RIA in a BoxCOMPLY
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Related Products
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About
Go beyond static File Integrity Monitoring (FIM). Automate integrity in motion and at rest—in real-time. With eXtended Integrity Monitoring (XIM) from Chainkit. Chainkit detects threats faster and in real-time, which in turn reduces the amount of time that undetected attacks linger in your data. Chainkit dramatically increases the visibility of attacks within your data. It detects anti-forensic tampering techniques that attackers use to evade detection. Chainkit seeks out malware hidden within your data and provides full transparency on tampered logs. Chainkit preserves the integrity of artifacts required by forensic investigators. Chainkit enhances attestation for ISO, NIST and related log or audit trail compliance requirements. Chainkit can help you reach and maintain compliance for all security compliance regulations. We provide customers with a more comprehensive audit-readiness posture.
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About
RIA in a Box is a comprehensive, all-in-one compliance management platform purpose-built for Registered Investment Advisers (RIAs) to streamline and oversee their regulatory obligations under both SEC and state regimes. It consolidates essential compliance workflows into a unified interface, offering a pre-populated, customizable compliance calendar and log with best-practice guidance; automated support for registration and regulatory filings, including preparation of Form ADVs and key documents like Codes of Ethics; comprehensive communications archiving across emails, social media, and websites with powerful filtering and review; guided annual review processes aligned with SEC Rule 206(4)-7; structured risk assessments tied to compliance policies; oversight tools for employee activities, including trading, outside business activity, and attestations; and a built-in cybersecurity compliance module based on the NIST framework that covers vendor due diligence.
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Platforms Supported
Windows
Mac
Linux
Cloud
On-Premises
iPhone
iPad
Android
Chromebook
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Audience
Cybersecurity solution for organizations wanting to detect invisible data integrity attacks in real-time
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Audience
Compliance officers and operations teams seeking a solution to manage every facet of regulatory compliance, from filings and supervision to communications and cybersecurity
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Support
Phone Support
24/7 Live Support
Online
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Support
Phone Support
24/7 Live Support
Online
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API
Offers API
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API
Offers API
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Screenshots and Videos |
Screenshots and Videos |
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Pricing
$50 per month
Free Version
Free Trial
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Pricing
No information available.
Free Version
Free Trial
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Reviews/
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Reviews/
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Training
Documentation
Webinars
Live Online
In Person
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Training
Documentation
Webinars
Live Online
In Person
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Company InformationChainkit
Founded: 2017
United States
chainkit.com
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Company InformationCOMPLY
United States
www.comply.com/products/ria-in-a-box/
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Integrations
No info available.
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Integrations
No info available.
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