated and automated "reporting factory" that helps to achieve significant economies of scale for participating banks and financial service providers. The low-interest-rate environment, digitalization, and new competitors are putting massive pressure on revenues. At the same time, financial service providers are having to deal with increasing regulatory requirements in Europe, and those regulatory costs are enormous. In response, financial players must consider completely new cooperation and industrialization models. Standardization, industrialization, and automation are logical ways of exploiting economies of scale across borders. With the RegTech Factory, Regnology is breaking new ground in Europe and significantly expanding the scope of action that banks can take. -
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Arachnys
Arachnys
Arachnys accelerates onboarding by providing the best global KYC and AML data. Enriched, automated data on customers enables straight-through processing and means fewer customer touchpoints, less risk and quicker revenue. Real-time registry and adverse media connections allow you to keep regulators happy while reducing refresh costs and improving customer experience. A suite of APIs allow modular integration into customer lifecycle and case management tools, removing manual processes, reducing headcount, and improving efficiency. Accelerate onboarding by automatically resolving entity data using straight-through processing and data providers from over 200 jurisdictions. Reduce headcount with automated perpetual KYC, monitoring for changes and adverse information using configurable data sources. Automate laborious tasks by using AI to extract data wherever it is buried, whether in the deep web or in scanned PDF documents. -
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Arctic Intelligence
Arctic Intelligence
Innovative financial crime risk assessments to protect your business. Risk assessments are the cornerstone of any financial crime compliance program. From money laundering, terrorism financing, bribery and corruption and sanctions, Arctic Intelligence provides an enterprise-wide risk assessment solution to assess your business' vulnerabilities in line with global regulations and FATF guidelines. Our solutions can help address many challenges by providing defendable data-driven results and quickly establishing a program tailored to the organisation. Our technology can calculate and present firm wide risk profiles, identifying and highlighting high risk areas and control gaps or weaknesses. Real-time reporting can aggregate risk outcomes for both an individual business unit and organisation-wide level providing accurate, consistent and dependable results. -
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ARIADNEXT
ARIADNEXT
Finance is considered as one of the industries most exposed to the direct impact of new technologies. The digital transformation thus created new needs, new opportunities and new stakeholders: Fintech companies. Contraction of finance and technology, the term Fintech has emerged since 2015 to illustrate the arrival of new technologies in the finance sector. Specialists in payment, credit, money transfer, savings management and account aggregation, Fintechs offer their clients ever more innovative platforms and shake up the codes of the financial sector. As fairly young start-ups, they use digital, artificial intelligence, mobile and connected technologies to reach a large number of B to B and B to C consumers. Just like traditional players in the financial sector, Fintechs remain subject to vigilance measures and numerous regulations related to customer knowledge. -
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AutoRek
AutoRek
AutoRek can ease the task of meeting the regulatory obligation of client money / client asset protection. AutoRek allows you to manage your data seamlessly, putting the power in your hands when it comes to automated systems. AutoRek delivers robust automated reconciliation software that mitigates risk, enhances control and delivers efficiencies. Our industry-leading technology helps you to automate your data management and works with you to process your regulatory reports. AutoRek account reconciliation tools streamline the consolidation of data from disparate systems. With a comprehensive audit trail, our solution provides the transparency and governance required to meet reporting requirements. -
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Alessa
Alessa
Alessa provides all the anti-money laundering (AML) capabilities that banks, money services businesses (MSBs), Fintechs, casinos and other regulated industries need – all within one platform. Alessa includes APIs for integration with onboarding systems to verify identities and search sanctions, politically exposed persons (PEPs), OFAC, and proprietary lists in real time. Use this information to update the risks associated with an entity. Alessa leverages data from various sources to create a risk score. Risk factors, weights, scores, and aggregates are all configurable by the organization to match their risk appetite and tolerance. Periodic reviews are managed by workflows and scores are updated based on the entities’ activities. With Alessa, monitor every financial activity to get a holistic view of customer activities. The solution generates alerts for suspicious activity and sends them to the appropriate personnel for investigation and reporting. -
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Pega KYC
Pegasystems
