Best Compliance Software - Page 56
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Impero
Impero
The easy-to-use compliance management platform. Impero empowers companies to deliver what they promise, to become and stay compliant. Digitize your finance and tax compliance management and engage your entire organization to create a culture of trust and transparency. Create and protect your organization’s value by placing GRC at the heart of managing your business. Governance, risk and compliance within any organization is critical. Identify and map you strategic and operational risks, build mitigating tasks and controls, digitize your processes, reports and documentation – all in just one platform. Don’t just take our word for it – have a look at some of the companies who are already protecting their value with Impero’s platform. -
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ML Verify
ML Verify
Streamline your Money Laundering Compliance and client onboarding process with our dedicated AML Software. From ID verification and recordkeeping to staff training, we put everything you need under one dashboard to help you stay compliant. Automate the ID verification process and simplify document collection and validation through your own custom client portal. Speed up the AML compliance process with electronic identity checks. Apply automated PEP and Sanction checks on all new clients. We connect to multiple data repositories to detect changes to a company's structure. We can also routinely monitor your clients to alert you of any address changes. Ensure your business is always audit-ready with detailed event logging and easily extractable data. Manage your staff training logs and policy documents in one place.Starting Price: $15 per month -
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Eastnets PaymentGuard
EastNets
Dynamically detect and stop fraudulent payments by scanning against a wealth of past data. PaymentGuard uses machine learning to reference a historical database of customer data – including transactions, device information, and geolocations – to intelligently model existing and emerging patterns. These patterns predict trends as they occur and generate instant alerts that can be processed using a sophisticated-yet-simple case manager. Analyze, predict and intercept fraudulent and suspicious payment activity in real-time, with zero downtime. PaymentGuard boasts a vast, continually updated library of threat models designed to aid accurate threat detection. Easy-to-use case management allows investigators to act effectively and instantly on any flagged fraud attempt. In a sector that can’t afford to stop innovating, we help you stay ahead. We’re invested in pioneering technologies like Blockchain, AI, and the cloud to make our products and services grow safer and in step with you. -
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AML Accelerate
Financial Crimes Consulting
AML Accelerate is a cloud-based counter-terrorism financing and AML risk assessment platform designed by experts and is tailored to over 30 financial and non-financial industry sectors. Money laundering and terrorism financing laws apply to millions of organisations of all sizes across different industry sectors and geographies. Complying with increasing regulations can be complex and costly, AML Accelerate is an easy-to-use platform designed by experts to guide you to compliance, saving you time and money. Tailored to over 30 industry sectors and country-specific laws, it provides peace of mind that mandatory anti money laundering regulations are being met and your AML risk being managed. Complying with increasing anti money laundering risk regulations can be complex and costly, with experts in short supply. Designed by experts, so you don’t need to be one. Meet mandatory regulatory compliance requirements for audits. -
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PrivacyPerfect
PrivacyPerfect
Your accountability solution for easy GDPR compliance. Enjoy an easier and smoother regulatory compliance process, empowering privacy professionals worldwide. Empower your privacy program with one smart, easy-to-use, and secure tool, with integrated automation to help to perform all your compliance tasks. Make your compliance visible towards your key stakeholders. Easily communicate your results within the privacy team and towards upper management through pre-designed, automated reports. Gain overview of your entire privacy administration, whilst remaining in full control. Use smart automation wherever you please to help streamline and standardize your processes. Comply with all requirements of the GDPR while simplifying your data protection efforts. -
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NorthRow
NorthRow
Regulated businesses use NorthRow to accelerate their onboarding processes and increase effectiveness of their Client Due Diligence. Improve customer experience and meet your compliance requirements with our client onboarding solutions. Continually monitor for relevant changes in your customer profiles to proactively manage your regulatory risk. Efficiently remediate your existing customer base with our API-driven solution to help ensure compliance. Compliance is about more than ticking boxes, making quick, effective decisions about your customers is critical. Northrow’s SaaS platform allows clients to consume a range of data and make intelligent decisions on who to transact with and how. Open Banking is a new, secure way for customers and SMEs to take control of their financial data. Open Banking chose NorthRow to deliver its onboarding processes, as they set the standard for securely managing customer financial data. -
