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About

A single space where complicated compliance tasks become a streamlined, automated workflow. A trusted platform that activates policies, automates detection and mitigation and generates reports with a click. Powered by the first compliance-dedicated LLM, Sedric has become the new standard for end-to-end compliance management in financial services. Compliance teams in financial services use Sedric AI to convert policies into processes, automate execution and reporting, and turn compliance into a driver of business growth. Sedric is your co-pilot that detects potential issues in real time before they occur. Sedric's AI automatically flags and prioritizes violations so you can focus on the events that matter most. Sedric empowers your team to proactively execute escalation and mitigation policies. Live dashboards and one-click reports for company management, audits, and examination requests simplify the oversight response process.

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Teams and fintech companies looking for a platform to convert policies into processes, and automate execution and reporting operations

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported

Company Information

Sedric AI
Founded: 2020
United States
www.sedric.ai/

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/

Alternatives

Alternatives

OtterBlotter

OtterBlotter

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ComplianceOS365

ComplianceOS365

Gryphon Technologies

Categories

AI Summarizers Supported
Compliance Supported

Categories

Integrations

DialConnection Supported
Facebook Supported
Five9 Supported
Genesys Cloud CX Supported
Google Workspace Supported
Instagram Supported
LinkedIn Supported
LiveVox Supported
Microsoft Excel Supported
Microsoft Office 2021 Supported
Microsoft Teams Supported
Noetica Supported
Playvox Supported
TCN Supported
TikTok Supported
Twilio Supported
WhatsApp Supported
YouTube Supported
Zendesk Supported
Zoom Supported

Integrations

DialConnection Not Supported
Facebook Not Supported
Five9 Not Supported
Genesys Cloud CX Not Supported
Google Workspace Not Supported
Instagram Not Supported
LinkedIn Not Supported
LiveVox Not Supported
Microsoft Excel Not Supported
Microsoft Office 2021 Not Supported
Microsoft Teams Not Supported
Noetica Not Supported
Playvox Not Supported
TCN Not Supported
TikTok Not Supported
Twilio Not Supported
WhatsApp Not Supported
YouTube Not Supported
Zendesk Not Supported
Zoom Not Supported
Claim Sedric AI and update features and information
Claim Sedric AI and update features and information
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information