EQubeDbCom
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Intapp Employee ComplianceIntapp
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Related Products
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About
EQube is a compliance product that acts as a central data repository integrating with other systems and services. By connecting with various OMS vendors, clearing systems, data vendors, and internal systems such as HR and CRM, EQube serves as an SSoT platform for financial firms. EQube’s comprehensive compliance solutions provide innovative tools to make daily compliance tasks faster and easier than ever before. EQube’s Control Room and business modules, facilitate oversight of employee activities and improve daily operations.
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About
Intapp Employee Compliance makes it easier for your firm to monitor employees’ financial interests and outside activities, adhere to internal code of ethics policies, and track required documentation. Help your professionals follow firm and regulatory requirements and make it simpler for your compliance team to review and manage everyone’s activities. Give employees the tools they need to easily comply with firm policies. Verify information with normalized data and flagged discrepancies. Automatically notify employees when actions are required and track progress. Support timely action and approvals with workflows and notifications. Provide comprehensive histories for firm management and regulators. Create a hub for staff to track and receive approval for regulated activity. Combine employee compliance with your existing HR and trading systems. Provide role-based, centralized data views and dynamic reporting tools.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Companies in need of a financial compliance solution
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Audience
Businesses wanting a solution to ensure employee compliance with firm and regulatory requirements
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
No information available.
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationDbCom
Founded: 1994
United States
www.dbcominc.com
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Company InformationIntapp
Founded: 2000
United States
www.intapp.com/employee-compliance/
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Alternatives |
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Categories |
Categories |
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Compliance Features
Archiving & Retention
Artificial Intelligence (AI)
Audit Management
Compliance Tracking
Controls Testing
Environmental Compliance
FDA Compliance
HIPAA Compliance
Incident Management
ISO Compliance
OSHA Compliance
Risk Management
Sarbanes-Oxley Compliance
Surveys & Feedback
Version Control
Workflow / Process Automation
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Integrations
No info available.
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Integrations
No info available.
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