Updated quarterly, Pega sources its regulatory rules from a global team of lawyers, regulatory experts, and policy makers with deep experience across all main regulators including the SEC, OCC, FinCEN, CFTC, FINRA, HKMA, MAS, FCA, and ESMA. Rapidly respond to audit and regulatory findings with “look-back” capabilities, through automated bulk case creation, routing and escalation, as well as auditability of rule changes. Quickly update rules through configuration and rapidly address any findings with a zero code rule management portal. A rules-based approach allows you to onboard clients across jurisdictions, business lines, or products. Apply local regulatory requirements where necessary, collecting only additional information as needed. -
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Cognitive View
Cognitive View
Provides a framework to manage conduct related risk in real time, promotes good behaviour and improves organizational culture. Helps in management of customer experience, churn, complaints. Compliance automation & quality management to identify compliance failures and knowledge gap. Cognitive View captures, secures and transcribes voice from all new and legacy communication platforms, providing a structured data set of captured voice conversations. Provide insights if customers are satisfied or frustrated and if agents are polite and sympathetic. Understand emotions by monitoring conversational data to allow customer response at a scale. Monitor customer service and support conversations so you can respond to your customers appropriately and at scale. See if customers are satisfied or frustrated, and if agents are polite and sympathetic. -
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Datactics
Datactics
Profile, cleanse, match and deduplicate data in drag-and-drop rules studio. Lo-code UI means no programming skill required, putting power in the hands of subject matter experts. Add AI & machine learning to your existing data management processes In order to reduce manual effort and increase accuracy, providing full transparency on machine-led decisions with human-in-the-loop. Offering award-winning data quality and matching capabilities across multiple industries, our self-service solutions are rapidly configured within weeks with specialist assistance available from Datactics data engineers. With Datactics you can easily measure data to regulatory & industry standards, fix breaches in bulk and push into reporting tools, with full visibility and audit trail for Chief Risk Officers. Augment data matching into Legal Entity Masters for Client Lifecycle Management. -
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Interos
Interos
As disruptions increase, organizations need to modernize assessment and monitoring. What are you doing to prepare? Map and model supply chains deeper and farther, view and know everything, everywhere, about your business relationships, in seconds. Using an arsenal of natural-language AI models, trained on supply-chain data, we’ve built the most highly connected, multi-dimensional network of B2B relationships in existence. We continuously monitor global events providing real-time indicators of supply chain vulnerability and distress, across your business ecosystem, all the way down to the Nth tier. Build resilience into the extended supply chain. Proactively manage cyber threats, ensure regulatory compliance, and source confidently with one solution. Identify connections to restricted and prohibited countries, assess legal and regulatory compliance, and identify financial, cyber, governance, geographic, and operational risk down to any single supplier, anywhere. -
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NCC Compliance
NRT Technology
NCC Compliance is our real-time tracking and reporting tool for markers, front money, safekeeping, check transactions, cash advances, tito tickets, chips, cash, and suspicious activity. NCC Compliance tracks currency transactions, aggregate cash-in and cash-out totals in a Multiple Transaction Log (MTL). The transaction data would include details of transaction type, amount, and patron information. NCC Compliance provides the ability for the casino compliance team to organize patron activities into manageable cases and produce a Currency Transaction Report (CTR), Suspicious Activity Report (SAR), Monetary Instrument Log (MIL), and Negotiable Instrument Log (NIL). The NCC Compliance API interfaces directly with casino systems including slots, player, cage, table games, cash-access, race, sports, and lottery. Users can also record transactions through NCC Compliance’s user friendly interface. -
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VisibleRisk
VisibleRisk
Cyber events have financial consequences. VisibleRisk helps you quantify the financial impact of your cyber risk, so you can make better risk management decisions across the business. Standardize cybersecurity conversations in the boardroom. Focus on business impact and outcomes. Completed a validated cyber risk assessment to optimize your program and better allocate resources. Enable better communication and decision making around regulatory compliance, M&A and cyber insurance underwriting and limits considerations. Quantifying cyber risk in financial terms empowers security professionals to communicate with other key stakeholders more effectively by speaking in a common language. Business leaders rarely allocate financial resources without fully understanding the expected return, or more specifically, cost avoidance. We leverage automation and tools to provide you with a comprehensive understanding of your organization’s exposure to cyber risk, with minimal effort on your end. -
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Know Your Vendor Solution
Know Your Vendor Solution
