+
+

Related Products

  • Haast
    5 Ratings
    Visit Website
  • D&B Risk Analytics
    81 Ratings
    Visit Website
  • Predict360
    18 Ratings
    Visit Website
  • D&B Credit Insights
    68 Ratings
    Visit Website
  • Sumsub
    235 Ratings
    Visit Website
  • Fraud.net
    56 Ratings
    Visit Website
  • Qualio
    919 Ratings
    Visit Website
  • Filevine
    590 Ratings
    Visit Website
  • Captain Compliance
    337 Ratings
    Visit Website
  • LinkSquares
    727 Ratings
    Visit Website

About

Compliance risks are often hidden and can emerge unexpectedly. Owlitas AI real-time monitoring and advanced analytics identify these risks before they become issues. Gain insight with on-demand KPIs and legal analytics. Generate reports effortlessly for informed decision-making. Accelerate response times, improve accessibility, and foster transparency. Access legal insights and recommendations.

About

SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Businesses wanting a real-time preventive compliance co-pilot to forecast compliance risks from behaviour patterns.

Audience

Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Pricing

Pricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Not Supported
Webinars Not Supported
Live Online Not Supported
In Person Not Supported

Training

Documentation Supported
Webinars Supported
Live Online Not Supported
In Person Supported

Company Information

Owlitas AI
Founded: 2023
Netherlands
owlitas.com

Company Information

SurgeONE
Founded: 2024
United States
www.surgeone.ai/

Alternatives

Alternatives

OtterBlotter

OtterBlotter

GreenFlow Technology, Inc.
Aptus

Aptus

Aptus.AI

Categories

Compliance Supported

Categories

Integrations

No info available.

Integrations

No info available.
Claim Owlitas AI and update features and information
Claim Owlitas AI and update features and information
Claim SurgeONE and update features and information
Claim SurgeONE and update features and information