OtterBlotterGreenFlow Technology, Inc.
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RegReview.ioFIN Group
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Related Products
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About
OtterBlotter is a post-trade sales-supervision blotter review tool for broker-dealers. It applies configurable trade-review rules to identify potential issues in executed trades, providing a structured quantitative review to complement a firm's qualitative supervisory review. Compliance and supervisory staff can use flagged issues for follow-up and produce blotter-review reports and supporting documentation for supervisory workflows. The product focuses on reviewing trade blotter data after execution. Its stated audience includes broker-dealers and clearing firms, including retail broker-dealers, and its rules can be configured to fit firms' review needs. OtterBlotter is presented as a live online product for teams conducting post-trade reviews. Firms retain responsibility for their own supervisory decisions and applicable recordkeeping.
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About
RegReview.io is a compliance management platform for registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other regulated firms, with dedicated versions for insurance, real estate, and private credit. It centralizes recurring and event-driven obligations in a compliance calendar with task tracking, jurisdiction and registration monitoring, document workflows, and calendar synchronization with Outlook, Google, and Apple Calendar. AI tools analyze uploaded documents, identify obligations, and help prepare checklists, marketing reviews, annual reviews, disclosures, and audit responses. Teams can manage questionnaires, vendor due diligence, employee and registration records, and evidence collection. Optional modules support email and instant-message supervision, AML, cybersecurity, licensing, and other compliance workflows. Plans serve individual users and teams, with consultant support available for firms seeking help managing compliance work.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Small to mid size retail broker-dealers
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Audience
Compliance officers and teams at registered investment advisers, broker-dealers, private funds, exempt reporting advisers, and other financial services firms.
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Supported
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Screenshots and VideosNo images available
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Screenshots and Videos |
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Pricing
No information available.
Free Version
Not Supported
Free Trial
Supported
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Pricing
$79/user/month
Solo is $79/month for 1 user or $790/year. Starter is $149/month for up to 3 users, Pro is $399/month for up to 10 users, and Enterprise is $999/month for up to 25 users. A 14-day free trial is offered. Add-on modules and consulting services may have separate charges.
Free Version
Not Supported
Free Trial
Supported
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Reviews/
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Reviews/
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Training
Documentation
Supported
Webinars
Not Supported
Live Online
Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Supported
In Person
Not Supported
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Company InformationGreenFlow Technology, Inc.
Founded: 2009
United States
www.greenflowtech.com
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Company InformationFIN Group
Founded: 2012
United States
fincompliance.io/regreview
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Integrations
Apple Calendar
Not Supported
Claude
Not Supported
Gemini
Not Supported
Gmail
Not Supported
Google Calendar
Not Supported
Google Workspace
Not Supported
Microsoft 365
Not Supported
Microsoft Outlook
Not Supported
Microsoft Teams
Not Supported
OpenAI
Not Supported
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Integrations
Apple Calendar
Supported
Claude
Supported
Gemini
Supported
Gmail
Supported
Google Calendar
Supported
Google Workspace
Supported
Microsoft 365
Supported
Microsoft Outlook
Supported
Microsoft Teams
Supported
OpenAI
Supported
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