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Isora GRC
SaltyCloud, PBC
Streamline your IT Risk Assessments with Isora GRC. Leverage a lightweight, yet powerful surveying solution for conducting IT Risk Assessments. Launch self-assessment questionnaires for departments, people, facilities, devices, and applications. Leverage our library of preloaded questionnaires like NIST, HIPAA, GLBA, and more. Build or upload your custom questionnaires. Change question weights, allow partial credit, gate conditional questions, and add other question logic to simplify your questionnaires. Automatically rollup and score collected quantitative and qualitative survey data. Gain access to dynamic risk reports. Use the risk map to identify the highest-risk units or the trend graph to track risk scores year-over-year. Easily export the raw data to data analytics tools like Microsoft PowerBI using the RESTful API. -
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Auvenir
Auvenir
Auvenir - born on the cloud and designed for smaller firms. You can simplify and streamline the audit, review, compilation and preparation process to deliver an enhanced client experience. When you compare what’s on the market, Auvenir gives you and your team a faster, higher-quality, and more efficient audit experience. Finally, you can take your engagements from start to completion in a single intuitive solution. Auvenir is so easy and intuitive that you will be up and running in no time. Our simple-to-use, visual platform lets the freshest team members login and get started. Never sift through long, tedious checklists and documents again. Auvenir integrates tailored questions right in the platform to ensure you get the right content for your engagement, the moment you need it.Starting Price: $10 per month -
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ZignSec
ZignSec
The best solution to business tasks of KYC, AML and verification procedure. Our software verifies over 3,000 government-issued documents from more than 190 countries. That's millions of verified identities a year and a lot of people working behind the scenes to help make the lives of millions, and one day billions, of people safer online. Automate the KYC & AML. Utilize the best customer experience. Award-winning customer due diligence software designed by ZignSec: 👉 Perform the verification quickly and in automated mode to give your users a great experience. 👉 Receive full compliance with the regulations and standards of eKYC with the platform that has successfully completed an audit by Big4. 👉 The best document recognition on the market, including non-Latin languages. 👉 Save money if your customer needs more than one attempt at verification. -
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CMC:Insider Compliance
B-next
Introduce uniform consistency and reliability to your transaction surveillance easily. CMC:TradeS automates price surveillance for a wide range of securities, repo and lending, commodities, money market, FX, and listed and OTC derivatives transactions, whether for proprietary trading, customer trading or staff trades. Full range of checking methods across all venues and asset classes, with flexible configuration. Asset class, business unit and management-level monitoring. Research and drill-down functionalities. Tamper-proof documentation of all processing activities. Reliable transaction monitoring across all business units. Individually determined rules refine the automated checks, with many additional research and reporting functions. Flexible parameters allow easy and intuitive configuration of your specific requirements. Integrated, standardized processing and workflow management help you to handle daily routine tasks quickly and efficiently. -
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Placard Wizard
Timothy Ridge
Placard Wizard helps eliminate fines like failure to properly placard your container and failure to properly segregate your hazardous materials. Fines start at $1,000 and can go as high as $250,000. Placard Wizard Web is a browser based program designed to comply with the 49 CFR. The Wizard has been in use since 2002 and is your tool for having the right placards and eliminating confusion with the segregation of hazardous materials. The Wizard is easy to use. Just enter the info on the shipper’s Bill of Lading and the Wizard goes to work making sure your load is CFR compliant. IT managers are concerned with the implementation and maintenance costs with any new service. Placard Wizard is automated software with low overhead and minimal maintenance. Its web based software allows for global updates, and is secured by unique login credentials based on users or terminals. -
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Veeva Vault QMS
Veeva Industries
Ensure quality and GxP compliance with Vault QMS. With built-in best practices and automated workflows, Vault QMS brings all parties – pharma and biotech companies, contract manufacturers, and suppliers – into quality processes for better control and visibility. Easily bring departments, sites, suppliers, contract manufacturers, contract test labs, and other partners into continuous quality improvement processes. Increase operational efficiency with automated workflows and built-in best practices. Improve risk visibility across products and processes with a unified approach to risk management. Improve speed, efficiency, and GxP compliance with a unified suite of quality applications. Readily enable quality management processes with built-in best practices for deviation, internal and external audits, complaints, lab investigations, change control, CAPA, and quality risk management. -
