eCompliance

eCompliance

eCompliance Software
+
+

Related Products

  • IUX
    927 Ratings
    Visit Website
  • Predict360
    18 Ratings
    Visit Website
  • Haast
    4 Ratings
    Visit Website
  • Capitalcore
    86 Ratings
    Visit Website
  • RegDesk
    19 Ratings
    Visit Website
  • Bluepear
    48 Ratings
    Visit Website
  • Sumsub
    226 Ratings
    Visit Website
  • D&B Risk Analytics
    80 Ratings
    Visit Website
  • Process Street
    1,119 Ratings
    Visit Website
  • SDS Manager
    4 Ratings
    Visit Website

About

FIS Trading Compliance Manager is a multi-asset, web-based regulatory surveillance and compliance solution designed to help sell-side financial firms detect, monitor, and manage potential trading violations throughout the full order lifecycle by combining alerts with comprehensive market and client data. It provides end-to-end trade surveillance, regulatory reporting, and supervisory controls to support daily review, post-trade analysis, best execution monitoring, and compliance with standards like RegNMS, RegSHO, market manipulation rules, and data requests such as Electronic Blue Sheets (EBS) and OATS, all from a unified, permission-controlled platform that enhances oversight while reducing risk and manual effort. By offering a complete view of orders and trading activity, robust alerting, and integrated data warehousing, the system helps firms streamline compliance workflows, improve execution data quality, support management reporting, and mitigate reputational risk.

About

Compliance is a necessary factor that protects a company from policy violations which can cost considerable reputational damage and high financial penalties to the organization. Statutory compliance management facilitates the management of the various compliance documents & renewal of the respective documents with notification, in a user-friendly manner. The notification about compliance, alerts and reminders will be sent through SMS and Email to the responsible users and to the relevant persons (escalation persons and other users) for compliance. E-compliance software application allows organizations to standardize compliance processes to avoid the risk of non-compliance. It enables users to schedule recurring compliances in a single unified web-based /cloud-enabled platform for easy execution. With this digital platform, businesses can easily handle multiple regulatory compliances, configure the prerequisites for effective regulatory compliance management

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Platforms Supported

Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook

Audience

Compliance officers and trading supervision teams who need a comprehensive platform to monitor trading activity, enforce regulatory rules, and manage trade compliance

Audience

Manufacturing Industries, Educational Institutions, Health Care Industry, Hospitality Sector, Service Sector

Support

Phone Support
24/7 Live Support
Online

Support

Phone Support
24/7 Live Support
Online

API

Offers API

API

Offers API

Screenshots and Videos

Screenshots and Videos

No images available

Pricing

No information available.
Free Version
Free Trial

Pricing

No information available.
Free Version
Free Trial

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Reviews/Ratings

Overall 0.0 / 5
ease 0.0 / 5
features 0.0 / 5
design 0.0 / 5
support 0.0 / 5

This software hasn't been reviewed yet. Be the first to provide a review:

Review this Software

Training

Documentation
Webinars
Live Online
In Person

Training

Documentation
Webinars
Live Online
In Person

Company Information

FIS
Founded: 1968
United States
www.fisglobal.com/products/fis-compliance-suite/fis-trading-compliance-manager

Company Information

eCompliance Software
Founded: 2002
India
www.ecompliancesoftware.in

Alternatives

Alternatives

Salus

Salus

SALUS Technologies
Validus

Validus

Eventus
TradingHub MAST

TradingHub MAST

TradingHub
Komrisk

Komrisk

Lexplosion Solutions

Categories

Categories

Integrations

No info available.

Integrations

No info available.
Claim FIS Trading Compliance Manager and update features and information
Claim FIS Trading Compliance Manager and update features and information
Claim eCompliance and update features and information
Claim eCompliance and update features and information