Related Products
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About
AI Sigil is an AI governance, risk and compliance platform. It carries a maintained library of 28 AI regulatory frameworks: the EU AI Act plus 27 national and state AI laws. You register each AI system with its components (use cases, models, data, interfaces, actions), and the platform works out which regulations apply, classifies the system by role and risk tier, and derives the obligations, recomputing them whenever the system changes. Obligations become requirements and controls, split organisation-wide and system-level, each with an owner, status, evidence and review frequency, alongside a risk register with mitigations. Assessments and questionnaires run on a recurrence cadence, keep a full answer history, and can be shared with vendors or external assessors without an account. Output is a regulator-ready report assembled only from recorded data and sealed with a fingerprint, backed by a full activity trail. Multi-entity, role-based access, REST API and MCP server, six languages.
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About
SurgeONE is a cloud platform for compliance, cybersecurity, data integration, and AI governance at registered investment advisers, broker-dealers, and other regulated financial firms. Its compliance tools support audit preparation, written supervisory procedures, employee attestations, personal-trading oversight, marketing and electronic-communications review, regulatory calendars, and issue tracking. Cybersecurity features include vendor due diligence, endpoint monitoring, risk dashboards, and inspection evidence. A data-integration pillar uses 110+ adapters to consolidate information from financial systems into a compliance data lake for reporting and analysis. AI-governance tools help firms inventory and monitor AI use, apply policy checks, route issues for review, and maintain traceable records. The modular platform combines software workflows with review by compliance and cybersecurity professionals.
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Platforms Supported
Windows
Not Supported
Mac
Not Supported
Linux
Not Supported
Cloud
Supported
On-Premises
Not Supported
iPhone
Not Supported
iPad
Not Supported
Android
Not Supported
Chromebook
Not Supported
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Audience
Enteprise and SMB
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Audience
Registered Investment Advisers (RIAs), broker-dealers, chief compliance officers, compliance teams, and financial services firms.
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Support
Phone Support
Not Supported
24/7 Live Support
Not Supported
Online
Supported
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Support
Phone Support
Supported
24/7 Live Support
Not Supported
Online
Supported
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API
Offers API
Not Supported
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API
Offers API
Not Supported
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Screenshots and VideosNo images available
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Screenshots and VideosNo images available
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Pricing
$999/month
Free Version
Not Supported
Free Trial
Supported
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PricingPricing is scoped to the selected pillars and modules and the firm's deployment.
Free Version
Not Supported
Free Trial
Not Supported
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Reviews/
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Reviews/
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Training
Documentation
Not Supported
Webinars
Not Supported
Live Online
Not Supported
In Person
Supported
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Training
Documentation
Supported
Webinars
Supported
Live Online
Not Supported
In Person
Supported
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Company InformationAI Sigil
Founded: 2024
United Kingdom
aisigil.com
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Company InformationSurgeONE
Founded: 2024
United States
www.surgeone.ai/
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Categories |
Categories |
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Integrations
No info available.
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Integrations
No info available.
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