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Loyal
Loyal Solutions
We are a team with more than twenty years' experience in the development of technology products. Hundreds of companies spread across 13 countries use our products daily to achieve business excellence. We invite you to get to know the most comprehensive and powerful family of products for quality management and document management, designed to reduce operational costs, save time, optimize processes and maximize results. We invite you to get to know the most comprehensive and powerful family of products for quality management and document management, designed to reduce operational costs, save time, optimize processes and maximize results. Its cutting edge architecture, unique in the market, adds multiple modules and functionalities into a one single platform, providing an intuitive and dynamic interaction with users. -
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RISMA
Risma Systems
One platform for governance, risk management, and compliance. RISMA's GRC platform gives you and your colleagues the overview you need and helps you manage and document your compliance, risk management, and ongoing control work. You are guided through the process and everyone involved only needs to have knowledge of one system, thereby increasing efficiency. Regardless of the industry, there are regulations and standards that you must comply with and document your compliance. For many, it is a comprehensive project. Legislations are complex, and there exist many complex requirements, making it difficult to gain support from the rest of the organization. Compliance will, therefore, not be straightforward. However, RISMA's solution can help you make it simple, so you only need to focus on, exactly, what you are good at. -
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Exigence
Exigence
Exigence is providing a command and control center software to manage major incidents. Exigence automates the collaboration among stakeholders within and outside of the organization and structures it around a timeline that records the steps taken to resolve an incident and drives workflows across stakeholders and tools, thus ensuring all stakeholders are working off the same page. The product ties together stakeholders, processes and tools already in use, driving down time to resolution. Customers who have purchased and are using Exigence , have seen a more transparent process, faster onboarding of relevant stakeholders, and a reduced time for the resolution of critical incidents in general. They are using Exigence to address critical incidents, but also for cyber events as well as planned incidents like business continuity testing and software release. -
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Tadqeeq
FirstOne Systems
Tadqeeq is a comprehensive and integrated solution help companies manage HSE audit process. It is designed to meet an organizations Audit management requirements throughout all levels of the organization, automating auditing processes ranging from planning, scheduling, conducting, reporting and action followup. The interactive dashboards and roll-up reporting functions provide companies with an overview of all audit and assessment activities in real time. Tadqeeq Audit & Assessment Solution provides the capability to manage internal, external or 3rd party audits, full or cyclic audits across one specific or any number of compliance management systems. Flexible workflow, Meeting organizer to schedule & Track meetings at each stage of Audit process, email notification and customized email content. -
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EasyPrinting
FirstOne Systems
ECPrinting enables employees to print the HR letters INSTANTLY with digital stamp and signature. It is Web, KIOSK and Mobile based solution integrating to major ERP such as SAP. Time saving and increased employee productivity, ready to use HR forms ranging from joining letter till end of service certificate, reduced printing cost, role based authorization providing HR department to have complete control over the system, bilingual (Arabic and English), printing history report, strict security measures, automatic email notification of login details etc. Enabling employee self-service for printing required certificates tuned to be best fit for KIOSK based touch screen. Certificates can be printer with/without digital stamp and signature. Inbuilt security control for important certificates. More than 100 HR forms / letters / certificates incorporated. -
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Onwards HR
Onwards HR
Onwards HR is an offboarding platform that automates and streamlines employee separations to ensure compassionate, consistent, and compliant exits. Designed to enhance collaboration across HR, Legal, and Finance, the software eliminates manual tasks and mitigates compliance risks through centralized offboarding. Key Capabilities: Severance Automation Generate rules-based severance packages with support for severance pay calculations, policy variations, and customized language. WARN Act & OWBPA Compliance Assess compliance and auto-generate required WARN and OWBPA notices. State Separation Notice Management Create and deliver state-specific notices using real-time data from your HCM. Offboarding Checklists Centralize task management using automated workflows, eliminating back-and-forth emails. Real-Time Dashboards & Analytics Track offboarding status, employee signatures, and severance costs with audit-ready reporting. -
