OtterBlotter

OtterBlotter

GreenFlow Technology, Inc.
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About

OtterBlotter is a post-trade sales-supervision blotter review tool for broker-dealers. It applies configurable trade-review rules to identify potential issues in executed trades, providing a structured quantitative review to complement a firm's qualitative supervisory review. Compliance and supervisory staff can use flagged issues for follow-up and produce blotter-review reports and supporting documentation for supervisory workflows. The product focuses on reviewing trade blotter data after execution. Its stated audience includes broker-dealers and clearing firms, including retail broker-dealers, and its rules can be configured to fit firms' review needs. OtterBlotter is presented as a live online product for teams conducting post-trade reviews. Firms retain responsibility for their own supervisory decisions and applicable recordkeeping.

About

We offer great tools to automate and streamline compliance and risk management for banks, credit unions, financial advisors, broker-dealers, collection agencies, etc. If you provide online services, your clients are likely to want a SOC2 review or the like, and even if they don’t, your team/board will sleep better knowing you have a well-organized, well-documented compliance program in place. Our tools can help healthcare firms assess existing compliance with HIPAA requirements, manage policies to ensure compliance, and periodically test for adherence. Our family of risk assessment tools automates the complex task of documenting your organization’s current risk profile against relevant risk frameworks like SOC2, HIPAA, or regulatory requirements. In addition to our consulting services, our hosted ODP software is packed with even more features than ever to ensure the success of your program.

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Platforms Supported

Windows Not Supported
Mac Not Supported
Linux Not Supported
Cloud Supported
On-Premises Not Supported
iPhone Not Supported
iPad Not Supported
Android Not Supported
Chromebook Not Supported

Audience

Small to mid size retail broker-dealers

Audience

Enterprises seeking a tool to streamline their risk management process and improve compliance and productivity

Support

Phone Support Supported
24/7 Live Support Not Supported
Online Supported

Support

Phone Support Not Supported
24/7 Live Support Not Supported
Online Supported

API

Offers API Not Supported

API

Offers API Not Supported

Screenshots and Videos

No images available

Screenshots and Videos

Pricing

No information available.
Free Version Not Supported
Free Trial Supported

Pricing

No information available.
Free Version Not Supported
Free Trial Not Supported

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Supported

Training

Documentation Supported
Webinars Not Supported
Live Online Supported
In Person Not Supported

Company Information

GreenFlow Technology, Inc.
Founded: 2009
United States
www.greenflowtech.com

Company Information

Strunk
United States
strunkaccess.com

Alternatives

Alternatives

OTC Link ATS

OTC Link ATS

OTC Markets

Categories

Trade Surveillance Supported

Categories

GRC Supported

Integrations

No info available.

Integrations

No info available.
Claim OtterBlotter and update features and information
Claim OtterBlotter and update features and information
Claim Strunk and update features and information
Claim Strunk and update features and information