RegReview.io

RegReview.io

FIN Group
SmartOffice

SmartOffice

Zinnia
+
+

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About

RegReview.io is a compliance management platform for registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other regulated firms, with dedicated versions for insurance, real estate, and private credit. It centralizes recurring and event-driven obligations in a compliance calendar with task tracking, jurisdiction and registration monitoring, document workflows, and calendar synchronization with Outlook, Google, and Apple Calendar. AI tools analyze uploaded documents, identify obligations, and help prepare checklists, marketing reviews, annual reviews, disclosures, and audit responses. Teams can manage questionnaires, vendor due diligence, employee and registration records, and evidence collection. Optional modules support email and instant-message supervision, AML, cybersecurity, licensing, and other compliance workflows. Plans serve individual users and teams, with consultant support available for firms seeking help managing compliance work.

About

SmartOffice is a cloud-based CRM & AMS tailored for financial professionals, advisors, agents, BGAs, RIAs, and broker-dealers, offering comprehensive tools to manage client relationships, workflows, data, and compliance. It includes contact management, investment & policy tracking, and time & calendar management, along with opportunity tracking and dynamic reporting. SmartOffice emphasizes cybersecurity and compliance to protect client data and integrate smoothly with Office 365 (Outlook, Excel, Word) and other sales, financial-planning, insurance, and marketing platforms. It supports key features such as centralized client history, sharing among staff, secure data access from anywhere, and structured administration of membership or agency operations through its agency management system. The platform is designed for established practices seeking to consolidate tools and visibility into opportunity pipelines, reporting, and workflow efficiency.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Compliance officers and teams at registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other financial services firms.

Audience

Financial advisors, insurance agents, RIAs or broker-dealers in search of a tool to track client policies, investments, opportunities, calendars, and reporting

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

Pricing

$79/user/month
Solo is $79/month for 1 user or $790/year. Starter is $149/month for up to 3 users, Pro is $399/month for up to 10 users, and Enterprise is $999/month for up to 25 users. A 14-day free trial is offered. Add-on modules and consulting services may have separate charges.
Free Version Not Supported
Free Trial Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Supported
In Person Supported

Company Information

FIN Group
Founded: 2012
United States
fincompliance.io/regreview

Company Information

Zinnia
Founded: 2005
United States
www.smartofficecrm.com

Alternatives

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Categories

Categories

Insurance Supported

Integrations

Microsoft 365 Supported
Microsoft Outlook Supported
AdvisoryWorld Not Supported
Apple Calendar Supported
Broadridge 15(c) Board Reporting Not Supported
Docupace Not Supported
Gemini Supported
Gmail Supported
Google Calendar Supported
Laserfiche Not Supported
Microsoft Excel Not Supported
Microsoft Word Not Supported
MoneyGuide Not Supported
Morningstar Not Supported
NaviPlan Not Supported
Paperclip Not Supported
PreciseFP Not Supported
Riskalyze Not Supported
Zocks Not Supported
eMoney Not Supported

Integrations

Microsoft 365 Supported
Microsoft Outlook Supported
AdvisoryWorld Supported
Apple Calendar Not Supported
Broadridge 15(c) Board Reporting Supported
Docupace Supported
Gemini Not Supported
Gmail Not Supported
Google Calendar Not Supported
Laserfiche Supported
Microsoft Excel Supported
Microsoft Word Supported
MoneyGuide Supported
Morningstar Supported
NaviPlan Supported
Paperclip Supported
PreciseFP Supported
Riskalyze Supported
Zocks Supported
eMoney Supported
Claim RegReview.io and update features and information
Claim RegReview.io and update features and information
Claim SmartOffice and update features and information
Claim SmartOffice and update features and information