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Archer
RSA Security
Built upon decades of experience and hundreds of deployments across all domains of risk management. Whether your organization has an advanced Risk Management function looking to consolidate visibility or get started with one area of risk. Drive efficiency and coordination across stakeholders on a platform tailor-made for risk analysis and management. Archer enables a common understanding of risk, making it easier to work together to manage it. Applying the same taxonomies, policies and metrics to the management of all risk data enhances visibility for everyone, improves collaboration and increases efficiencies. Explore our comprehensive approach to integrated risk management with a demo of Archer. See the UI and discover how the features, dashboards, and capabilities can best address your organization’s unique risk and compliance challenges, whether you deploy our on-premises or SaaS offering. -
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OnBlick
OnBlick
OnBlick is a SaaS-based application developed with the motive of streamlining HR and Immigration processes to ensure Organizational Compliance. OnBlick is enhanced with features like H-1B case management, electronic I-9, SOC predictor and many more that add tremendous value to organizations. Streamline your immigration compliance processes with our reliable and comprehensive end-to-end solution. Now you can ease up from the task of using multiple platforms for different processes. Auto-generate your Public Access File in just a couple of seconds after you upload an LCA. Not just that, now you can also create & retain PAFs of the past four years. Our AI-based algorithm assimilates data from regulatory sources and suggests the appropriate SOC codes. Significant & profound insights on wage levels help you improve the approval chances. -
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SmartRIA
Smartria
Our advanced compliance software solutions serve both complex compliance organizations and small RIA compliance teams. The SmartRIA platform is designed to address the needs of compliance consultants, compliance officers, operations teams, investment advisors, wealth and asset managers, and the staff who support them. SmartRIA helps firms like yours thrive. Need a solution that oversees hundreds of professionals and grows with you? SmartRIA is the most scalable RIA compliance management platform in our industry. Be confident that your cyber-defense policies and operations will protect the sensitive client data your firm is entrusted with thorough professional testing and documentation. Use Smartria to implement solid documentation strategies and a culture of compliance to ensure that your processes are the most efficient and transparent they can be. The Smartria platform is a powerful RIA compliance management tool that is already assisting more than 2,400 firms. -
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eHorizon eBoard
Software Technologies
eHorizon eBoard, our simple yet effective solution provides an online board portal where you can easily create and share board packs, communicate with board members, keep and access board documents from a central place, comment on documents privately and share, chat with members of choice, track company plans and much more. With eHorizon eBoard, your organization’s directors can easily: Meet and join in board meetings through our inbuilt video conferencing module, conduct board & committee evaluations in real-time, track compliance levels across the organization, vote and complete surveys electronically, share annotations electronically anywhere anytime, track milestones of company plans, receive and access board packs instantly, privately share thoughts and collaborate with other members outside of board meetings and search board information from centralized digital storage. -
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TGCentral
Trinity Guard
Quickly identify potential security risks and vulnerabilities across your entire IBM i network by using the dashboard view and expand details as necessary. TGCentral gives you as much high-level or detailed info as you want. No more logging on to every system in the network to track user activity and manage network access rules. Save valuable management time with TGCentral. TGCentral’s state-of-the-are web-based console is waiting for you. Start enjoying how easy it can be to manage securing and auditing your IBM i network. -
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Jade ThirdEye
ThirdEye
Your partner in fighting financial crime We create tailor-made tech solutions that give our clients the tools to stop financial crime before it happens. With flexible software and local support, we give you more time for what matters – protecting your customers. Customer screening - Protect your business from high-risk individuals with PEP and sanction screening, bolstered by intelligent matching against global watchlists. Transaction monitoring - Flexible transaction monitoring that helps you act before risk becomes reality. Case management - Turn complex investigations into clear decisions with streamlined case management tools. Suspicious activity reporting - Streamline suspicious activity reporting. Faster submissions, higher quality, complete oversight. Regulatory reporting - Streamline high-volume regulatory reporting with clever automation and full audit trails. -