Using old-fashioned tools to manage vendors can be tedious and source of mistakes. It’s often non-standardized and not reliable. Know Your Vendor™ solution helps our clients mitigate supply chain risks by providing a consolidated panorama for due diligence on third parties. Due diligence is conducted to insure integrity in the supply chain and prior to making important business decisions in areas such as corporate mergers/acquisitions, or partnership. Due diligence is a deep background check on a prospect, be it a corporation, its principals or a specific individual. -
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myComplianceManager
myComplianceManager
Our Audit Management system is much more than a great tool to optimize your audit life-cycle because we've combined it with our Enterprise Risk Management, Issue Management and IT Systems Inventory applications. It not only enhances the way you perform audits, but it also allows the Audit Committee and senior management to evaluate how your audit results impact the organization's risk profile, and to determine what post-audit actions need to be prioritized. We've also included our Issue Management system, so that process owners have a convenient tool to track and act upon issues or enhancement opportunities identified in your audits. Our Enterprise Risk Management (ERM) system provides a centralized location to assess, monitor and update your company's risk profile at an enterprise, regional and process level. Automated surveys are periodically completed by risk owners to score risks and identify changes in your risk environment. -
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Supply Wisdom
Supply Wisdom
Today as the risk of disruption arises from a wide array of risk events beyond cyber and financial, Supply Wisdom provides a full-stack of risk coverage across 7 risk domains. The market’s only single source comprehensive solution, our Risk Packages enable businesses to cost effectively and efficiently access a comprehensive view of their third-party and locations risks without having to pull together intelligence from multiple disparate solutions. We understand that for some business functions perhaps only one or two particular risk domains fit their needs, while others want full coverage. The flexibility of our solution enables us to offer individual risk modules to be purchased either as risk intelligence, continuous risk monitoring or combination of risk intelligence and continuous risk monitoring. -
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Black Kite
Black Kite
The Black Kite RSI follows a process of inspecting, transforming, and modeling collected from a variety of OSINT sources (internet wide scanners, hacker forums, the deep/dark web and more). Using the data and machine learning, the correlation between control items is identified to provide approximations. Operationalize with a platform that integrates with questionnaires, vendor management systems and process workflows. Automate adherence to cybersecurity compliance requirements and reduce the risk of a breach with a defense in depth approach. The platform uses Open-Source Intelligence (OSINT) and non-intrusive cyber scans to identify potential security risks, without ever touching the target customer. Vulnerabilities and attack patterns identified using 20 categories and 400+ controls, making the Black Kite platform 3x more comprehensive than competitors’. -
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TrustElements
TrustElements
TrustElements helps to mitigate risk and prioritize investments. Your cyber resiliency score is defined in a percentage after analyzing all loads of data your company owns. TrustElements maps your results to industry frameworks (NIST, CIS, MITRE) and helps to establish a golden standard of cyber resilience by continuously assessing your organization exposure to risks. The TE platform enhances decision making based on your business context and helps to better allocate financial resources. Communicate cybersecurity strategy to the C-level and Board of Directors to strengthen the decision making in Security, IT, and Risk Management. Whether your challenge is vendor risk management, tight security budgets, overcoming resource obstacles or applying the right level of protection and risk management, we have your back to make your company propel. -
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Shared Assessments
Shared Assessments
We’ve harnessed the collective intelligence of world’s top risk assessment and management experts to create our industry leading SIG Questionnaire and the most recognized third party risk certification, CTPRP. The VRMMM, SIG, SCA and Privacy tools are designed to meet the needs across the vendor risk management lifecycle. Certification classes and exams establish a knowledge base and verify third party risk professionals’ expertise. Studies, papers and our blog are member-driven, industry-informed and forward looking. Premier global, multi-industry event to shed light on the processes, technologies, and efficiencies in TPRM. -
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As the value and volume of data grows exponentially, data protection has arisen as a board-level issue and potential upper hand source—not merely a compliance necessity. Without a thorough and successful data administration program, data protection stays a consistent challenge and a potential reputation time bomb. Organizations face increasing pressure from regulators and the commercial center to improve how they gather, use, store and erase individual data (PI). Furthermore, it’s importance will only increase as technology like the Internet of Things (IoT) and Big Data generate more data and insights. Infosys Enterprise Data Privacy Suite (iEDPS) meets enterprise challenges by helping companies protect their private data and adhere to global regulatory standards such as HIPAA, PIPEDA, GLBA, ITAR, and many more.
