OtterBlotterGreenFlow Technology, Inc.
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About
OtterBlotter is a post-trade sales-supervision blotter review tool for broker-dealers. It applies configurable trade-review rules to identify potential issues in executed trades, providing a structured quantitative review to complement a firm's qualitative supervisory review. Compliance and supervisory staff can use flagged issues for follow-up and produce blotter-review reports and supporting documentation for supervisory workflows. The product focuses on reviewing trade blotter data after execution. Its stated audience includes broker-dealers and clearing firms, including retail broker-dealers, and its rules can be configured to fit firms' review needs. OtterBlotter is presented as a live online product for teams conducting post-trade reviews. Firms retain responsibility for their own supervisory decisions and applicable recordkeeping.
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About
Regulatory requirements have not just become onerous but are growing, each piece of legislation large and complex. This has increased the pressure on the compliance function - driving up costs and the demand for skilled staff. However, after growing year on year, budgets need to be justified and understanding where bottom-line costs can be cut is at the top of the agenda. Recent regulatory mandates have put increased pressure on financial services firms to proactively identify suspicious activity, market abuse and financial crime. SteelEye's asset class agnostic Trade Surveillance solution offers comprehensive coverage for a wide range of market abuse activities and behaviours, enabling you to strengthen your risk detection, improve your oversight and continuously demonstrate compliance.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Small to mid size retail broker-dealers
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Audience
Financial services and data analytics platform for organizations
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
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API
Offers API
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Screenshots and VideosNo images available
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Supported
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Not Supported
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Company InformationGreenFlow Technology, Inc.
Founded: 2009
United States
www.greenflowtech.com
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Company InformationSteelEye
Founded: 2017
United Kingdom
www.steel-eye.com
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Integrations
Symphony
Not Supported
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