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AML360 Dashboard
AML360
The easy-to-use compliance management platform. Automate manual tasks, controls and processes by moving to a digital solution. One platform, one process, one overview. A business risk assessment can be completed within 60 minutes. Receive a comprehensive report, heat maps and program tips for policy controls. Collaborate with staff and ensure updates are instantly reachable to all employees, across all jurisdictions Many additional features include easy updates. We provide a low-cost client verification and screening solution that is easily embedded into onboarding processes. Frictionless, time-saving and efficient. If you do not know the ML/FT risks of your client, then you cannot determine unusual or expected account activity. Align policy requirements to business practice. We incorporate 40+ rules of best practice. Effective monitoring. Ensure priority tasks are assigned to responsible persons and managed with adequate AMLCO oversight. -
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AMLcheck
Prosegur
Anti-money laundering and counter terrorist financing software. AMLcheck is an anti-money laundering and counter terrorist financing software. Using a single AML (Anti-Money Laundering) tool, companies can prevent, detect and investigate suspicious activity. AMLcheck makes it possible to perform functions including but not limited to identifying people or assets during the onboarding process, performing the mandatory KYC for customers by establishing a profile or score based on the available information and analyzing transactions applying different control scenarios to detect anomalous behaviors. Our partner in this venture is Dow Jones Risk & Compliance, a global leader in data intelligence for anti-money laundering, corruption and economic sanctions. -
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ComplianceChimp
Compliance Chimp
ComplianceChimp is a safety compliance management system that helps organizations achieve and maintain OSHA compliance. This includes safety training, self-inspection, injury reporting, worksite logs, record-keeping, and other worker and worksite related activities. Even though the cost of non-compliance is very high, most employers don't know where compliance starts or where it ends. ComplianceChimp takes the many disjointed requirements and puts them in one simple place where they are easily and consistently performed, and reliably stored forever. An explanation of the Safety Compliance Model and our entire feature list is below. Provide general and specific safety training to every worker to decrease the chance of a work related injury, illness, or death. Training is to be tracked to the individual, and renewed on timely intervals to ensure top of mind safety practices. Maintain a workplace that is free from serious hazards. This is achieved through self-inspection. -
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MIPISE
MIPISE
Mipise is a fintech, regtech, and legaltech, specialized in the development of white label solutions for the digitization of financial activities and the collaborative economy. Technological solutions for the digitization of financial activities and the collaborative economy. Simplify the subscription process with a regulatory-compliant, paperless workflow tool. Activate and federate your community around crowdfunding projects (donation, loan, royalties, equity, ICO/STO). Reinvent the management of unlisted securities and shareholding with a modular software suite. Solicit and engage your community around projects, ideas and challenges. Complete your crowdfunding offer. Mipise, the leading consulting and technology partner for tomorrow's finance players. At the heart of the Mipise project, the vision of a finance that reinvents itself. Because we believe in technologies that change the way people relate to each others. -
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Investment Metrics
Investment Metrics
Investment Metrics is a global leading provider of portfolio analytics, reporting, and data that helps institutional investors and advisors achieve better financial outcomes, grow assets, and retain clients with clear investment insights. Our solutions drive insights across 20K+ institutional asset pools, 28K+ funds, 900K+ portfolios, representing $14T+ in AUA. With over 400 clients across 30 countries and industry-leading solutions in institutional portfolio analytics and reporting, factor and ESG analysis, and manager research/competitor analysis, we bring insights, transparency, and competitive advantage to help institutional investors and advisors achieve better financial outcomes. -
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Proteus GDPReady
Proteus-Cyber
Proteus® GDPReady™ is an itteration of Proteus® NextGen Data Privacy™ and uses the same code set. If you are only interested in GDPR then we simply deliver Proteus® NextGen configured to show only the functionality required for GDPR: Comprehensive view of where Personal Identifiable Information (PII) resides in your organisation - Scored readiness evaluation and graphical illustration of compliance gaps - Roadmap for compliance with recommendations for immediate action - Insights to start building a robust data protection framework and inform your future technology choices - Helps meet the regulation requirements at a reduced cost and potentially huge fines mitigated, not to mention reputational damage averted - Snapshot of legal landscape and your potential exposure - Easy, fast breach reporting - Vendor risk management for audits