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BitAML
BitAML
BitAML is an advisory firm that offers AML compliance services specifically to cryptocurrency financial institutions facing these challenges. We are comprised of experienced and capable AML compliance experts with a thorough understanding of regulatory nuance at every level of government. While there are many firms in the financial compliance space, BitAML is unique in that it specializes in developing holistic, customized AML compliance regimes specifically for cryptocurrency concerns. We are thorough and leave no regulatory stone unturned. We offer a suite of products and services designed to make it easier for business owners to implement and update AML compliance policies, procedures, and protocols efficiently and accurately as they grow. We serve businesses including bitcoin ATM/kiosk operators, crypto exchanges, individual traders, trading platforms, hedge funds, crypto-cannabis, and others. -
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KYC-Chain
KYC-Chain
An all-in-one workflow solution to verify your customers’ identities, streamline a KYC on-boarding process and manage the entire customer lifecycle. Our partner network allows us to complete fast and accurate Identity Documents Verification from over 240+ countries and territories. Together with our sister company SelfKey, we can support a blockchain approach, allowing users to store their KYC details on-chain. Screen your individual, corporate and institutional clients for associated criminal or prohibited activities in real-time with our global sanctions and watchlists, politically exposed persons and adverse media databases. Customize the solution to your requirements, including GDPR, integrate with your applications through RESTful API, and handle hundreds of thousands of checks per day. Innovative technology allows you to analyze the historical transaction of a crypto wallet and check it against known risk indicators. -
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Uppsala Security
Uppsala Security
Have you fallen victim to a crypto scam or crypto exchange hack? Security experts track your stolen funds in real time. Uppsala Security provides risk management solutions for cryptocurrency AML, regulation compliance, and cybersecurity. Uppsala Security's AML Solution integrated with Samsung Blockchain's wallet, providing a safe user experience for all users. Sentinel Protocol, operated and developed by Uppsala Security, is the world's first crowdsourced Threat Intelligence Platform powered by blockchain technology to protect the cyberspace. Uppsala Security built the first crowdsourced Threat Intelligence Platform known as the Sentinel Protocol, which is powered by blockchain technology. Supporting the framework is a team of security analysts and researchers, who aim to deliver a safely interconnected experience with a suite of solutions that meet the crypto security needs of organizations and the compliance standards of the cybersecurity industry. -
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Napier
Napier
Trusted by the world’s leading data providers, our next generation Intelligent Compliance Platform is transforming AML & Trade Compliance. The Napier platform is fast, scalable and easily configurable. It rapidly strengthens your AML defences and compliance capabilities, while meeting your compliance obligations and challenges in any sector. Our tools dramatically reduce both false positives and false negatives, empowering compliance teams to make validated decisions with unprecedented speed and accuracy. Napier’s single unified platform integrates multiple compliance solutions into one master dashboard. Our easily configurable dashboard gives you a view relevant to your tasks, allowing you to spot at a glance where suspicious activity may be occurring. Should you need to deploy on-premise or in the cloud, we work with you closely to deliver the right outcome for your organization. -
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AnChain.AI
AnChain.AI
See how our team leveraged our CISO™ solution to quickly locate and trace these infamous hacked funds for law enforcement. We combine our deep expertise in ransomware with Machine-Learning enabled tools to help protect institutions from regulatory liability. We are at the forefront of enabling developers to secure their DeFi projects, DApps for mainstream adoption. Cryptocurrency Anti-Money Laundering made simple, fast, and preventive. AI-powered, behavior-based intelligence connects cryptocurrency to real-world entities, enabling your business to secure crypto assets, quantify risk, and remain KYC/AML compliant. Interactive graph-based investigation tools augment your analytics efforts to reveal complex entity relationships involving thousands of addresses. -
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Alloy
Alloy
Alloy is the identity decisioning platform that helps banks and fintech companies automate their decisions, approve more good customers and outmaneuver fraud. Alloy is your command center for identity - here for your compliance and fraud-fighting needs. Our single-API platform connects you to the data you need to understand your customers and their behaviors from the day they onboard and beyond. You get more automated decisions, better conversions and less fraud; your customers get a great experience. Give your customers the fast and simple online account opening experience they deserve, while increasing conversions, reducing manual reviews and preventing fraud. All while meeting your KYC and AML requirements. Real-time transaction monitoring helps you fight fraud and see a clear picture of your customers’ risks and needs. Customized rules let you flag the real risky behavior without all the false positives.
